BEN Insider Trading
FRANKLIN RESOURCES INC | Investment Advice
Comprehensive Trading Performance Summary
The investment history of corporate insiders at FRANKLIN RESOURCES INC provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the Investment Advice sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2010-09-03 18:46 | 2010-09-02 | JOHNSON GREGORY E | Director, Officer - CEO and President | SELL | $100.58 | 15,000 | $1,508,700 | 564,311 | -2.6% |
| 2010-08-09 20:59 | 2010-08-05 | JOHNSON GREGORY E | Director, Officer - CEO and President | SELL | $102.45 | 20,000 | $2,049,066 | 920,000 | -2.1% |
| 2010-03-17 01:06 | 2010-03-15 | KRATTER LESLIE M | Officer - SVP & Assistant Secretary | SELL | $107.67 | 1,669 | $179,702 | 27,596 | -5.7% |
| 2009-12-15 21:18 | 2009-12-11 | TATLOCK ANNE M | Director | SELL | $107.88 | 5,721 | $617,187 | 181,691 | -3.1% |
| 2009-10-30 22:06 | 2009-10-29 | LUSK JOHN M | Officer - EVP-Portfolio Operations | OPT+S | $105.86 | 12,356 | $1,308,014 | 22,899 | 0.0% |
| 2009-09-16 21:28 | 2009-09-15 | GIBSON HOLLY E | Officer - Vice President, Corp Comm | OPT+S | $99.41 | 482 | $47,917 | 8,234 | 0.0% |
| 2009-09-15 23:08 | 2009-09-14 | GIBSON HOLLY E | Officer - Vice President, Corp Comm | OPT+S | $99.00 | 2,716 | $268,884 | 8,234 | 0.0% |
| 2009-09-14 20:03 | 2009-09-10 | BOLT JENNIFER J | Officer - EVP-Operations and Technology | SELL | $97.27 | 309 | $30,057 | 501,645 | -0.1% |
| 2009-08-28 00:39 | 2009-08-26 | BOLT JENNIFER J | Officer - EVP-Operations and Technology | SELL | $93.34 | 3,187 | $297,465 | 502,122 | -0.6% |
| 2009-08-26 01:00 | 2009-08-24 | IKEDA DONNA S | Officer - VP - HR International | SELL | $94.01 | 11,542 | $1,085,054 | 11,473 | -50.1% |
| 2009-08-21 19:36 | 2009-08-19 | JOHNSON GREGORY E | Director, Officer - CEO and President | SELL | $92.33 | 22,000 | $2,031,176 | 572,065 | -3.7% |
| 2009-08-20 18:36 | 2009-08-19 | JOHNSON CHARLES B | Director, Officer, 10% owner - Chairman of the Board | SELL | $92.13 | 200,000 | $18,426,000 | 2,806,117 | -6.7% |
| 2009-08-20 21:21 | 2009-08-18 | IKEDA DONNA S | Officer - VP - HR International | OPT+S | $92.83 | 26,172 | $2,429,494 | 23,015 | 0.0% |
| 2009-08-13 22:36 | 2009-08-12 | BOLT JENNIFER J | Officer - EVP-Operations and Technology | SELL | $94.61 | 227 | $21,476 | 505,309 | 0.0% |
| 2009-08-06 20:46 | 2009-08-05 | BOLT JENNIFER J | Officer - EVP-Operations and Technology | SELL | $91.44 | 1,065 | $97,384 | 505,536 | -0.2% |
| 2009-08-04 22:34 | 2009-08-03 | Yun William Young | Officer - EVP-Alternative Strategies | SELL | $91.76 | 3,000 | $275,290 | 96,476 | -3.0% |
| 2009-08-04 20:09 | 2009-08-03 | LUSK JOHN M | Officer - EVP-Portfolio Operations | SELL | $91.07 | 2,902 | $264,276 | 21,375 | -12.0% |
| 2009-08-04 18:52 | 2009-08-03 | KRATTER LESLIE M | Officer - SVP & Assistant Secretary | SELL | $90.79 | 8,111 | $736,435 | 28,875 | -21.9% |
| 2009-06-16 01:16 | 2009-06-12 | JOHNSON GREGORY E | Director, Officer - CEO and President | SELL | $75.24 | 10,000 | $752,438 | 597,191 | -1.6% |
| 2009-06-11 18:35 | 2009-06-09 | SIMPSON MURRAY | Officer - Executive Vice President | SELL | $75.84 | 1,852 | $140,450 | 15,371 | -10.8% |
| 2009-06-09 02:34 | 2009-06-05 | IKEDA DONNA S | Officer - VP - HR International | OPT+S | $74.98 | 1,550 | $116,215 | 22,956 | 0.0% |
| 2009-05-20 18:35 | 2009-05-19 | SIMPSON MURRAY | Officer - Executive Vice President | SELL | $64.55 | 2,000 | $129,100 | 17,223 | -10.4% |
| 2009-03-17 02:35 | 2009-03-13 | JOHNSON GREGORY E | Director, Officer - CEO and President | OPT+S | $47.64 | 78,715 | $3,750,116 | 607,191 | 0.0% |
| 2008-12-09 02:28 | 2008-12-08 | SIMPSON MURRAY | Officer - Executive Vice President | SELL | $64.50 | 2,000 | $129,000 | 19,223 | -9.4% |
| 2008-12-08 20:38 | 2008-12-04 | TATLOCK ANNE M | Director | SELL | $59.87 | 3,837 | $229,736 | 147,249 | -2.5% |
| 2008-12-01 21:51 | 2008-11-26 | JOHNSON CHARLES B | Director, Officer, 10% owner - Chairman of the Board | SELL | $58.59 | 502 | $29,390 | 6,070 | -7.6% |
