AMP Insider Trading
Ameriprise Financial, Inc. | Investment Advice
Comprehensive Trading Performance Summary
The investment history of corporate insiders at Ameriprise Financial, Inc. provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the Investment Advice sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2020-11-04 01:36 | 2020-10-30 | THISSEN KAREN WILSON | Officer - Executive VP and GC | SELL | $159.22 | 620 | $98,716 | 14,164 | -4.2% |
| 2020-08-13 23:32 | 2020-08-11 | Woerner John Robert | Officer - Pres Ins & Chief Strat Officer | OPT+S | $163.83 | 9,873 | $1,617,461 | 27,402 | 0.0% |
| 2020-05-28 00:02 | 2020-05-26 | Sharpe Robert Francis JR | Director | SELL | $141.03 | 1,000 | $141,030 | 6,180 | -13.9% |
| 2020-02-25 00:22 | 2020-02-20 | Kupper Randy | Officer - EVP Technology and CIO | SELL | $179.55 | 6,862 | $1,232,104 | 19,202 | -26.3% |
| 2020-02-20 01:02 | 2020-02-18 | Berman Walter Stanley | Officer - Executive VP and CFO | OPT+S | $177.43 | 52,160 | $9,254,973 | 17,760 | 0.0% |
| 2020-02-20 01:02 | 2020-02-18 | TRUSCOTT WILLIAM F | Officer - CEO, Global Asset Management | OPT+S | $177.88 | 11,998 | $2,134,229 | 59,401 | 0.0% |
| 2020-02-20 00:59 | 2020-02-14 | CRACCHIOLO JAMES M | Director, Officer - Chairman and CEO | OPT+S | $177.93 | 141,618 | $25,198,091 | 233,564 | 0.0% |
| 2020-02-11 01:27 | 2020-02-10 | THISSEN KAREN WILSON | Officer - Executive VP and GC | OPT+S | $175.72 | 530 | $93,132 | 14,784 | 0.0% |
| 2020-02-11 01:26 | 2020-02-07 | Kupper Randy | Officer - EVP Technology and CIO | OPT+S | $175.42 | 7,115 | $1,248,120 | 22,887 | 0.0% |
| 2020-02-05 00:48 | 2020-01-31 | Woerner John Robert | Officer - Pres Ins & Chief Strat Officer | OPT+S | $166.15 | 7,598 | $1,262,423 | 26,821 | 0.0% |
| 2019-12-21 00:11 | 2019-12-18 | Sweeney Joseph Edward | Officer - Pres-AWM Products & Services | SELL | $167.50 | 8,100 | $1,356,726 | 19,669 | -29.2% |
| 2019-11-13 01:29 | 2019-11-08 | THISSEN KAREN WILSON | Officer - Executive VP and GC | OPT+S | $158.67 | 303 | $48,077 | 11,627 | 0.0% |
| 2019-11-01 00:34 | 2019-10-29 | Woerner John Robert | Officer - Pres Ins & Chief Strat Officer | SELL | $154.13 | 6,477 | $998,330 | 27,196 | -19.2% |
| 2019-06-11 23:15 | 2019-06-07 | Kupper Randy | Officer - EVP Technology and CIO | SELL | $150.38 | 5,160 | $775,937 | 23,656 | -17.9% |
| 2019-02-28 01:18 | 2019-02-25 | MOORE COLIN | Officer - EVP & Global CIO | SELL | $133.64 | 24,032 | $3,211,579 | 56,447 | -29.9% |
| 2018-05-11 01:21 | 2018-05-10 | CRACCHIOLO JAMES M | Director, Officer - Chairman and CEO | BUY | $136.04 | 7,400 | $1,006,678 | 242,416 | +3.1% |
| 2018-05-04 00:32 | 2018-05-02 | Berman Walter Stanley | Officer - Executive VP and CFO | BUY | $134.12 | 3,728 | $500,004 | 25,076 | +17.5% |
| 2018-02-28 01:00 | 2018-02-23 | Kupper Randy | Officer - EVP Technology and CIO | SELL | $159.61 | 4,381 | $699,256 | 21,607 | -16.9% |
| 2018-01-31 00:24 | 2018-01-26 | McGraw Deirdre Davey | Officer - EVP Corp Comm/Cmnity Rltns | SELL | $174.04 | 5,500 | $957,220 | 8,138 | -40.3% |
| 2018-01-31 00:23 | 2018-01-26 | TRUSCOTT WILLIAM F | Officer - CEO, Global Asset Management | OPT+S | $173.64 | 31,379 | $5,448,706 | 29,856 | 0.0% |
| 2017-12-28 00:07 | 2017-12-22 | Stewart David Kent | Officer - Sr Vice Pres and Controller | OPT+S | $171.51 | 4,817 | $826,140 | 17,853 | 0.0% |
| 2017-12-13 00:10 | 2017-12-08 | Sweeney Joseph Edward | Officer - Pres-AWM Products & Services | OPT+S | $169.47 | 7,329 | $1,242,034 | 13,829 | 0.0% |
| 2017-11-30 02:42 | 2017-11-27 | Stewart David Kent | Officer - Sr Vice Pres and Controller | OPT+S | $160.72 | 603 | $96,912 | 17,853 | 0.0% |
| 2017-11-10 01:44 | 2017-11-07 | CRACCHIOLO JAMES M | Director, Officer - Chairman and CEO | SELL | $159.33 | 42,228 | $6,728,162 | 202,213 | -17.3% |
| 2017-11-01 00:24 | 2017-10-27 | Kupper Randy | Officer - EVP Technology and CIO | OPT+S | $161.06 | 2,460 | $396,205 | 21,696 | 0.0% |
