Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-03 20:30 | 2026-04-01 | N-A | Bain Capital Private Credit | Bain Capital DCB Investments (GP), LLC | 10% owner | Other | BUY | $0.00 | 1,159,304 | $0 | 1,159,304 | +100.0% |
| 2026-04-03 20:13 | 2026-04-01 | LOCL | Local Bounti Corporation/DE | Hurlbert Craig M. | Director, Officer - Executive Chairman | Agricultural Production-Crops | SELL | $1.16 | 100,000 | -$116,000 | 814,803 | -10.9% |
| 2026-04-03 20:11 | 2026-04-01 | LOCL | Local Bounti Corporation/DE | VALIASEK KATHLEEN | Officer - President and CEO | Agricultural Production-Crops | SELL | $1.16 | 200,000 | -$232,000 | 1,443,580 | -12.2% |
| 2026-04-03 20:28 | 2026-04-02 | SGHT | Sight Sciences, Inc. | Bauerlein Alison | Officer - Chief Operating Officer | Surgical & Medical Instruments & Apparatus | SELL | $3.48 | 25,874 | -$90,042 | 701,621 | -3.6% |
| 2026-04-03 20:28 | 2026-04-02 | SGHT | Sight Sciences, Inc. | Badawi David | Director, Officer - Chief Technology Officer | Surgical & Medical Instruments & Apparatus | SELL | $3.48 | 8,168 | -$28,425 | 1,990,290 | -0.4% |
| 2026-04-03 20:27 | 2026-04-01 | SGHT | Sight Sciences, Inc. | Taylor Brenton | Officer - EVP, Operations & R&D | Surgical & Medical Instruments & Apparatus | SELL | $3.70 | 2,869 | -$10,615 | 267,807 | -1.1% |
| 2026-04-03 20:27 | 2026-04-01 | SGHT | Sight Sciences, Inc. | Badawi Paul | Director, Officer, 10% owner - President and CEO | Surgical & Medical Instruments & Apparatus | SELL | $3.70 | 29,244 | -$108,203 | 6,151,156 | -0.5% |
| 2026-04-04 01:30 | 2026-04-02 | FLD | Fold Holdings, Inc. | Reeves William Brian Poppic | Officer, 10% owner - Chief Executive Officer | Finance Services | OPT+S | $1.22 | 5,710 | -$6,978 | 4,723,938 | 0.0% |
| 2026-04-04 01:30 | 2026-04-02 | FLD | Fold Holdings, Inc. | Dickman Thomas J | Officer - Chief Technology Officer | Finance Services | OPT+S | $1.22 | 6 | -$7 | 332,333 | 0.0% |
| 2026-04-04 01:30 | 2026-04-02 | FLD | Fold Holdings, Inc. | Repass Wolfe | Officer - Chief Financial Officer | Finance Services | OPT+S | $1.22 | 1,326 | -$1,620 | 245,641 | 0.0% |
| 2026-04-03 22:22 | 2026-04-01 | OPTU | Optimum Communications, Inc. | Olsen Michael | Officer - General Counsel and CCRO | Cable & Other Pay Television Services | SELL | $1.29 | 20,000 | -$25,800 | 1,219,781 | -1.6% |
| 2026-04-03 22:17 | 2026-04-02 | WHWK | Whitehawk Therapeutics, Inc. | Lennon David James | Director, Officer - CHIEF EXECUTIVE OFFICER | Pharmaceutical Preparations | OPT+S | $3.48 | 26,858 | -$93,466 | 793,549 | 0.0% |
| 2026-04-03 21:55 | 2026-04-02 | VYGR | Voyager Therapeutics, Inc. | Sandrock Alfred | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | SELL | $3.87 | 11,511 | -$44,548 | 472,549 | -2.4% |
| 2026-04-03 21:06 | 2026-04-02 | ANVS | Annovis Bio, Inc. | Hoffman Michael B | Director | Pharmaceutical Preparations | BUY | $2.10 | 713,800 | $1,498,980 | 3,288,539 | +27.7% |
| 2026-04-03 20:49 | 2026-04-01 | ZIP | ZIPRECRUITER, INC. | SIEGEL IAN H. | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Services-Computer Programming, Data Processing, Etc. | SELL | $1.88 | 19,444 | -$36,613 | 187,814 | -9.4% |
| 2026-04-03 20:20 | 2026-04-01 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.07 | 3 | $0 | 3,200,399 | +0.0% |
