HTGC Insider Trading
Hercules Capital, Inc. |
Comprehensive Trading Performance Summary
The investment history of corporate insiders at Hercules Capital, Inc. provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2012-06-01 20:51 | 2012-06-01 | BADAVAS ROBERT P | Director | BUY | $10.40 | 10,000 | $104,000 | 111,908 | +9.8% |
| 2012-05-23 20:08 | 2012-05-22 | Jaquez-Fissori Todd | Officer - Tech & Clean Tech Group Head | SELL | $10.30 | 2,500 | $25,750 | 33,446 | -7.0% |
| 2012-03-19 22:19 | 2012-03-15 | Shah Parag | Officer - Senior Managing Director | OPT+S | $10.61 | 159,738 | $1,695,315 | 277,061 | 0.0% |
| 2012-03-08 01:15 | 2012-03-06 | Harvey H Scott | Officer - Chief Legal Officer & Sec | OPT+S | $10.58 | 5,500 | $58,190 | 52,660 | 0.0% |
| 2012-03-08 01:16 | 2012-03-06 | CHOW JOSEPH W | Director | BUY | $10.44 | 5,000 | $52,200 | 108,172 | +4.8% |
| 2012-03-06 00:49 | 2012-03-05 | WOODWARD ALLYN C JR | Director | BUY | $10.48 | 22,500 | $235,800 | 173,848 | +14.9% |
| 2011-12-13 03:06 | 2011-12-12 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $9.12 | 5,000 | $45,600 | 1,217,046 | +0.4% |
| 2011-11-10 20:30 | 2011-11-09 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $9.14 | 7,000 | $63,950 | 1,214,235 | +0.6% |
| 2011-10-05 17:11 | 2011-10-04 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $8.40 | 7,000 | $58,800 | 1,209,423 | +0.6% |
| 2011-09-26 23:05 | 2011-09-26 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $8.65 | 2,500 | $21,625 | 1,202,423 | +0.2% |
| 2011-09-26 20:45 | 2011-09-26 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $8.75 | 5,000 | $43,750 | 1,199,923 | +0.4% |
| 2011-09-07 18:56 | 2011-09-06 | CHOW JOSEPH W | Director | BUY | $8.68 | 5,000 | $43,400 | 102,929 | +5.1% |
| 2011-08-11 17:28 | 2011-08-10 | Bluestein Scott | Officer - Chief Credit Officer | BUY | $8.73 | 2,750 | $24,008 | 20,410 | +15.6% |
| 2011-08-11 17:28 | 2011-08-10 | BADAVAS ROBERT P | Director | BUY | $8.70 | 5,000 | $43,500 | 96,903 | +5.4% |
| 2011-08-09 20:20 | 2011-08-09 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $8.78 | 7,000 | $61,460 | 1,198,849 | +0.6% |
| 2011-06-16 00:02 | 2011-06-15 | BADAVAS ROBERT P | Director | BUY | $10.49 | 5,000 | $52,440 | 87,661 | +6.0% |
| 2011-06-11 00:29 | 2011-06-08 | Harvey H Scott | Officer - Chief Legal Officer & Sec | OPT+S | $10.40 | 11,500 | $119,600 | 55,187 | 0.0% |
| 2011-06-03 21:09 | 2011-06-02 | Bluestein Scott | Officer - Chief Credit Officer | BUY | $10.58 | 10,000 | $105,800 | 17,500 | +133.3% |
| 2011-06-01 18:08 | 2011-05-31 | Bhaumik Sam | Officer - Senior Managing Director | SELL | $10.77 | 20,000 | $215,400 | 196,945 | -9.2% |
| 2011-05-12 21:15 | 2011-05-11 | CHOW JOSEPH W | Director | BUY | $10.36 | 5,000 | $51,800 | 89,576 | +5.9% |
| 2011-05-10 22:33 | 2011-05-10 | WOODWARD ALLYN C JR | Director | BUY | $10.50 | 10,000 | $105,000 | 139,905 | +7.7% |
| 2010-12-29 22:02 | 2010-12-28 | WOODWARD ALLYN C JR | Director | BUY | $10.47 | 3,500 | $36,645 | 127,750 | +2.8% |
| 2010-12-24 00:29 | 2010-12-22 | Denomme Mark | Officer - Senior Managing Director | SELL | $10.66 | 6,948 | $74,066 | 38,345 | -15.3% |
| 2010-12-01 19:51 | 2010-11-30 | WOODWARD ALLYN C JR | Director | BUY | $9.96 | 6,000 | $59,780 | 122,202 | +5.2% |
| 2010-12-01 19:40 | 2010-11-23 | CHOW JOSEPH W | Director | BUY | $9.96 | 5,000 | $49,800 | 84,427 | +6.3% |
| 2010-11-23 23:46 | 2010-11-22 | BADAVAS ROBERT P | Director | BUY | $10.00 | 2,000 | $20,000 | 74,632 | +2.8% |
