FISI Insider Trading
FINANCIAL INSTITUTIONS INC | National Commercial Banks
Comprehensive Trading Performance Summary
The investment history of corporate insiders at FINANCIAL INSTITUTIONS INC provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the National Commercial Banks sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2018-02-01 23:28 | 2018-02-01 | DORN ANDREW W JR | Director | BUY | $30.95 | 1,557 | $48,189 | 16,999 | +10.1% |
| 2017-12-14 22:52 | 2017-12-13 | Glaser Robert M | Director | BUY | $32.34 | 1,000 | $32,340 | 13,451 | +8.0% |
| 2017-12-12 00:56 | 2017-12-07 | Dolan Paula Dollinger | Officer - Senior Vice President | BUY | $32.88 | 590 | $19,398 | 1,590 | +59.0% |
| 2017-11-30 18:52 | 2017-11-29 | BOSWELL DONALD | Director | BUY | $33.40 | 359 | $11,991 | 1,635 | +28.1% |
| 2017-11-22 18:10 | 2017-11-20 | Burneal Michael D | Officer - Senior Vice President | BUY | $31.50 | 630 | $19,843 | 870 | +262.5% |
| 2017-11-23 00:25 | 2017-11-22 | KREIENBERG WILLIAM L | Officer - Executive Vice President | BUY | $32.33 | 500 | $16,165 | 18,503 | +2.8% |
| 2017-11-22 18:18 | 2017-11-21 | KLOTZBACH KEVIN B | Officer - EVP & Chief Financial Officer | BUY | $32.04 | 500 | $16,020 | 22,761 | +2.2% |
| 2017-11-22 18:17 | 2017-11-20 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $31.65 | 1,000 | $31,650 | 82,916 | +1.2% |
| 2017-11-22 18:20 | 2017-11-21 | DUGAN JOSEPH L | Officer - Senior Vice President | BUY | $32.15 | 930 | $29,900 | 930 | +100.0% |
| 2017-03-09 00:26 | 2017-03-06 | ANDERSON KARL VALENTINE JR | Director | OPT+S | $34.41 | 1,160 | $39,914 | 13,493 | 0.0% |
| 2017-01-31 00:34 | 2017-01-30 | BENJAMIN JOHN E | Director | OPT+S | $33.84 | 1,700 | $57,526 | 19,855 | 0.0% |
| 2016-08-29 22:03 | 2016-08-26 | Guarino Charles J | Officer - Senior Vice President | BUY | $26.47 | 400 | $10,588 | 3,123 | +14.7% |
| 2016-08-24 21:51 | 2016-08-24 | KLOTZBACH KEVIN B | Officer - EVP & Chief Financial Officer | BUY | $27.04 | 900 | $24,336 | 23,905 | +3.9% |
| 2016-08-19 18:03 | 2016-08-17 | KREIENBERG WILLIAM L | Officer - EVP, CAO, Gen'l Counsel & CRO | BUY | $26.43 | 3,000 | $79,290 | 18,003 | +20.0% |
| 2016-08-19 17:49 | 2016-08-17 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $26.64 | 5,000 | $133,200 | 85,632 | +6.2% |
| 2016-08-01 18:11 | 2016-07-29 | DORN ANDREW W JR | Director | BUY | $27.11 | 1,000 | $27,110 | 12,205 | +8.9% |
| 2016-06-13 23:10 | 2016-06-13 | Case David G | Officer - Senior Vice President | OPT+S | $27.39 | 1,000 | $27,390 | 3,009 | 0.0% |
| 2016-06-13 23:10 | 2016-06-10 | Kenefick Jeffrey Patrick | Officer - Executive Vice President | OPT+S | $27.52 | 4,096 | $112,720 | 8,673 | 0.0% |
| 2016-05-10 21:49 | 2016-05-10 | Guarino Charles J | Officer - Senior Vice President | BUY | $27.14 | 500 | $13,570 | 2,723 | +22.5% |
| 2016-05-02 22:57 | 2016-04-29 | ANDERSON KARL VALENTINE JR | Director | OPT+S | $28.44 | 1,410 | $40,099 | 11,773 | 0.0% |
| 2016-02-29 19:25 | 2016-02-25 | Glaser Robert M | Director | BUY | $26.70 | 2,000 | $53,400 | 9,276 | +27.5% |
| 2016-02-16 22:25 | 2016-02-11 | Dolan Paula Dollinger | Officer - Senior Vice President | BUY | $26.18 | 4,500 | $117,810 | 9,222 | +95.3% |
| 2016-02-04 22:39 | 2016-02-02 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $26.64 | 9,254 | $246,527 | 80,632 | +13.0% |
| 2016-02-03 18:35 | 2016-02-01 | BENJAMIN JOHN E | Director | OPT+S | $27.14 | 1,550 | $42,059 | 19,125 | 0.0% |
| 2015-11-05 23:46 | 2015-11-04 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $26.59 | 2,000 | $53,170 | 74,834 | +2.7% |
