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Company Analysis

HWBK Insider Trading

HAWTHORN BANCSHARES, INC. | National Commercial Banks

Comprehensive Trading Performance Summary

The investment history of corporate insiders at HAWTHORN BANCSHARES, INC. provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the National Commercial Banks sector.

Transactions on Chart

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Filing Date Trade Date Reporting Person Relationship Type Price Qty Total, $ Owned After Change, %
2025-03-13 22:03 2025-03-11 GILES BRENT M Director, Officer - CHIEF EXECUTIVE OFFICER BUY $25.84 700 $18,088 13,005 +5.7%
2025-03-01 00:25 2025-02-26 Holtaway Jonathan Director SELL $31.11 21,449 $667,184 342,390 -5.9%
2025-02-24 22:24 2025-02-20 Holtaway Jonathan Director SELL $33.72 2,643 $89,110 363,839 -0.7%
2025-02-12 21:26 2025-02-10 Holtaway Jonathan Director SELL $32.91 2,798 $92,081 366,482 -0.8%
2025-02-07 19:46 2025-02-05 Holtaway Jonathan Director SELL $32.96 7,443 $245,295 369,280 -2.0%
2025-02-05 23:47 2025-02-03 Holtaway Jonathan Director SELL $32.86 5,468 $179,686 376,723 -1.4%
2024-12-12 23:37 2024-12-10 Holtaway Jonathan Director SELL $32.05 7,424 $237,939 382,191 -1.9%
2024-12-10 23:20 2024-12-06 Holtaway Jonathan Director SELL $32.19 1,404 $45,201 389,615 -0.4%
2024-12-07 00:53 2024-12-04 Holtaway Jonathan Director SELL $32.05 6,824 $218,700 391,019 -1.7%
2024-12-07 01:14 2024-12-04 Burkhead Frank E. Director SELL $31.87 3,000 $95,595 11,477 -20.7%
2024-11-15 19:33 2024-11-13 Holtaway Jonathan Director SELL $28.59 9,670 $276,503 397,843 -2.4%
2024-09-18 01:30 2024-09-13 Hettinger Shawna M. Director BUY $24.10 21 $506 4,124 +0.5%
2024-08-26 22:26 2024-08-22 Burkhead Frank E. Director BUY $21.85 100 $2,185 14,467 +0.7%
2024-06-17 22:32 2024-06-13 Bexten Gregg A. Director, Officer - PRESIDENT BUY $19.72 1,000 $19,720 1,150 +665.6%
2024-05-14 22:21 2024-05-10 Holtaway Jonathan Director BUY $19.72 2,000 $39,440 28,500 +7.5%
2024-05-10 20:51 2024-05-08 Hettinger Shawna M. Director BUY $19.65 1,000 $19,645 4,103 +32.2%
2024-05-06 18:59 2024-05-03 Eden Douglas Todd Director BUY $19.63 15,000 $294,390 76,826 +24.3%
2024-05-01 18:26 2024-04-29 Holtaway Jonathan Director BUY $18.98 11,000 $208,725 26,500 +71.0%
2024-05-01 21:36 2024-04-29 Burkhead Frank E. Director BUY $19.10 500 $9,548 14,134 +3.7%
2024-05-01 22:28 2024-04-29 GILES BRENT M Director, Officer - CHIEF EXECUTIVE OFFICER BUY $18.66 2,400 $44,774 7,968 +43.1%
2024-03-15 22:36 2024-03-14 Hettinger Shawna M. Director BUY $19.49 500 $9,745 3,103 +19.2%
2024-03-16 00:21 2024-03-14 GILES BRENT M Director, Officer - CHIEF EXECUTIVE OFFICER BUY $19.51 1,259 $24,560 12,312 +11.4%
2024-03-15 00:46 2024-03-14 Holtaway Jonathan Director BUY $19.12 5,500 $105,160 15,500 +55.0%
2024-03-12 00:25 2024-03-11 Eden Douglas Todd Director BUY $20.37 5,000 $101,857 85,000 +6.3%
2024-03-09 00:52 2024-03-07 Holtaway Jonathan Director BUY $19.99 10,000 $199,935 10,000 +100.0%
2024-03-02 01:07 2024-02-29 Schwartz Jason E Officer - SR VP/CHIEF CREDIT OFFICER BUY $21.50 1,000 $21,500 7,939 +14.4%
2024-03-01 20:52 2024-02-29 States Jonathan L Director BUY $21.57 1,200 $25,884 3,255 +58.4%
2024-02-22 22:36 2024-02-21 Hettinger Shawna M. Director BUY $23.16 700 $16,212 2,603 +36.8%
