COF Insider Trading
CAPITAL ONE FINANCIAL CORP | National Commercial Banks
Comprehensive Trading Performance Summary
The investment history of corporate insiders at CAPITAL ONE FINANCIAL CORP provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the National Commercial Banks sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2026-04-03 20:56 | 2026-04-01 | Karam Celia | Officer - Pres, Retail Bank | SELL | $185.61 | 1,099 | $203,985 | 63,323 | -1.7% |
| 2026-04-03 20:56 | 2026-04-01 | Dean Lia | Officer - Pres, Banking & Prem. Products | SELL | $185.61 | 1,692 | $314,052 | 65,454 | -2.5% |
| 2026-03-04 00:35 | 2026-03-02 | Karam Celia | Officer - Pres, Retail Bank | SELL | $191.00 | 1,636 | $312,476 | 60,339 | -2.6% |
| 2026-03-04 00:34 | 2026-03-02 | Dean Lia | Officer - Pres, Banking & Prem. Products | SELL | $191.00 | 3,284 | $627,244 | 63,108 | -4.9% |
| 2026-03-03 00:30 | 2026-02-26 | Mouadeb Mark Daniel | Officer - President, Card | SELL | $210.00 | 1,593 | $334,530 | 49,382 | -3.1% |
| 2026-02-27 00:31 | 2026-02-25 | Hanson Jason P. | Officer - Pres.- Global Payment Network | SELL | $205.00 | 3,729 | $764,445 | 40,230 | -8.5% |
| 2026-02-27 00:32 | 2026-02-24 | Blinde Neal | Officer - President, Commercial Banking | SELL | $190.51 | 38,135 | $7,265,240 | 33,551 | -53.2% |
| 2026-02-27 00:33 | 2026-02-25 | Mouadeb Mark Daniel | Officer - President, Card | SELL | $202.62 | 1,509 | $305,755 | 50,975 | -2.9% |
| 2026-02-06 01:06 | 2026-02-04 | Dean Lia | Officer - Pres, Banking & Prem. Products | SELL | $223.68 | 3,284 | $734,565 | 70,162 | -4.5% |
| 2026-02-05 03:00 | 2026-02-02 | Karam Celia | Officer - Pres, Retail Bank | SELL | $218.25 | 2,108 | $460,071 | 59,269 | -3.4% |
| 2026-01-09 00:40 | 2026-01-06 | Cooper Matthew W | Officer - General Counsel & Corp Secy | SELL | $250.00 | 2,000 | $500,000 | 92,486 | -2.1% |
| 2026-01-07 00:58 | 2026-01-05 | Raghu Ravi | Officer - Pres, Software, Intl & Sm Bus | SELL | $250.00 | 13,450 | $3,362,500 | 30,337 | -30.7% |
| 2026-01-07 00:56 | 2026-01-02 | Karam Celia | Officer - Pres, Retail Bank | SELL | $244.35 | 2,064 | $504,338 | 61,373 | -3.3% |
| 2026-01-07 00:57 | 2026-01-02 | Dean Lia | Officer - Pres, Banking & Prem. Products | SELL | $244.35 | 3,163 | $772,879 | 66,692 | -4.5% |
| 2025-12-04 02:10 | 2025-12-01 | Karam Celia | Officer - Pres, Retail Bank | SELL | $218.15 | 2,936 | $640,488 | 63,433 | -4.4% |
| 2025-12-04 02:09 | 2025-12-01 | Dean Lia | Officer - Pres, Banking & Prem. Products | SELL | $218.15 | 3,269 | $713,132 | 69,855 | -4.5% |
| 2025-12-04 02:11 | 2025-12-02 | Cooper Matthew W | Officer - General Counsel & Corp Secy | SELL | $221.54 | 2,000 | $443,080 | 94,486 | -2.1% |
| 2025-11-18 00:54 | 2025-11-13 | LaPrade,III Frank G. | Officer - Chief Enterprise Srvcs Officer | SELL | $222.03 | 17,840 | $3,961,081 | 48,315 | -27.0% |
| 2025-11-08 00:31 | 2025-11-06 | Blinde Neal | Officer - President, Commercial Banking | SELL | $221.83 | 43,200 | $9,583,056 | 73,020 | -37.2% |
| 2025-11-07 01:04 | 2025-11-04 | Cooper Matthew W | Officer - General Counsel & Corp Secy | SELL | $219.41 | 2,000 | $438,820 | 96,486 | -2.0% |
| 2025-11-07 01:03 | 2025-11-04 | FAIRBANK RICHARD D | Director, Officer - Chairman and CEO | OPT+S | $220.68 | 103,487 | $22,837,977 | 4,001,228 | 0.0% |
| 2025-10-30 00:35 | 2025-10-27 | FAIRBANK RICHARD D | Director, Officer - Chairman and CEO | OPT+S | $225.68 | 103,486 | $23,354,793 | 4,051,228 | 0.0% |
| 2025-10-03 23:27 | 2025-10-02 | Cooper Matthew W | Officer - General Counsel & Corp Secy | SELL | $211.99 | 2,000 | $423,980 | 98,486 | -2.0% |
| 2025-09-04 00:06 | 2025-09-02 | Cooper Matthew W | Officer - General Counsel & Corp Secy | SELL | $223.40 | 2,000 | $446,800 | 100,486 | -2.0% |
| 2025-08-21 00:15 | 2025-08-19 | Golden Timothy P | Officer - SVP, Chief Accounting Officer | SELL | $215.41 | 207 | $44,590 | 8,780 | -2.3% |