| 2026-04-03 20:05 | 2026-04-01 | PACB | PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | Gibson James R II | Officer - See Remarks | Laboratory Analytical Instruments | SELL | $1.37 | 88,185 | -$120,813 | 1,245,663 | -6.6% |
| 2026-04-03 18:14 | 2026-04-01 | RPAY | Repay Holdings Corp | Forager Fund, L.P. | 10% owner | Services-Business Services, NEC | BUY | $2.54 | 950,000 | $2,408,345 | 10,192,937 | +10.3% |
| 2026-04-03 15:23 | 2026-04-01 | NRXS | Neuraxis, INC | Henrichs Timothy Robert | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $1.96 | 7,593 | $14,882 | 7,593 | +100.0% |
| 2026-04-03 15:19 | 2026-04-01 | NRXS | Neuraxis, INC | Carrico Brian Allen | Director, Officer - Chief Executive Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $1.96 | 8,060 | $15,798 | 348,178 | +2.4% |
| 2026-04-03 15:21 | 2026-04-01 | NRXS | Neuraxis, INC | Carrico Thomas Joeseph | Officer - CRO, CCO, CPO | Electromedical & Electrotherapeutic Apparatus | BUY | $1.96 | 667 | $1,307 | 331,903 | +0.2% |
| 2026-04-03 14:56 | 2026-04-01 | EJH | E-Home Household Service Holdings Ltd | WENSHAN XIE | Director, Officer, 10% owner - Chairman, CEO | Services-Miscellaneous Repair Services | BUY | $1.25 | 540,000 | $675,000 | 552,295 | +4,392.0% |
| 2026-04-03 11:29 | 2026-04-01 | CGEN | COMPUGEN LTD | Ophir Eran | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | OPT+S | $2.21 | 5,625 | -$12,413 | 11,375 | 0.0% |
| 2026-04-03 11:31 | 2026-04-01 | CGEN | COMPUGEN LTD | Levine Zurit | Officer - SVP, Business Development | Biological Products, (No Diagnostic Substances) | OPT+S | $2.20 | 3,500 | -$7,700 | 29,375 | 0.0% |
| 2026-04-02 22:37 | 2026-04-01 | KSEZ | Kinetic Seas Inc. | Lozinski Jeffrey William | 10% owner | Blank Checks | SELL | $0.03 | 111,700 | -$3,664 | 278,300 | -28.6% |
| 2026-04-02 20:07 | 2026-03-23 | SVRE | SaverOne 2014 Ltd. | VisionWave Holdings, Inc. | Director | Services-Computer Programming Services | BUY | $3.00 | 361,800,000 | $1,085,400,000 | 7,128,388,800 | +5.3% |
| 2026-04-02 21:15 | 2026-04-01 | DGXX | Digi Power X Inc. | Amar Alec | Director, Officer - President | Finance Services | SELL | $2.25 | 1,800 | -$4,050 | 1,367,149 | -0.1% |
| 2026-04-02 20:16 | 2026-03-31 | CGC | Canopy Growth Corp | Yanofsky Theresa | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 10,373 | -$9,647 | 53,145 | -16.3% |
| 2026-04-02 20:15 | 2026-03-31 | CGC | Canopy Growth Corp | Lazzarato David Angelo | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 15,624 | -$14,530 | 72,048 | -17.8% |
| 2026-04-02 20:47 | 2026-03-31 | ALLO | Allogene Therapeutics, Inc. | Beneski Benjamin Machinas | Officer - SVP, Chief Technical Officer | Biological Products, (No Diagnostic Substances) | SELL | $2.50 | 2,867 | -$7,168 | 195,338 | -1.4% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | Butcher Patrick | Director | Services-Computer Programming Services | OPT+S | $4.43 | 554 | -$2,454 | 9,099 | 0.0% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | Hollister Kathryn A | Director | Services-Computer Programming Services | OPT+S | $4.42 | 264 | -$1,167 | 13,151 | 0.0% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | Druskin Ben | Director | Services-Computer Programming Services | OPT+S | $4.43 | 486 | -$2,153 | 54,367 | 0.0% |