| 2015-06-11 18:02 | 2015-06-10 | DORN ANDREW W JR | Director | BUY | $23.70 | 1,500 | $35,550 | 9,119 | +19.7% |
| 2015-06-09 23:09 | 2015-06-09 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $23.80 | 2,500 | $59,500 | 15,003 | +20.0% |
| 2015-06-03 21:48 | 2015-06-01 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $23.01 | 500 | $11,505 | 12,503 | +4.2% |
| 2015-05-28 21:11 | 2015-05-26 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $23.38 | 2,000 | $46,760 | 12,003 | +20.0% |
| 2015-05-21 23:14 | 2015-05-21 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $23.63 | 2,000 | $47,260 | 10,003 | +25.0% |
| 2015-05-19 21:08 | 2015-05-18 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $23.50 | 2,000 | $47,000 | 8,003 | +33.3% |
| 2015-05-15 00:05 | 2015-05-13 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $23.24 | 1,000 | $23,240 | 6,003 | +20.0% |
| 2015-03-10 22:57 | 2015-03-10 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $22.60 | 700 | $15,820 | 5,003 | +16.3% |
| 2015-03-03 19:09 | 2015-03-02 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $22.50 | 303 | $6,818 | 4,303 | +7.6% |
| 2015-03-03 19:08 | 2015-03-02 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $22.76 | 4,000 | $91,037 | 69,684 | +6.1% |
| 2015-02-24 21:27 | 2015-02-23 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $22.50 | 1,000 | $22,500 | 4,000 | +33.3% |
| 2015-02-13 00:01 | 2015-02-11 | KREIENBERG WILLIAM L | Officer - EVP, General Counsel & CRO | BUY | $22.40 | 1,000 | $22,400 | 3,000 | +50.0% |
| 2015-02-10 23:57 | 2015-02-09 | KREIENBERG WILLIAM L | Officer - General Counsel & CRO | BUY | $22.70 | 2,000 | $45,400 | 2,000 | +100.0% |
| 2015-02-06 23:08 | 2015-02-05 | Glaser Robert M | Director | BUY | $22.75 | 3,100 | $70,518 | 5,000 | +163.2% |
| 2015-02-06 23:35 | 2015-02-06 | BENJAMIN JOHN E | Director | OPT+S | $23.00 | 1,200 | $27,603 | 17,600 | 0.0% |
| 2014-11-05 22:04 | 2014-11-04 | HARRISON RICHARD J | Officer - Executive Vice President | OPT+S | $24.82 | 1,773 | $44,006 | 27,563 | 0.0% |
| 2014-10-31 21:52 | 2014-10-30 | GROVER MICHAEL DAVID | Officer - Chief Accounting Officer | OPT+S | $24.50 | 4,172 | $102,214 | 2,050 | 0.0% |
| 2014-07-29 19:17 | 2014-07-28 | Dolan Paula Dollinger | Officer - Senior Vice President | BUY | $22.48 | 2,000 | $44,968 | 1,000 | +100.0% |
| 2014-07-29 19:18 | 2014-07-28 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $22.51 | 5,000 | $112,550 | 45,057 | +12.5% |
| 2014-02-06 19:56 | 2014-02-05 | Kenefick Jeffrey Patrick | Officer - Executive Vice President | BUY | $20.51 | 2,585 | $53,020 | 1,882 | +100.0% |
| 2014-02-06 01:42 | 2014-02-05 | KLOTZBACH KEVIN B | Officer - EVP & Chief Financial Officer | BUY | $20.69 | 1,000 | $20,691 | 1,000 | +100.0% |
| 2014-02-05 00:22 | 2014-02-03 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $20.42 | 5,000 | $102,100 | 35,232 | +16.5% |
| 2013-12-02 23:51 | 2013-11-27 | DAMBRA BARTON P | Director | OPT+S | $25.73 | 1,200 | $30,876 | 15,665 | 0.0% |
| 2013-08-12 18:57 | 2013-08-08 | BIRMINGHAM MARTIN KEARNEY | Officer - President & CEO | BUY | $21.65 | 5,000 | $108,247 | 31,301 | +19.0% |
| 2012-09-07 23:08 | 2012-09-05 | KREBS KARL FRANCIS | Officer - EVP & Chief Financial Officer | BUY | $17.79 | 1,000 | $17,790 | 2,725 | +58.0% |
How to Interpret $FISI Trades
Not every insider transaction in FINANCIAL INSTITUTIONS INC is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $FISI shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for FISI
Insider activity data for FINANCIAL INSTITUTIONS INC is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $FISI, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.