FTEK Insider Trading
FUEL TECH, INC. | Industrial & Commercial Fans & Blowers & Air Purifing Equip
Comprehensive Trading Performance Summary
The investment history of corporate insiders at FUEL TECH, INC. provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the Industrial & Commercial Fans & Blowers & Air Purifing Equip sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2012-06-01 21:41 | 2012-05-31 | BAILEY DOUGLAS G | Director, Officer - President, CEO & Chairman | BUY | $3.74 | 18,000 | $67,320 | 1,502,758 | +1.2% |
| 2012-05-31 18:16 | 2012-05-30 | BAILEY DOUGLAS G | Director, Officer - President, CEO & Chairman | BUY | $3.81 | 18,000 | $68,580 | 1,484,758 | +1.2% |
| 2012-05-30 22:09 | 2012-05-29 | BAILEY DOUGLAS G | Director, Officer - President, CEO & Chairman | BUY | $3.63 | 18,000 | $65,286 | 1,466,758 | +1.2% |
| 2012-05-29 18:35 | 2012-05-25 | BAILEY DOUGLAS G | Director, Officer - President, CEO & Chairman | BUY | $3.54 | 23,000 | $81,305 | 1,448,758 | +1.6% |
| 2012-05-25 16:28 | 2012-05-24 | BAILEY DOUGLAS G | Director, Officer - President, CEO & Chairman | BUY | $3.51 | 23,000 | $80,822 | 1,425,758 | +1.6% |
| 2012-05-24 21:58 | 2012-05-22 | Puissant Robert E | Officer - Executive Vice President | BUY | $3.59 | 6,000 | $21,536 | 10,000 | +150.0% |
| 2012-05-24 21:45 | 2012-05-22 | BAILEY DOUGLAS G | Director, Officer - President, CEO & Chairman | BUY | $3.54 | 35,324 | $125,086 | 1,402,758 | +2.6% |
| 2010-06-23 21:57 | 2010-06-21 | BAILEY RALPH E | Director, Officer, 10% owner - Emeritus Chairman | BUY | $6.37 | 9,858 | $62,779 | 170,980 | +6.1% |
| 2010-06-21 19:16 | 2010-06-18 | BAILEY RALPH E | Director, Officer, 10% owner - Emeritus Chairman | BUY | $6.44 | 6,442 | $41,487 | 161,122 | +4.2% |
| 2010-06-18 18:22 | 2010-06-17 | BAILEY RALPH E | Director, Officer, 10% owner - Emeritus Chairman | BUY | $6.22 | 22,000 | $136,796 | 154,680 | +16.6% |
| 2010-06-17 22:22 | 2010-06-15 | BAILEY RALPH E | Director, Officer - Emeritus Chairman | BUY | $6.23 | 2,905 | $18,087 | 52,905 | +5.8% |
| 2010-06-17 23:57 | 2010-06-16 | BAILEY RALPH E | Director, Officer, 10% owner - Emeritus Chairman | BUY | $6.33 | 8,795 | $55,664 | 55,000 | +19.0% |
| 2010-06-03 23:11 | 2010-06-02 | BAILEY DOUGLAS G | Director, Officer - President, CEO & Chairman | BUY | $5.57 | 15,000 | $83,499 | 15,000 | +100.0% |
| 2010-05-25 16:12 | 2010-05-20 | ESPINOSA MIGUEL | Director | BUY | $5.69 | 3,000 | $17,065 | 7,000 | +75.0% |
| 2010-05-24 18:15 | 2010-05-21 | Puissant Robert E | Officer - Executive Vice President | BUY | $5.50 | 1,000 | $5,500 | 4,000 | +33.3% |
| 2010-05-24 18:44 | 2010-05-21 | SUN WILLIAM H | Officer - Vice President | BUY | $5.56 | 4,000 | $22,240 | 28,000 | +16.7% |
| 2010-05-18 20:45 | 2010-05-17 | BRADY STEPHEN P | Officer - Senior Vice President | BUY | $6.03 | 4,000 | $24,118 | 23,730 | +20.3% |
| 2010-05-17 23:54 | 2010-05-13 | Puissant Robert E | Officer - Executive Vice President | BUY | $6.00 | 2,000 | $12,000 | 3,000 | +200.0% |
| 2010-05-13 19:21 | 2010-05-11 | Puissant Robert E | Officer - Executive Vice President | BUY | $5.65 | 1,000 | $5,650 | 1,000 | +100.0% |
| 2010-05-12 21:55 | 2010-05-11 | Cummings William E JR | Officer - Senior Vice President | BUY | $5.69 | 3,000 | $17,070 | 4,000 | +300.0% |
| 2009-10-03 00:27 | 2009-09-30 | Dougherty Kevin R | Officer - Vice President | OPT+S | $11.37 | 3,000 | $34,102 | 0 | 0.0% |
| 2009-06-30 23:31 | 2009-06-26 | BAILEY DOUGLAS G | Director, Officer - Deputy Chairman | SELL | $9.75 | 20,347 | $198,332 | 1,337,434 | -1.5% |
| 2009-05-26 23:40 | 2009-05-11 | Marx Peter D | Officer - Sr. Vice President | SELL | $12.20 | 21,047 | $256,773 | 0 | -100.0% |
| 2009-05-13 21:21 | 2009-05-13 | Norris Johnny F JR | Director, Officer - Chief Executive Officer | BUY | $10.73 | 500 | $5,365 | 10,100 | +5.2% |
