Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-31 01:10 | 2026-10-28 | SNES | SenesTech, Inc. | GLENBROOK CAPITAL MANAGEMENT | 10% owner | Agricultural Chemicals | BUY | $0.97 | 30,000 | $29,055 | 2,196,973 | +1.4% |
| 2026-10-30 22:08 | 2025-09-26 | NUAI | New ERA Energy & Digital, Inc. | Yang Trent | Director | Crude Petroleum & Natural Gas | SELL | $1.99 | 49,397 | -$98,433 | 210,151 | -19.0% |
| 2026-10-30 21:10 | 2026-10-28 | BIOF | BLUE BIOFUELS, INC. | Kneppers Chris J | Director | Industrial Organic Chemicals | SELL | $0.10 | 452,000 | -$47,234 | 19,295,167 | -2.3% |
| 2026-10-30 19:13 | 2026-10-26 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.50 | 6 | -$9 | 1,809,531 | 0.0% |
| 2026-10-30 17:42 | 2026-10-29 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | BERHO CARRANZA LORENZO DOMINIQUE | Officer - Chief Executive Officer | Real Estate | SELL | $3.65 | 350,000 | -$1,277,500 | 3,483,199 | -9.1% |
| 2026-10-30 13:00 | 2026-10-28 | OTLC | Oncotelic Therapeutics, Inc. | Trieu Vuong | Director, Officer, 10% owner - CHAIRMAN AND CEO | Pharmaceutical Preparations | BUY | $0.02 | 1,356,990 | $23,476 | 94,436,319 | +1.5% |
| 2026-10-30 12:00 | 2026-10-29 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.97 | 7,732 | $7,497 | 143,380 | +5.7% |
| 2026-10-29 22:20 | 2026-10-27 | BOLD | Boundless Bio, Inc. | TANG KEVIN | 10% owner | Pharmaceutical Preparations | BUY | $2.40 | 10,707 | $25,697 | 3,022,456 | +0.4% |
| 2026-10-29 21:16 | 2026-10-27 | HYFM | HYDROFARM HOLDINGS GROUP, INC. | PARKER MARK S | Officer - President | Wholesale-Miscellaneous Nondurable Goods | BUY | $0.91 | 22,099 | $20,000 | 40,657 | +119.1% |
| 2026-10-29 20:56 | 2026-10-01 | IBATF | INTERNATIONAL BATTERY METALS LTD. | Encompass Capital Advisors LLC | 10% owner | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | SELL | $0.06 | 520,000 | -$31,200 | 57,377,081 | -0.9% |
| 2026-10-29 20:49 | 2026-10-29 | EOSE | Eos Energy Enterprises, Inc. | Buczkowski Michelle | Officer - Chief Commercial Officer | Miscellaneous Electrical Machinery, Equipment & Supplies | OPT+S | $2.00 | 50,000 | -$100,000 | 111,827 | 0.0% |
| 2026-10-29 20:52 | 2026-10-27 | VRXA | Veraxa Biotech AG - Post de-SPAC | Gruninger Marc | Director | Pharmaceutical Preparations | BUY | $1.00 | 10,000 | $9,983 | 10,000 | +100.0% |
| 2026-10-29 20:05 | 2026-10-28 | ELVR | Elevra Lithium Ltd | Cortes Vargas Christian Mauricio | Officer - Chief Financial Officer | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | BUY | $2.67 | 16,000 | $42,720 | 0 | +100.0% |
| 2026-10-29 19:50 | 2026-10-28 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | SOTTIL ACHUTEGUI JUAN FELIPE | Officer - CHIEF FINANCIAL OFFICER | Real Estate | SELL | $3.64 | 313,839 | -$1,142,374 | 940,281 | -25.0% |
| 2026-10-29 19:37 | 2022-11-18 | VISM | VISIUM TECHNOLOGIES, INC. | Lucky Mark Burdon | Director, Officer, 10% owner - CFO and Interim Principal | Services-Computer Programming Services | BUY | $0.03 | 266,905 | $8,114 | 4,684,527 | +6.0% |
| 2026-10-29 16:25 | 2026-10-28 | CSAI | CLOUDASTRUCTURE, INC. | Bentley Sheldon Richard | Other | Services-Computer Programming, Data Processing, Etc. | SELL | $2.27 | 1,500 | -$3,405 | 2,167 | -40.9% |
