Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-22 20:05 | 2026-03-25 | TKLF | Tokyo Lifestyle Co., Ltd. | Kanayama Mei | Director, Officer, 10% owner - Representative Director (PEO) | Retail-Retail Stores, NEC | BUY | $2.24 | 24,760 | $55,443 | 162,216 | +18.0% |
| 2026-05-22 20:05 | 2026-05-21 | STEX | Streamex Corp. | Marciano Anthony Mark | Director | Electromedical & Electrotherapeutic Apparatus | BUY | $1.13 | 17,745 | $20,052 | 117,745 | +17.7% |
| 2026-05-22 20:30 | 2026-05-21 | SLNH | Soluna Holdings, Inc | PICCHI MICHAEL | Officer - Chief Financial Officer | Finance Services | BUY | $1.63 | 100,000 | $163,200 | 1,381,250 | +7.8% |
| 2026-05-22 20:10 | 2026-05-20 | LFT | Lument Finance Trust, Inc. | HOULIHAN WILLIAM A | Director | Real Estate Investment Trusts | BUY | $1.17 | 20,000 | $23,300 | 280,732 | +7.7% |
| 2026-05-22 20:10 | 2025-11-24 | APCX | AppTech Payments Corp. | Walsh Calvin D | Director | Services-Prepackaged Software | BUY | $0.39 | 39,268 | $15,366 | 39,268 | +100.0% |
| 2026-05-22 20:10 | 2025-10-31 | APCX | AppTech Payments Corp. | LORD ALBERT L | Director | Services-Prepackaged Software | BUY | $1.00 | 1,000,000 | $1,000,000 | 1,000,000 | +100.0% |
| 2026-05-23 01:47 | 2026-05-20 | NXDT | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | NORRIS DUSTIN DAVID | Officer - See Remarks | Real Estate Investment Trusts | BUY | $4.90 | 53,663 | $262,949 | 864,586 | +6.6% |
| 2026-05-23 00:09 | 2026-05-20 | AERO | Grupo Aeromexico, S.A.B. de C.V. | Murray Aaron James | Officer - Chief Commercial Officer | Air Transportation, Scheduled | SELL | $1.53 | 950,000 | -$1,451,505 | 1,618,130 | -37.0% |
| 2026-05-22 23:51 | 2026-05-15 | SSP | E.W. SCRIPPS Co | McCabe Molly E | 10% owner | Television Broadcasting Stations | SELL | $3.42 | 326,675 | -$1,117,588 | 0 | -100.0% |
| 2026-05-23 00:01 | 2026-05-22 | HNST | Honest Company, Inc. | von Kunssberg Etienne | Officer - SVP, Supply Chain | Retail-Catalog & Mail-Order Houses | SELL | $3.34 | 4,544 | -$15,177 | 284,913 | -1.6% |
| 2026-05-22 23:47 | 2026-05-20 | KLRS | Kalaris Therapeutics, Inc. | AKKARAJU SRINIVAS | Director, 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $4.83 | 244,300 | $1,179,969 | 2,224,147 | +12.3% |
| 2026-05-22 23:16 | 2026-05-20 | AMAN | Amanat Acquisition Corp. | Kulkarni Sandeep Chidambar | Director, Officer, 10% owner - Director and Chairman | Blank Checks | BUY | $0.00 | 300,000 | $0 | 300,000 | +100.0% |
| 2026-05-22 23:17 | 2026-05-20 | AMAN | Amanat Acquisition Corp. | Amanat Sponsor Holdings LLC | 10% owner | Blank Checks | BUY | $0.00 | 300,000 | $0 | 300,000 | +100.0% |
| 2026-05-22 23:00 | 2026-05-20 | BTAI | BioXcel Therapeutics, Inc. | Mehta Vimal | Director, Officer - CEO and President | Pharmaceutical Preparations | OPT+S | $1.09 | 19,419 | -$21,108 | 69,598 | 0.0% |
| 2026-05-22 23:01 | 2026-05-20 | BTAI | BioXcel Therapeutics, Inc. | Steinhart Richard I | Officer - Chief Financial Officer | Pharmaceutical Preparations | OPT+S | $1.09 | 6,845 | -$7,427 | 26,300 | 0.0% |
| 2026-05-22 23:02 | 2026-05-20 | BTAI | BioXcel Therapeutics, Inc. | Rodriguez Javier | Officer - See Remarks | Pharmaceutical Preparations | OPT+S | $1.08 | 6,560 | -$7,111 | 26,803 | 0.0% |