| 2026-04-02 20:00 | 2026-04-01 | HGBL | Heritage Global Inc. | Sklar James Edward | Officer - EVP, Gen Counsel & Secretary | Services-Business Services, NEC | SELL | $1.35 | 3,734 | -$5,041 | 261,125 | -1.4% |
| 2026-04-02 21:12 | 2026-03-31 | PCSA | Processa Pharmaceuticals, Inc. | Neal James R | Director | Pharmaceutical Preparations | BUY | $2.54 | 789 | $2,000 | 818 | +2,720.7% |
| 2026-04-02 21:21 | 2026-04-01 | KPET | KPET Ultra Paceline Corp | KPThree Capital LLC | 10% owner | Other | BUY | $0.00 | 235,000 | $0 | 235,000 | +100.0% |
| 2026-04-02 20:52 | 2026-04-01 | NCMI | National CineMedia, Inc. | Woods Maria VG | Officer - EVP - General Counsel | Services-Advertising | OPT+S | $3.04 | 12,066 | -$36,681 | 143,097 | 0.0% |
| 2026-04-02 20:39 | 2026-04-01 | NCMI | National CineMedia, Inc. | Lesinski Thomas F. | Director, Officer - Chief Executive Officer | Services-Advertising | OPT+S | $3.04 | 64,699 | -$196,685 | 559,031 | 0.0% |
| 2026-04-02 20:23 | 2026-04-01 | PRHI | Presurance Holdings, Inc. | RONEY BRIAN J | Officer - Chief Executive Officer | Fire, Marine & Casualty Insurance | BUY | $0.72 | 100,000 | $71,810 | 510,232 | +24.4% |
| 2026-04-02 20:16 | 2026-03-31 | CGC | Canopy Growth Corp | ATKINS M SHAN | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 2,074 | -$1,929 | 41,390 | -4.8% |
| 2026-04-02 20:15 | 2026-03-31 | CGC | Canopy Growth Corp | BAYERN JOSEPH | Director | Medicinal Chemicals & Botanical Products | SELL | $0.93 | 2,658 | -$2,472 | 40,000 | -6.2% |
| 2026-04-02 21:16 | 2026-04-01 | LPSN | LIVEPERSON INC | Sabino Anthony John | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $2.57 | 7,844 | -$20,159 | 180,294 | -4.2% |
| 2026-04-02 21:55 | 2026-04-01 | DAVA | Endava plc | PATTILLO DAVID ALEXANDER | Director | Services-Computer Programming Services | OPT+S | $4.43 | 538 | -$2,383 | 32,332 | 0.0% |
| 2026-04-03 01:00 | 2026-03-31 | ADCT | ADC Therapeutics SA | Redmile Group, LLC | 10% owner | Pharmaceutical Preparations | SELL | $3.34 | 5,880,415 | -$19,636,470 | 10,265,297 | -36.4% |
| 2026-04-03 00:00 | 2026-03-31 | SLND | Southland Holdings, Inc. | Winn Walter Timothy | Director, Officer - CO-COO AND EVP | Heavy Construction Other Than Bldg Const - Contractors | BUY | $1.47 | 29,177 | $42,890 | 1,950,721 | +1.5% |
| 2026-04-02 23:34 | 2026-03-31 | VVOS | Vivos Therapeutics, Inc. | Skaff Michael C | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $1.34 | 1,353,625 | $1,813,858 | 1,353,625 | +100.0% |
| 2026-04-02 22:16 | 2026-04-01 | CDLX | Cardlytics, Inc. | Lynton Nicholas Hollmeyer | Officer - Chief Legal & Privacy Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $0.99 | 40,296 | -$39,893 | 167,856 | 0.0% |
| 2026-04-02 22:19 | 2026-04-01 | CDLX | Cardlytics, Inc. | Gupta Amit | Director, Officer - Chief Executive Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $1.01 | 116,774 | -$118,421 | 1,057,220 | 0.0% |
| 2026-04-02 21:51 | 2026-03-31 | XOS | Xos, Inc. | Bernstein Stuart N. | Director | Motor Vehicle Parts & Accessories | SELL | $1.64 | 4,071 | -$6,694 | 94,087 | -4.1% |
| 2026-04-02 21:35 | 2026-04-01 | GEVO | Gevo, Inc. | Shafer Andrew | Officer - Chief Cust Mkt & Brnd Officer | Industrial Organic Chemicals | OPT+S | $2.71 | 5,550 | -$15,027 | 270,823 | 0.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.