| 2026-10-29 13:35 | 2026-10-28 | ACTU | ACTUATE THERAPEUTICS, INC. | SCHMITT DANIEL M | Director, Officer - President, CEO and Director | Pharmaceutical Preparations | BUY | $0.36 | 140,844 | $50,000 | 442,560 | +46.7% |
| 2026-10-29 13:19 | 2026-09-15 | CIRC | CIRCLE8 GROUP INC | Franke Guus Paul Wilhelm | Director, Officer - CEO | Services-Help Supply Services | SELL | $0.42 | 819,359 | -$341,755 | 11,387,928 | -6.7% |
| 2026-10-29 12:16 | 2026-10-27 | API | Agora, Inc. | Zhao Bin | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $4.47 | 12,549 | $56,080 | 2,234,882 | +0.6% |
| 2026-10-29 12:00 | 2026-10-28 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.97 | 3,500 | $3,400 | 135,648 | +2.6% |
| 2026-10-28 22:55 | 2026-10-26 | NVA | Nova Minerals Corp | Girnun Joshua I. | Director | Gold and Silver Ores | BUY | $2.95 | 6,780 | $20,001 | 6,780 | +100.0% |
| 2026-10-28 20:10 | 2026-10-26 | BLND | Blend Labs, Inc. | Ghamsari Nima | Director, Officer - HEAD OF BLEND | Services-Computer Programming, Data Processing, Etc. | SELL | $1.12 | 21,368 | -$23,911 | 7,729,325 | -0.3% |
| 2026-10-28 20:16 | 2026-10-26 | THM | INTERNATIONAL TOWER HILL MINES LTD | Wiens David Victor | Director, Officer - Chief Executive Officer | Metal Mining | BUY | $1.95 | 3,000 | $5,850 | 86,682 | +3.6% |
| 2026-10-28 19:52 | 2026-10-28 | RCT | RedCloud Holdings plc | Senn Nikolaus Beat | Director, 10% owner | Retail-Retail Stores, NEC | BUY | $0.25 | 1,700,000 | $425,000 | 11,986,524 | +16.5% |
| 2026-10-28 18:37 | 2026-10-26 | XBIT | XBiotech Inc. | SIMARD JOHN | Director, 10% owner | Pharmaceutical Preparations | BUY | $1.93 | 368,524 | $711,251 | 4,191,690 | +9.6% |
| 2026-10-28 17:24 | 2026-10-27 | DRD | DRDGOLD LTD | Mashatola Mpho | Officer - Group Fin. & Business Dev. Mgr | Gold and Silver Ores | OPT+S | $2.44 | 13,014 | -$31,771 | 55,774 | 0.0% |
| 2026-10-28 16:27 | 2026-10-27 | DRD | DRDGOLD LTD | Kruger Kevin | Officer - Head of Technical Services | Gold and Silver Ores | OPT+S | $2.44 | 73,830 | -$180,241 | 9,240 | 0.0% |
| 2026-10-28 16:29 | 2026-10-27 | DRD | DRDGOLD LTD | Moloto Kgabo | Officer - General Manager FWGR Ops. | Gold and Silver Ores | OPT+S | $2.44 | 21,999 | -$53,706 | 0 | 0.0% |
| 2026-10-28 16:30 | 2026-10-27 | DRD | DRDGOLD LTD | Laas Lihan | Officer - Financial Manager FWGR Ops. | Gold and Silver Ores | OPT+S | $2.44 | 14,787 | -$36,100 | 0 | 0.0% |
| 2026-10-28 16:32 | 2026-10-27 | DRD | DRDGOLD LTD | Schoeman Jacobus | Officer - Chief Operating Officer | Gold and Silver Ores | OPT+S | $2.44 | 94,575 | -$230,886 | 70,000 | 0.0% |
| 2026-10-28 16:14 | 2026-10-27 | DRD | DRDGOLD LTD | Gouws Henry | Officer - Head of Prod., Dir. of Ergo | Gold and Silver Ores | OPT+S | $2.44 | 89,160 | -$217,666 | 3,050 | 0.0% |
| 2026-10-28 16:20 | 2026-10-27 | DRD | DRDGOLD LTD | Lindecke Dean | Officer - General Manager Ergo Ops. | Gold and Silver Ores | OPT+S | $2.44 | 48,948 | -$119,497 | 0 | 0.0% |
| 2026-10-28 16:23 | 2026-10-27 | DRD | DRDGOLD LTD | Bornman Ryno | Officer - Financial Manager Ergo Ops. | Gold and Silver Ores | OPT+S | $2.44 | 8,388 | -$20,478 | 16,959 | 0.0% |