| 2026-05-22 23:02 | 2026-05-20 | BTAI | BioXcel Therapeutics, Inc. | Yocca Frank | Officer - Chief Scientific Officer | Pharmaceutical Preparations | OPT+S | $1.09 | 6,845 | -$7,427 | 26,175 | 0.0% |
| 2026-05-22 22:29 | 2025-05-20 | RAIN | Rain Enhancement Technologies Holdco, Inc. | Seidl Randy | Director, Officer - Chief Executive Officer | Misc Industrial & Commercial Machinery & Equipment | BUY | $2.37 | 42,514 | $100,949 | 644,834 | +7.1% |
| 2026-05-22 22:34 | 2026-04-10 | ONEI | OneMeta Inc. | Day II Rowland W | 10% owner | Services-Computer Processing & Data Preparation | SELL | $0.66 | 4,166,667 | -$2,750,000 | 143,043 | -96.7% |
| 2026-05-22 22:07 | 2026-05-20 | HNST | Honest Company, Inc. | Winchell Stephen | Officer - Chief Innovation Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 12,886 | -$40,462 | 483,293 | -2.6% |
| 2026-05-22 22:13 | 2026-05-20 | HNST | Honest Company, Inc. | Vernon Carla | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 119,389 | -$374,881 | 3,946,451 | -2.9% |
| 2026-05-22 22:16 | 2026-05-20 | RHEP | REGIONAL HEALTH PROPERTIES, INC | Morrison Brent | Director, Officer - CEO and President | Lessors of Real Property, NEC | BUY | $1.79 | 17,000 | $30,471 | 11,300 | +100.0% |
| 2026-05-22 22:17 | 2026-05-20 | HNST | Honest Company, Inc. | von Kunssberg Etienne | Officer - SVP, Supply Chain | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 2,651 | -$8,324 | 289,457 | -0.9% |
| 2026-05-22 21:52 | 2026-05-20 | HNST | Honest Company, Inc. | Mayle Jonathan | Officer - SVP, Customer Sales | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 6,236 | -$19,581 | 449,155 | -1.4% |
| 2026-05-22 21:53 | 2026-05-20 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | BERHO CORONA LORENZO MANUEL | Director | Real Estate | SELL | $3.41 | 1,000,000 | -$3,410,000 | 21,374,883 | -4.5% |
| 2026-05-22 22:00 | 2026-05-20 | HNST | Honest Company, Inc. | Sheehey Brendan | Officer - General Counsel | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 9,784 | -$30,722 | 715,888 | -1.3% |
| 2026-05-22 22:03 | 2026-05-20 | PNBK | PATRIOT NATIONAL BANCORP INC | De Tomasi Mario | Director | National Commercial Banks | BUY | $1.15 | 87,719 | $100,877 | 102,719 | +584.8% |
| 2026-05-22 22:04 | 2026-05-20 | HNST | Honest Company, Inc. | Sternweis Thomas | Officer - SVP, Enterprise Dev. & Strat. | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 6,673 | -$20,953 | 460,797 | -1.4% |
| 2026-05-22 21:36 | 2026-05-20 | HNST | Honest Company, Inc. | Bruce Curtiss James III | Officer - Chief Financial Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 12,669 | -$39,781 | 526,157 | -2.4% |
| 2026-05-22 21:37 | 2026-03-31 | XOS | Xos, Inc. | Bernstein Stuart N. | Director | Motor Vehicle Parts & Accessories | SELL | $1.64 | 5,179 | -$8,503 | 92,979 | -5.3% |
| 2026-05-22 21:42 | 2026-05-20 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Berho Carranza Diego | Officer - Chief Portfolio Officer | Real Estate | SELL | $3.41 | 200,000 | -$682,000 | 1,585,194 | -11.2% |
| 2026-05-22 21:43 | 2026-05-20 | XOS | Xos, Inc. | Bernstein Stuart N. | Director | Motor Vehicle Parts & Accessories | SELL | $2.00 | 4,921 | -$9,845 | 88,058 | -5.3% |