| 2025-08-13 23:42 | 2025-08-12 | Golden Timothy P | Officer - SVP, Chief Accounting Officer | SELL | $210.28 | 3,462 | $727,989 | 8,987 | -27.8% |
| 2025-08-07 00:01 | 2025-08-04 | Zamsky Michael | Officer - Chief Credit & Fin'l Risk Off. | SELL | $209.59 | 5,515 | $1,155,889 | 27,364 | -16.8% |
| 2025-07-26 00:24 | 2025-07-23 | Alexander Robert M. | Officer - Chief Information Officer | SELL | $227.86 | 10,114 | $2,304,576 | 68,707 | -12.8% |
| 2025-05-15 00:12 | 2025-05-12 | Zamsky Michael | Officer - Chief Credit & Fin'l Risk Off. | SELL | $199.41 | 9,560 | $1,906,312 | 20,089 | -32.2% |
| 2025-05-15 00:10 | 2025-05-12 | HACKETT ANN F | Director | SELL | $198.70 | 1,658 | $329,445 | 56,244 | -2.9% |
| 2024-11-15 01:06 | 2024-11-12 | Zamsky Michael | Officer - Chief Credit & Fin'l Risk Off. | SELL | $190.26 | 10,541 | $2,005,492 | 26,482 | -28.5% |
| 2024-11-14 00:29 | 2024-11-08 | Young Andrew M | Officer - Chief Financial Officer | SELL | $183.51 | 5,901 | $1,082,893 | 28,974 | -16.9% |
| 2024-11-13 01:07 | 2024-11-07 | West Kara | Officer - Chief Enterprise Risk Officer | SELL | $184.73 | 721 | $133,189 | 12,929 | -5.3% |
| 2024-11-13 01:07 | 2024-11-07 | Alexander Robert M. | Officer - Chief Information Officer | SELL | $187.12 | 16,594 | $3,105,099 | 57,140 | -22.5% |
| 2024-11-08 01:21 | 2024-11-05 | Raghu Ravi | Officer - Pres, Software, Intl & Sm Bus | SELL | $165.00 | 24,786 | $4,089,690 | 27,180 | -47.7% |
| 2024-11-08 01:23 | 2024-11-05 | Mouadeb Mark Daniel | Officer - President, U.S. Card | SELL | $162.37 | 1,994 | $323,766 | 19,776 | -9.2% |
| 2024-10-21 23:17 | 2024-10-17 | LaPrade,III Frank G. | Officer - Chief Enterprise Srvcs Officer | SELL | $160.00 | 15,751 | $2,520,160 | 44,711 | -26.1% |
| 2024-08-09 00:38 | 2024-08-06 | Borgmann Kevin S. | Officer - Senior Advisor to the CEO | OPT+S | $132.86 | 61,532 | $8,175,295 | 40,934 | 0.0% |
| 2024-07-19 23:23 | 2024-07-17 | Alexander Robert M. | Officer - Chief Information Officer | OPT+S | $150.00 | 30,742 | $4,611,300 | 73,734 | 0.0% |
| 2024-05-09 23:05 | 2024-05-08 | Karam Celia | Officer - Pres, Retail Bank | SELL | $142.88 | 16,913 | $2,416,529 | 47,081 | -26.4% |
| 2024-05-03 23:21 | 2024-05-02 | West Kara | Officer - Chief Enterprise Risk Officer | SELL | $141.87 | 1,212 | $171,946 | 13,590 | -8.2% |
| 2024-05-03 23:31 | 2024-05-01 | Dean Lia | Officer - Pres, Banking & Prem. Products | SELL | $143.00 | 15,485 | $2,214,355 | 53,810 | -22.3% |
| 2024-05-02 23:15 | 2024-04-30 | Golden Timothy P | Officer - Controller | SELL | $144.04 | 8,656 | $1,246,776 | 10,246 | -45.8% |
| 2023-12-19 01:09 | 2023-12-14 | LaPrade,III Frank G. | Officer - Chief Enterprise Srvcs Officer | OPT+S | $130.00 | 39,760 | $5,168,800 | 43,186 | 0.0% |
| 2023-12-19 01:06 | 2023-12-14 | Alexander Robert M. | Officer - Chief Information Officer | SELL | $130.00 | 7,998 | $1,039,740 | 67,040 | -10.7% |
| 2023-12-19 01:07 | 2023-12-14 | HACKETT ANN F | Director | SELL | $130.00 | 6,000 | $780,000 | 0 | -100.0% |
| 2023-12-15 01:43 | 2023-12-12 | LaPrade,III Frank G. | Officer - Chief Enterprise Srvcs Officer | SELL | $123.73 | 31,215 | $3,862,298 | 54,991 | -36.2% |
| 2023-12-15 01:44 | 2023-12-12 | HACKETT ANN F | Director | SELL | $121.67 | 6,005 | $730,600 | 3,000 | -66.7% |
| 2023-11-18 00:55 | 2023-11-15 | HACKETT ANN F | Director | SELL | $106.47 | 8,000 | $851,724 | 61,980 | -11.4% |
| 2023-11-15 01:18 | 2023-11-10 | FAIRBANK RICHARD D | Director, Officer - Chairman and CEO | OPT+S | $104.99 | 11,670 | $1,225,233 | 3,848,412 | 0.0% |
How to Interpret $COF Trades
Not every insider transaction in CAPITAL ONE FINANCIAL CORP is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $COF shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for COF
Insider activity data for CAPITAL ONE FINANCIAL CORP is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $COF, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.