| 2010-11-17 20:18 | 2010-11-16 | Gable Scott | Officer - Chief Operating Officer | BUY | $9.88 | 10,090 | $99,689 | 10,090 | +100.0% |
| 2010-09-30 22:21 | 2010-09-30 | Denomme Mark | Officer - Senior Managing Director | SELL | $10.01 | 10,557 | $105,676 | 38,194 | -21.7% |
| 2010-09-02 19:05 | 2010-09-01 | Shah Parag | Officer - Senior Managing Director | OPT+S | $9.32 | 100,554 | $937,163 | 222,664 | 0.0% |
| 2010-07-01 00:13 | 2010-06-30 | WOODWARD ALLYN C JR | Director | BUY | $9.09 | 7,500 | $68,140 | 110,705 | +7.3% |
| 2010-06-29 21:41 | 2010-06-29 | BADAVAS ROBERT P | Director | BUY | $9.07 | 5,000 | $45,350 | 67,810 | +8.0% |
| 2010-06-24 21:58 | 2010-06-23 | CHOW JOSEPH W | Director | BUY | $9.12 | 5,000 | $45,603 | 75,910 | +7.1% |
| 2010-06-02 17:21 | 2010-06-01 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $8.64 | 559 | $4,830 | 1,031,295 | +0.1% |
| 2010-05-28 19:31 | 2010-05-27 | Bhaumik Sam | Officer - Senior Managing Director | BUY | $8.97 | 500 | $4,485 | 148,266 | +0.3% |
| 2010-05-27 17:20 | 2010-05-26 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $8.64 | 1,941 | $16,770 | 1,030,736 | +0.2% |
| 2010-03-31 23:21 | 2010-03-31 | WOODWARD ALLYN C JR | Director | BUY | $10.72 | 5,000 | $53,580 | 101,329 | +5.2% |
| 2010-03-19 22:34 | 2010-03-19 | WOODWARD ALLYN C JR | Director | BUY | $10.33 | 10,000 | $103,315 | 94,511 | +11.8% |
| 2010-03-11 01:49 | 2010-03-10 | Bhaumik Sam | Officer - Senior Managing Director | SELL | $10.25 | 3,500 | $35,875 | 86,281 | -3.9% |
| 2009-12-28 19:12 | 2009-12-23 | Bhaumik Sam | Officer - Senior Managing Director | SELL | $10.41 | 5,000 | $52,050 | 89,490 | -5.3% |
| 2009-11-25 18:36 | 2009-11-23 | Shah Parag | Officer - Senior Managing Director | SELL | $10.16 | 12,778 | $129,887 | 85,520 | -13.0% |
| 2009-09-25 17:42 | 2009-09-23 | Shah Parag | Officer - Senior Managing Director | SELL | $10.13 | 12,778 | $129,446 | 98,298 | -11.5% |
| 2009-09-03 17:38 | 2009-09-01 | WOODWARD ALLYN C JR | Director | BUY | $9.19 | 4,300 | $39,517 | 79,446 | +5.7% |
| 2009-03-13 17:22 | 2009-03-12 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $3.74 | 3,500 | $13,074 | 657,371 | +0.5% |
| 2009-03-04 18:24 | 2009-03-03 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $3.86 | 4,000 | $15,448 | 653,871 | +0.6% |
| 2009-03-02 18:59 | 2009-02-27 | WOODWARD ALLYN C JR | Director | BUY | $4.46 | 1,000 | $4,460 | 63,555 | +1.6% |
| 2009-02-27 02:28 | 2009-02-26 | Shah Parag | Officer - Senior Managing Director | BUY | $4.55 | 2,000 | $9,100 | 62,251 | +3.3% |
| 2009-02-27 02:39 | 2009-02-26 | Shah Parag | Officer - Senior Managing Director | BUY | $4.55 | 1,000 | $4,550 | 61,251 | +1.7% |
| 2009-02-25 21:23 | 2009-02-25 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $4.27 | 2,000 | $8,540 | 649,871 | +0.3% |
| 2009-02-19 21:55 | 2009-02-19 | Lund David Michael | Officer - VP of Fin & Corporate Controll | BUY | $4.26 | 2,000 | $8,520 | 62,251 | +3.3% |
| 2009-02-19 18:43 | 2009-02-18 | Henriquez Manuel A | Director, Officer - President & CEO | BUY | $4.40 | 10,000 | $44,000 | 647,871 | +1.6% |
How to Interpret $HTGC Trades
Not every insider transaction in Hercules Capital, Inc. is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $HTGC shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for HTGC
Insider activity data for Hercules Capital, Inc. is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $HTGC, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.