| 2026-05-22 21:49 | 2026-05-19 | LND | BrasilAgro - Brazilian Agricultural Real Estate Co | Elsztain Alejandro Gustavo | Director | Agricultural Production-Crops | BUY | $3.79 | 54,000 | $204,611 | 612,370 | +9.7% |
| 2026-05-22 21:22 | 2026-05-20 | HNST | Honest Company, Inc. | Ball Dorria L. | Officer - Chief People Officer | Retail-Catalog & Mail-Order Houses | SELL | $3.14 | 6,899 | -$21,663 | 425,396 | -1.6% |
| 2026-05-22 21:10 | 2026-05-20 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | CUETO BOSCH RODRIGO | Officer - Chief Investment Officer | Real Estate | SELL | $3.41 | 51,001 | -$173,913 | 0 | -100.0% |
| 2026-05-22 20:59 | 2026-05-19 | SER | Serina Therapeutics, Inc. | Marshall Richard Peter | Director | Pharmaceutical Preparations | BUY | $1.65 | 12,183 | $20,102 | 12,183 | +100.0% |
| 2026-05-22 21:00 | 2026-05-21 | GLND | Greenland Energy Co | SWETS LARRY G JR | Director | Drilling Oil & Gas Wells | BUY | $2.66 | 20,000 | $53,152 | 545,000 | +3.8% |
| 2026-05-22 21:03 | 2026-05-20 | GPRO | GoPro, Inc. | MCGEE BRIAN | Officer - President and COO | Photographic Equipment & Supplies | SELL | $0.97 | 130,631 | -$127,091 | 947,123 | -12.1% |
| 2026-05-22 20:02 | 2026-05-20 | MRAI | Marpai, Inc. | EITAN YARON | Director | Services-Misc Health & Allied Services, NEC | BUY | $0.27 | 10,000 | $2,700 | 1,099,073 | +0.9% |
| 2026-05-22 19:29 | 2026-05-21 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.50 | 3,600 | -$5,408 | 2,164,359 | -0.2% |
| 2026-05-22 19:14 | 2026-05-21 | CWGL | Crimson Wine Group, Ltd | Quille Nicolas Michel Eric | Officer - Chief Winemaking & COO | Beverages | BUY | $4.03 | 1,000 | $4,030 | 3,500 | +40.0% |
| 2026-05-22 18:21 | 2026-05-20 | SPFI | SOUTH PLAINS FINANCIAL, INC. | Valles Noe G | Director | State Commercial Banks | BUY | $0.00 | 623 | $0 | 487,757 | +0.1% |
| 2026-05-22 17:22 | 2026-05-21 | WPP | WPP plc | Agnefjall Hans Peter Henrik | Director | Services-Advertising Agencies | BUY | $0.00 | 75,000 | $0 | 75,000 | +100.0% |
| 2026-05-22 15:07 | 2026-05-20 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.52 | 13,965 | -$21,185 | 2,167,959 | -0.6% |
| 2026-05-22 14:37 | 2026-05-15 | SAFX | XCF Global, Inc. | SOULE RANDY | 10% owner | Industrial Organic Chemicals | SELL | $0.41 | 5,000,000 | -$2,037,000 | 72,383,239 | -6.5% |
| 2026-05-22 14:09 | 2026-05-19 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.52 | 13,229 | -$20,045 | 2,181,924 | -0.6% |
| 2026-05-22 12:47 | 2026-05-19 | GGB | GERDAU S.A. | Peres Cesar Obino da Rosa | Officer - Officer | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $4.60 | 8,000 | -$36,800 | 8 | -99.9% |
| 2026-05-22 12:00 | 2026-04-29 | SAGT | SAGTEC GLOBAL Ltd | BINTI MOHD ADNAN ZURIA HAJAR | Director, Officer - Chief Financial Officer | Services-Prepackaged Software | SELL | $2.73 | 19,350 | -$52,878 | 104,500 | -15.6% |
| 2026-05-22 12:00 | 2026-05-20 | AMZE | AMAZE HOLDINGS, INC. | Day Aaron | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $0.14 | 470,000 | $63,544 | 1,045,315 | +81.7% |
| 2026-05-22 12:01 | 2026-05-20 | VCIG | VCI Global Ltd | HOO VOON HIM | Director, Officer, 10% owner - CEO and Director | Services-Facilities Support Management Services | BUY | $0.75 | 1,200,000 | $900,000 | 1,571,398 | +323.1% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.