GNV Insider Trading
SARATOGA INVESTMENT CORP. |
Comprehensive Trading Performance Summary
The investment history of corporate insiders at SARATOGA INVESTMENT CORP. provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2008-06-11 00:33 | 2008-06-10 | Thompson David B JR | Officer - VP of CCG of GSC Group | BUY | $10.25 | 1,000 | $10,250 | 2,250 | +80.0% |
| 2008-06-11 00:30 | 2008-06-09 | Turkedjiev Ivo | Officer - VP Corporate Credit Group | BUY | $10.20 | 400 | $4,080 | 1,600 | +33.3% |
| 2008-06-10 23:26 | 2008-06-09 | Allorto Richard T JR | Officer - Chief Financial Officer | BUY | $10.40 | 450 | $4,680 | 10,000 | +4.7% |
| 2008-06-10 23:30 | 2008-06-06 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $10.38 | 6,100 | $63,318 | 90,672 | +7.2% |
| 2008-06-09 23:43 | 2008-06-09 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $10.45 | 5,000 | $52,250 | 84,572 | +6.3% |
| 2008-06-03 23:10 | 2008-06-02 | Allorto Richard T JR | Officer - Chief Financial Officer | BUY | $10.30 | 1,370 | $14,111 | 9,550 | +16.7% |
| 2008-02-06 00:33 | 2007-11-02 | Wright Alexander B | Officer - Man. Dir. of CCG of GSC Group | BUY | $11.56 | 750 | $8,669 | 6,250 | +13.6% |
| 2008-02-06 00:32 | 2007-11-02 | HAYDEN RICHARD M | Director, Officer - Chairman of the Bd of Director | BUY | $11.50 | 61,216 | $704,217 | 173,406 | +54.6% |
| 2008-01-31 02:03 | 2008-01-25 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $10.73 | 1,000 | $10,725 | 79,463 | +1.3% |
| 2008-01-31 02:06 | 2007-11-01 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $11.60 | 33,473 | $388,190 | 78,463 | +74.4% |
| 2008-01-25 02:01 | 2008-01-22 | Allorto Richard T JR | Officer - Chief Financial Officer | BUY | $10.46 | 1,200 | $12,548 | 8,180 | +17.2% |
| 2008-01-23 04:59 | 2008-01-16 | Whitman III Charles S | Director | BUY | $11.06 | 1,000 | $11,063 | 2,000 | +100.0% |
| 2007-11-06 05:23 | 2007-11-02 | Allorto Richard T JR | Officer - Chief Financial Officer | BUY | $11.50 | 6,500 | $74,750 | 6,980 | +1,354.2% |
| 2007-11-06 05:20 | 2007-11-02 | Castro Daniel I JR | Other | BUY | $11.50 | 5,000 | $57,500 | 40,000 | +14.3% |
| 2007-11-06 05:19 | 2007-11-02 | Wright Alexander B | Officer - Man. Dir. of CCG of GSC Group | BUY | $11.56 | 750 | $8,669 | 5,750 | +15.0% |
| 2007-11-06 05:17 | 2007-11-01 | Katzenstein Seth M | Officer - Man. Dir. of CCG of GSC Group | BUY | $11.50 | 1,000 | $11,500 | 8,300 | +13.7% |
| 2007-11-06 05:24 | 2007-11-02 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $11.60 | 32,489 | $376,872 | 68,822 | +89.4% |
| 2007-11-06 05:24 | 2007-11-02 | CUMMINGS ROBERT F JR | Director | BUY | $11.60 | 16,737 | $194,149 | 16,737 | +100.0% |
| 2007-11-06 05:18 | 2007-11-02 | HAYDEN RICHARD M | Officer - Chairman of the Bd of Director | BUY | $11.50 | 61,216 | $704,217 | 164,749 | +59.1% |
| 2007-11-02 03:38 | 2007-10-31 | Thompson David B JR | Officer - VP of CCG of GSC Group | BUY | $11.80 | 500 | $5,900 | 1,250 | +66.7% |
| 2007-08-02 00:20 | 2007-07-30 | Katzenstein Seth M | Officer - Man. Dir. of CCG of GSC Group | BUY | $12.11 | 2,000 | $24,220 | 7,300 | +37.7% |
| 2007-08-02 00:16 | 2007-07-27 | Kline John R | Officer - Vice Pres. Corp. Credit | BUY | $12.30 | 1,100 | $13,530 | 1,500 | +275.0% |