| 2008-11-06 00:49 | 2008-11-04 | SIMPSON MURRAY | Officer - Executive Vice President | SELL | $72.00 | 3,000 | $216,000 | 21,223 | -12.4% |
| 2008-09-06 01:18 | 2008-09-05 | KRATTER LESLIE M | Officer - SVP & Assistant Secretary | SELL | $99.74 | 1,052 | $104,972 | 34,493 | -3.0% |
| 2008-09-04 21:32 | 2008-09-04 | KRATTER LESLIE M | Officer - SVP & Assistant Secretary | SELL | $104.03 | 730 | $75,945 | 35,546 | -2.0% |
| 2008-08-29 20:21 | 2008-08-27 | KRATTER LESLIE M | Officer - SVP & Assistant Secretary | SELL | $100.27 | 3,541 | $355,057 | 0 | -100.0% |
| 2008-08-22 01:21 | 2008-08-20 | JOHNSON CHARLES B | Director, Officer, 10% owner - Chairman of the Board | SELL | $98.85 | 400,000 | $39,540,000 | 2,906,117 | -12.1% |
| 2008-08-21 23:32 | 2008-08-20 | TATLOCK ANNE M | Director | SELL | $99.75 | 9,920 | $989,523 | 151,886 | -6.1% |
| 2008-06-16 22:15 | 2008-06-13 | JOHNSON CHARLES B | Director, Officer, 10% owner - Chairman of the Board | SELL | $104.78 | 400,000 | $41,912,000 | 3,106,117 | -11.4% |
| 2008-06-16 23:37 | 2008-06-13 | SIMPSON MURRAY | Officer - Executive Vice President | SELL | $104.30 | 1,269 | $132,357 | 24,223 | -5.0% |
| 2008-06-11 21:57 | 2008-06-10 | SIMPSON MURRAY | Officer - Executive Vice President | SELL | $103.00 | 2,100 | $216,300 | 25,492 | -7.6% |
| 2008-06-07 02:11 | 2008-06-04 | SIMPSON MURRAY | Officer - Executive Vice President | OPT+S | $101.68 | 4,744 | $482,351 | 27,592 | 0.0% |
| 2008-03-18 19:11 | 2008-03-14 | JOHNSON CHARLES B | Director, Officer, 10% owner - Chairman of the Board | SELL | $91.72 | 200,000 | $18,344,000 | 35,673,594 | -0.6% |
| 2007-12-11 22:53 | 2007-12-07 | JOHNSON CHARLES B | Director, Officer, 10% owner - Chairman of the Board | SELL | $121.91 | 259 | $31,585 | 6,512 | -3.8% |
| 2007-09-10 19:04 | 2007-09-06 | JOHNSON CHARLES B | Director, Officer, 10% owner - Chairman of the Board | SELL | $129.81 | 200,000 | $25,961,000 | 36,050,880 | -0.6% |
| 2007-09-06 00:06 | 2007-08-31 | BOLT JENNIFER J | Officer - EVP-Operations and Technology | OPT+S | $131.04 | 5,000 | $655,195 | 481,489 | 0.0% |
| 2007-08-30 02:25 | 2007-08-28 | Yun William Young | Officer - EVP-Institutional | SELL | $127.76 | 1,000 | $127,756 | 93,182 | -1.1% |
| 2007-08-17 01:25 | 2007-08-15 | FRISBIE NORMAN RICKARD JR | Officer - SVP & Chief Admin Officer | SELL | $121.27 | 700 | $84,891 | 10,566 | -6.2% |
| 2007-06-20 02:35 | 2007-06-15 | FRISBIE NORMAN RICKARD JR | Officer - SVP & Chief Admin Officer | OPT+S | $131.33 | 1,000 | $131,333 | 10,940 | 0.0% |
| 2007-06-07 03:15 | 2007-06-05 | Advani Vijay Chandur | Officer - EVP - Global Advisor Services | SELL | $133.16 | 3,756 | $500,132 | 18,165 | -17.1% |
| 2007-06-05 21:59 | 2007-06-01 | Yun William Young | Officer - EVP-Institutional | SELL | $136.10 | 2,300 | $313,033 | 93,253 | -2.4% |
| 2007-06-01 03:15 | 2007-05-31 | LUSK JOHN M | Officer - EVP-Portfolio Operations | SELL | $136.10 | 703 | $95,681 | 18,631 | -3.6% |
| 2007-06-01 02:28 | 2007-05-31 | WOODWORTH LOUIS E | Director | SELL | $136.24 | 5,000 | $681,200 | 383,088 | -1.3% |
| 2007-05-31 00:58 | 2007-05-25 | JOHNSON GREGORY E | Director, Officer - CEO and President | SELL | $133.55 | 11,400 | $1,522,415 | 522,924 | -2.1% |
| 2007-05-30 19:11 | 2007-05-25 | JOHNSON GREGORY E | Director, Officer - CEO and President | OPT+S | $133.93 | 38,600 | $5,169,547 | 534,324 | 0.0% |
| 2007-05-22 01:07 | 2007-05-21 | WOODWORTH LOUIS E | Director | SELL | $136.09 | 5,000 | $680,450 | 1,028,751 | -0.5% |
How to Interpret $BEN Trades
Not every insider transaction in FRANKLIN RESOURCES INC is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $BEN shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for BEN
Insider activity data for FRANKLIN RESOURCES INC is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $BEN, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.