| 2009-05-12 17:24 | 2009-05-11 | Marx Peter D | Officer - Sr. Vice President | SELL | $12.20 | 20,000 | $244,000 | 0 | -100.0% |
| 2009-04-09 22:17 | 2009-03-26 | Dougherty Kevin R | Officer - Vice President | OPT+S | $11.54 | 2,000 | $23,080 | 0 | 0.0% |
| 2009-03-10 16:53 | 2009-03-09 | Norris Johnny F JR | Director, Officer - Chief Executive Officer | BUY | $7.80 | 500 | $3,900 | 9,600 | +5.5% |
| 2009-03-10 16:46 | 2009-03-09 | BRADY STEPHEN P | Officer - Senior Vice President | BUY | $7.36 | 6,000 | $44,160 | 19,730 | +43.7% |
| 2009-01-29 23:42 | 2008-12-10 | Norris Johnny F JR | Director, Officer - Chief Executive Officer | BUY | $10.01 | 2,500 | $25,025 | 9,100 | +37.9% |
| 2009-01-02 16:52 | 2008-12-30 | ESPINOSA MIGUEL | Director | BUY | $10.00 | 2,500 | $25,000 | 4,000 | +166.7% |
| 2008-12-11 00:04 | 2008-12-10 | Graham John P | Officer - Sr. Vice President | BUY | $10.45 | 15,000 | $156,750 | 15,000 | +100.0% |
| 2008-12-11 00:10 | 2008-12-10 | Norris Johnny F JR | Director, Officer - Chief Executive Officer | BUY | $10.01 | 2,500 | $25,025 | 9,500 | +35.7% |
| 2008-12-11 00:07 | 2008-12-10 | GRINNELL CHARLES W | Director, Officer - Vice President | BUY | $9.33 | 4,004 | $37,357 | 6,504 | +160.2% |
| 2008-03-17 21:40 | 2008-03-14 | SUN WILLIAM H | Officer - Vice President | BUY | $16.63 | 2,000 | $33,260 | 4,000 | +100.0% |
| 2008-03-17 18:41 | 2008-03-12 | BAILEY DOUGLAS G | Director, Officer - Deputy Chairman | BUY | $16.53 | 5,000 | $82,660 | 167,643 | +3.1% |
| 2008-03-12 23:04 | 2008-03-11 | BAILEY DOUGLAS G | Director, Officer - Deputy Chairman | BUY | $16.65 | 5,000 | $83,234 | 162,643 | +3.2% |
| 2008-03-11 21:00 | 2008-03-11 | Norris Johnny F JR | Director, Officer - Chief Executive Officer | BUY | $17.02 | 500 | $8,511 | 6,600 | +8.2% |
| 2008-03-11 16:57 | 2008-03-07 | BAILEY RALPH E | Director, Officer - Exec Chairman | BUY | $17.90 | 25,000 | $447,500 | 50,000 | +100.0% |
| 2008-03-10 23:02 | 2008-03-10 | BAILEY DOUGLAS G | Director, Officer - Deputy Chairman | BUY | $17.16 | 20,000 | $343,292 | 157,643 | +14.5% |
| 2007-12-31 16:51 | 2007-12-28 | GRINNELL CHARLES W | Director, Officer - Vice President | BUY | $22.55 | 2,500 | $56,375 | 2,500 | +100.0% |
| 2007-12-21 21:41 | 2007-12-20 | Smyrniotis Christopher R | Officer - Vice President | BUY | $19.86 | 150 | $2,979 | 300 | +100.0% |
| 2007-12-14 22:31 | 2007-12-13 | Cummings William E JR | Officer - Vice President | BUY | $17.50 | 1,000 | $17,500 | 1,000 | +100.0% |
| 2007-12-14 18:33 | 2007-12-13 | BAILEY RALPH E | Director, Officer, 10% owner - Executive Chairman | BUY | $18.20 | 50,000 | $909,750 | 25,000 | +100.0% |
| 2007-12-13 00:06 | 2007-12-12 | SUN WILLIAM H | Officer - Vice President | BUY | $22.00 | 1,000 | $22,000 | 2,000 | +100.0% |
| 2007-12-11 00:58 | 2007-12-07 | Morrow John D | Director | BUY | $23.04 | 2,000 | $46,080 | 10,000 | +25.0% |
| 2007-12-05 00:17 | 2007-12-04 | Norris Johnny F JR | Director, Officer - CEO | BUY | $24.15 | 1,000 | $24,151 | 6,100 | +19.6% |
| 2007-11-26 23:59 | 2007-11-21 | Smyrniotis Christopher R | Officer - Vice President | BUY | $22.24 | 150 | $3,336 | 150 | +100.0% |
| 2007-11-27 00:34 | 2007-11-21 | Morrow John D | Director | BUY | $22.42 | 5,000 | $112,100 | 8,000 | +166.7% |
| 2007-11-16 22:24 | 2007-11-16 | Norris Johnny F JR | Director, Officer - CEO | BUY | $22.92 | 300 | $6,876 | 1,700 | +21.4% |
| 2007-11-17 01:23 | 2007-11-16 | BRADY STEPHEN P | Officer - Senior Vice President | BUY | $22.94 | 430 | $9,864 | 13,730 | +3.2% |
How to Interpret $FTEK Trades
Not every insider transaction in FUEL TECH, INC. is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $FTEK shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for FTEK
Insider activity data for FUEL TECH, INC. is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $FTEK, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.