2024-02-17 01:14 2024-02-16 Eden Douglas Todd Director BUY $22.32 7,000 $156,240 80,000 +9.6%
2023-06-07 00:13 2023-05-31 Bexten Gregg A. Director, Officer - PRESIDENT BUY $18.00 132 $2,376 132 +100.0%
2023-05-24 23:01 2023-05-23 GILES BRENT M Director, Officer - CHIEF EXECUTIVE OFFICER BUY $18.75 1,000 $18,750 3,552 +39.2%
2023-05-17 18:36 2023-05-16 RILEY KEVIN L Director BUY $18.24 2,712 $49,471 35,237 +8.3%
2023-05-11 23:55 2023-05-09 GILES BRENT M Director, Officer - CHIEF EXECUTIVE OFFICER BUY $18.42 581 $10,703 2,552 +29.5%
2023-05-11 19:50 2023-05-10 TURNER DAVID T Director, Officer - EXECUTIVE CHAIRMAN BUY $18.27 2,712 $49,551 46,821 +6.1%
2023-05-10 19:50 2023-05-09 Hettinger Shawna M. Director BUY $18.56 1,000 $18,555 1,830 +120.5%
2023-05-09 18:43 2023-05-05 GILES BRENT M Director, Officer - CHIEF EXECUTIVE OFFICER BUY $18.63 773 $14,402 1,971 +64.5%
2023-05-09 17:28 2023-05-08 FREEMAN PHILIP D Director BUY $18.48 500 $9,242 95,388 +0.5%
2023-03-11 00:11 2023-03-09 Hettinger Shawna M. Director BUY $24.97 830 $20,725 830 +100.0%
2023-03-01 01:30 2023-02-27 States Jonathan L Director BUY $25.42 1,976 $50,230 1,976 +100.0%
2022-06-07 23:48 2022-06-06 Burkhead Frank E. Director BUY $26.95 1,000 $26,947 17,417 +6.1%
2021-06-23 23:37 2021-06-21 Guthrie Stephen Edward Officer - SENIOR VP AND CFO BUY $21.73 200 $4,347 12,433 +1.6%
2021-06-21 22:57 2021-06-17 Guthrie Stephen Edward Officer - SENIOR VP AND CFO BUY $21.81 4,000 $87,227 12,233 +48.6%
2021-06-03 22:59 2021-06-01 Guthrie Stephen Edward Officer - SENIOR VP AND CFO BUY $23.90 3,000 $71,700 8,120 +58.6%
2021-05-26 23:02 2021-05-24 Holtaway Jonathan Director BUY $23.29 5,645 $131,444 362,280 +1.6%
2021-05-24 23:05 2021-05-20 Holtaway Jonathan Director BUY $23.16 14,792 $342,605 356,635 +4.3%
2021-05-19 22:00 2021-05-18 Burkhead Frank E. Director BUY $23.40 1,000 $23,399 15,408 +6.9%
2020-09-28 21:57 2020-09-24 Guthrie Stephen Edward Officer - SENIOR VP AND CFO BUY $17.00 3,000 $51,000 3,000 +100.0%
2020-09-01 22:34 2020-08-28 Burkhead Frank E. Director BUY $19.05 500 $9,527 14,146 +3.7%
2020-08-12 23:30 2020-08-10 Holtaway Jonathan Director BUY $15.98 21,919 $350,266 341,843 +6.9%
2020-08-04 23:36 2020-07-31 TURNER DAVID T Director, Officer - CHIEF EXECUTIVE OFFICER BUY $16.63 1,000 $16,625 37,993 +2.7%
SHOW ENTRIES

How to Interpret $HWBK Trades

Not every insider transaction in HAWTHORN BANCSHARES, INC. is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $HWBK shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.

Data Source & Accuracy for HWBK

Insider activity data for HAWTHORN BANCSHARES, INC. is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $HWBK, allowing you to follow the capital of those with the most intimate knowledge of the company.

UNDERSTANDING THE DATA

FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.

TRADE DATE: The actual day the insider executed the purchase or sale in the market.

INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.

OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.

CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.

TRADE TYPES DEFINITIONS

BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.

SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.

OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.