| 2017-11-01 00:24 | 2017-10-27 | Maglaque Charles Neal | Officer - Pres. Advice & Wealth Mgt, COO | OPT+S | $161.01 | 1,754 | $282,412 | 11,331 | 0.0% |
| 2017-11-01 00:24 | 2017-10-27 | Sweeney Joseph Edward | Officer - Pres-AWM Products & Services | SELL | $161.58 | 1,904 | $307,648 | 13,829 | -12.1% |
| 2017-10-30 23:33 | 2017-10-26 | McGraw Deirdre Davey | Officer - EVP Corp Comm/Cmnity Rltns | SELL | $160.77 | 1,000 | $160,772 | 13,638 | -6.8% |
| 2017-10-30 23:34 | 2017-10-26 | Woerner John Robert | Officer - Pres Ins & Chief Strat Officer | OPT+S | $160.91 | 9,022 | $1,451,730 | 20,265 | 0.0% |
| 2017-10-30 23:32 | 2017-10-26 | MOORE COLIN | Officer - EVP & Global CIO | OPT+S | $161.09 | 4,285 | $690,271 | 55,314 | 0.0% |
| 2017-08-17 00:08 | 2017-08-14 | CRACCHIOLO JAMES M | Director, Officer - Chairman and CEO | SELL | $144.50 | 39,450 | $5,700,612 | 244,441 | -13.9% |
| 2017-08-14 23:45 | 2017-08-10 | THISSEN KAREN WILSON | Officer - Executive VP and GC | OPT+S | $145.15 | 425 | $61,690 | 6,702 | 0.0% |
| 2017-08-14 23:43 | 2017-08-10 | McGraw Deirdre Davey | Officer - EVP Corp Comm/Cmnity Rltns | SELL | $145.06 | 1,200 | $174,072 | 13,689 | -8.1% |
| 2017-08-14 23:44 | 2017-08-10 | Berman Walter Stanley | Officer - Executive VP and CFO | SELL | $145.80 | 37,917 | $5,528,261 | 10,381 | -78.5% |
| 2017-08-07 23:34 | 2017-08-03 | CRACCHIOLO JAMES M | Director, Officer - Chairman and CEO | SELL | $146.25 | 13,418 | $1,962,344 | 283,891 | -4.5% |
| 2017-08-02 23:40 | 2017-07-31 | Maglaque Charles Neal | Officer - Pres. Advice & Wealth Mgt, COO | OPT+S | $144.57 | 4,728 | $683,532 | 11,331 | 0.0% |
| 2017-08-02 23:40 | 2017-07-31 | TRUSCOTT WILLIAM F | Officer - CEO, Global Asset Management | OPT+S | $144.43 | 19,768 | $2,855,112 | 40,927 | 0.0% |
| 2017-08-02 23:40 | 2017-07-31 | CRACCHIOLO JAMES M | Director, Officer - Chairman and CEO | OPT+S | $144.67 | 97,545 | $14,112,128 | 297,309 | 0.0% |
| 2017-08-01 00:13 | 2017-07-27 | Sweeney Joseph Edward | Officer - Pres-AWM Products & Services | OPT+S | $143.96 | 7,090 | $1,020,683 | 15,733 | 0.0% |
| 2017-08-01 00:12 | 2017-07-27 | Stewart David Kent | Officer - Sr Vice Pres and Controller | OPT+S | $144.21 | 4,945 | $713,123 | 17,853 | 0.0% |
| 2017-08-01 00:12 | 2017-07-27 | HUNTER KELLI A | Officer - Exec VP of Human Resources | SELL | $144.59 | 1,500 | $216,885 | 27,356 | -5.2% |
| 2017-06-30 23:12 | 2017-06-29 | Kupper Randy | Officer - EVP Technology and CIO | OPT+S | $130.24 | 2,987 | $389,030 | 21,696 | 0.0% |
| 2017-05-11 00:28 | 2017-05-08 | HUNTER KELLI A | Officer - Exec VP of Human Resources | OPT+S | $128.80 | 943 | $121,458 | 28,576 | 0.0% |
| 2017-04-04 23:13 | 2017-03-31 | MOORE COLIN | Officer - EVP & Global CIO | SELL | $129.08 | 20,233 | $2,611,603 | 55,314 | -26.8% |
| 2017-03-20 23:35 | 2017-03-16 | TRUSCOTT WILLIAM F | Officer - CEO, Global Asset Management | SELL | $134.63 | 8,000 | $1,077,026 | 39,852 | -16.7% |
| 2017-03-17 18:36 | 2015-10-29 | Sharpe Robert Francis JR | Director | BUY | $97.96 | 180 | $17,633 | 11,180 | +1.6% |
| 2017-03-04 00:29 | 2017-03-01 | Woerner John Robert | Officer - Pres Ins & Chief Strat Officer | OPT+S | $134.57 | 5,337 | $718,216 | 22,862 | 0.0% |
| 2017-02-24 00:52 | 2017-02-22 | THISSEN KAREN WILSON | Officer - Executive VP and GC | OPT+S | $131.17 | 535 | $70,178 | 5,324 | 0.0% |
| 2017-02-24 00:52 | 2017-02-21 | Kupper Randy | Officer - EVP Technology and CIO | SELL | $129.71 | 3,327 | $431,529 | 21,696 | -13.3% |
| 2017-02-22 00:56 | 2017-02-16 | HUNTER KELLI A | Officer - Exec VP of Human Resources | SELL | $128.88 | 3,916 | $504,702 | 25,747 | -13.2% |
How to Interpret $AMP Trades
Not every insider transaction in Ameriprise Financial, Inc. is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $AMP shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for AMP
Insider activity data for Ameriprise Financial, Inc. is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $AMP, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.