| 2007-08-02 00:22 | 2007-07-30 | Looney Steven M | Director | BUY | $12.33 | 900 | $11,097 | 1,000 | +900.0% |
| 2007-08-02 00:20 | 2007-07-31 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $12.03 | 4,000 | $48,110 | 36,333,333 | +0.0% |
| 2007-07-31 18:56 | 2007-07-27 | Castro Daniel I JR | Other | BUY | $12.48 | 15,000 | $187,250 | 35,000 | +75.0% |
| 2007-07-27 00:31 | 2007-07-24 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $12.85 | 5,000 | $64,250 | 32,333 | +18.3% |
| 2007-07-27 00:32 | 2007-07-25 | WILLIAMS GEORGE CABELL III | Director | BUY | $12.96 | 10,000 | $129,643 | 20,000 | +100.0% |
| 2007-07-25 15:26 | 2007-07-20 | Kline John R | Officer - Vice Pres. Corp. Credit | BUY | $12.95 | 400 | $5,180 | 400 | +100.0% |
| 2007-07-24 01:29 | 2007-07-19 | Katzenstein Seth M | Officer - Man. Dir. of CCG of GSC Group | BUY | $12.91 | 2,000 | $25,820 | 5,300 | +60.6% |
| 2007-07-24 02:46 | 2007-07-20 | Allorto Richard T JR | Officer - Chief Financial Officer | BUY | $13.00 | 480 | $6,240 | 480 | +100.0% |
| 2007-07-24 01:28 | 2007-07-20 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $13.13 | 2,000 | $26,268 | 27,333 | +7.9% |
| 2007-07-20 02:03 | 2007-07-18 | Wright Alexander B | Officer - Man. Dir. of CCG of GSC Group | BUY | $13.00 | 1,500 | $19,496 | 5,500 | +37.5% |
| 2007-07-20 02:01 | 2007-07-17 | Whitman III Charles S | Director | BUY | $13.38 | 1,000 | $13,379 | 1,000 | +100.0% |
| 2007-07-20 02:00 | 2007-07-17 | Thompson David B JR | Officer - VP of CCG of GSC Group | BUY | $13.38 | 750 | $10,034 | 750 | +100.0% |
| 2007-07-20 01:59 | 2007-07-17 | HAYDEN RICHARD M | Officer - Chairman of the Bd of Director | BUY | $13.29 | 90,200 | $1,198,415 | 103,533,333 | +0.1% |
| 2007-04-04 04:57 | 2007-03-23 | Wright Alexander B | Officer - Man. Dir. of CCG of GSC Group | BUY | $15.00 | 4,000 | $60,000 | 4,000 | +100.0% |
| 2007-04-04 04:56 | 2007-03-23 | Monticciolo Michael J | Officer - Chief Compliance Officer | BUY | $15.00 | 300 | $4,500 | 300 | +100.0% |
| 2007-04-04 04:56 | 2007-03-23 | Katzenstein Seth M | Officer - Man. Dir. of CCG of GSC Group | BUY | $15.00 | 3,300 | $49,500 | 3,300 | +100.0% |
| 2007-04-04 04:55 | 2007-03-23 | Castro Daniel I JR | Officer - Member of Inv. Comm. | BUY | $15.00 | 20,000 | $300,000 | 20,000 | +100.0% |
| 2007-04-04 04:56 | 2007-03-23 | Looney Steven M | Director | BUY | $15.00 | 100 | $1,500 | 100 | +100.0% |
| 2007-04-04 04:55 | 2007-03-23 | INGLESBY THOMAS V | Director, Officer - Chief Executive Officer | BUY | $15.00 | 12,000 | $180,000 | 25,333 | +90.0% |
| 2007-04-04 04:57 | 2007-03-23 | WILLIAMS GEORGE CABELL III | Director | BUY | $15.00 | 10,000 | $150,000 | 10,000 | +100.0% |
| 2007-04-04 04:55 | 2007-03-23 | BARKER PETER K | Director | BUY | $15.00 | 2,000 | $30,000 | 2,000 | +100.0% |
How to Interpret $GNV Trades
Not every insider transaction in SARATOGA INVESTMENT CORP. is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $GNV shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for GNV
Insider activity data for SARATOGA INVESTMENT CORP. is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $GNV, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.