| 2026-10-28 16:01 | 2026-10-27 | DRD | DRDGOLD LTD | Pretorius Daniel | Director, Officer - Chief Executive Officer | Gold and Silver Ores | OPT+S | $2.44 | 117,980 | -$288,025 | 1,144,012 | 0.0% |
| 2026-10-28 16:06 | 2026-10-27 | DRD | DRDGOLD LTD | Hooijer Henriette | Director, Officer - Chief Financial Officer | Gold and Silver Ores | OPT+S | $2.44 | 22,687 | -$55,386 | 199,827 | 0.0% |
| 2026-10-28 12:00 | 2026-10-27 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.90 | 5,800 | $5,246 | 132,148 | +4.6% |
| 2026-10-27 23:36 | 2026-10-23 | NXTC | NextCure, Inc. | ADAR1 Capital Management, LLC | 10% owner | Pharmaceutical Preparations | BUY | $4.95 | 10,851 | $53,692 | 733,270 | +1.5% |
| 2026-10-27 22:13 | 2026-10-23 | LMT | LOCKHEED MARTIN CORP | St John Frank A | Officer - Chief Operating Officer | Guided Missiles & Space Vehicles & Parts | SELL | $0.00 | 3,899 | $0 | 0 | -100.0% |
| 2026-10-27 21:32 | 2026-10-20 | DAIO | DATA I/O CORP | Red Oak Partners, LLC | 10% owner | Instruments For Meas & Testing of Electricity & Elec Signals | BUY | $2.68 | 373,133 | $999,996 | 130,199 | +100.0% |
| 2026-10-27 21:39 | 2026-10-26 | ZIP | ZIPRECRUITER, INC. | SAKAMOTO RYAN T. | Officer - EVP, Chief Legal Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $4.54 | 2,978 | -$13,505 | 123,699 | -2.4% |
| 2026-10-27 20:41 | 2026-10-23 | IRD | Opus Genetics, Inc. | YERXA BENJAMIN R | Director, Officer - President | Pharmaceutical Preparations | SELL | $3.54 | 33,189 | -$117,366 | 670,917 | -4.7% |
| 2026-10-27 20:47 | 2026-10-23 | IRD | Opus Genetics, Inc. | SCHACHLE JOSEPH K | Officer - Chief Operating Officer | Pharmaceutical Preparations | SELL | $3.57 | 4,767 | -$16,994 | 286,673 | -1.6% |
| 2026-10-27 20:29 | 2026-10-23 | IRD | Opus Genetics, Inc. | Gagnon Robert E. | Officer - Chief Financial Officer | Pharmaceutical Preparations | SELL | $3.55 | 14,000 | -$49,650 | 542,375 | -2.5% |
| 2026-10-27 20:30 | 2026-08-28 | CDT | CDT Equity Inc. | Regan Andrew | Director, Officer, 10% owner - Chief Executive Officer | Pharmaceutical Preparations | SELL | $0.00 | 29 | $0 | 569,322 | 0.0% |
| 2026-10-27 20:20 | 2026-10-23 | IRD | Opus Genetics, Inc. | Magrath George | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | SELL | $3.59 | 9,591 | -$34,384 | 2,038,894 | -0.5% |
| 2026-10-27 20:21 | 2026-10-23 | CMRC | Commerce.com, Inc. | Lentz Daniel | Officer - CFO & COO | Services-Prepackaged Software | SELL | $3.62 | 797 | -$2,885 | 470,220 | -0.2% |
| 2026-10-27 18:13 | 2026-10-23 | INM | InMed Pharmaceuticals Inc. | ADAR1 Capital Management, LLC | 10% owner | Pharmaceutical Preparations | BUY | $1.32 | 4 | $5 | 956,584 | +0.0% |
| 2026-10-27 14:57 | 2026-10-26 | VTEX | VTEX | do Carmo Thomaz Junior Geraldo | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.03 | 4,808 | -$19,376 | 1,126,817 | -0.4% |
| 2026-10-27 15:02 | 2026-10-26 | VTEX | VTEX | Gomide de Faria Mariano | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.03 | 4,808 | -$19,376 | 899,505 | -0.5% |
| 2026-10-27 14:23 | 2026-10-24 | TISI | TEAM INC | Caliel Michael J | Director | Services-Miscellaneous Repair Services | BUY | $0.00 | 25,293 | $0 | 116,984 | +27.6% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.