NLY Insider Trading
ANNALY CAPITAL MANAGEMENT INC | Real Estate Investment Trusts
Comprehensive Trading Performance Summary
The investment history of corporate insiders at ANNALY CAPITAL MANAGEMENT INC provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the Real Estate Investment Trusts sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2014-08-12 00:29 | 2014-08-08 | Singh R Nicholas | Officer - Chief Legal Officer | BUY | $11.46 | 122,784 | $1,407,105 | 16,699 | +100.0% |
| 2013-11-27 16:59 | 2013-11-26 | Lyght Rose-Marie | Officer - Co-CIO | BUY | $10.10 | 20,406 | $206,101 | 163,011 | +14.3% |
| 2013-11-14 00:05 | 2013-11-11 | FORTESCUE JAMES | Officer - COO | BUY | $10.36 | 25,000 | $259,000 | 160,261 | +18.5% |
| 2013-11-13 00:05 | 2013-11-12 | KEYES KEVIN | Director, Officer - President | BUY | $10.43 | 100,000 | $1,043,000 | 300,000 | +50.0% |
| 2013-11-12 14:01 | 2013-11-08 | DENAHAN WELLINGTON | Director, Officer - Chairman of Board & CEO | BUY | $10.68 | 93,000 | $993,240 | 1,288,081 | +7.8% |
| 2013-08-22 23:05 | 2013-08-20 | BRADY KEVIN | Director | BUY | $11.01 | 9,000 | $99,090 | 9,000 | +100.0% |
| 2013-08-21 23:05 | 2013-08-20 | DENAHAN WELLINGTON | Director, Officer - Chairman of Board & CEO | BUY | $10.97 | 181,818 | $1,993,634 | 1,043,463 | +21.1% |
| 2013-08-14 22:28 | 2013-08-13 | Konrad Kristopher Robert | Officer - Co-CIO | BUY | $11.72 | 17,000 | $199,240 | 213,035 | +8.7% |
| 2013-08-14 20:48 | 2013-08-12 | SCHAEFER JOHN H | Director | BUY | $12.00 | 10,000 | $119,950 | 35,000 | +40.0% |
| 2013-05-06 23:12 | 2013-05-06 | SCHAEFER JOHN H | Director | BUY | $15.16 | 25,000 | $379,000 | 25,000 | +100.0% |
| 2012-11-16 00:58 | 2012-11-15 | KEYES KEVIN | Officer - President | BUY | $13.90 | 100,000 | $1,390,000 | 200,000 | +100.0% |
| 2012-02-25 00:57 | 2012-02-23 | Lyght Rose-Marie | Officer - MD, Co-Head Port Mgmt | BUY | $16.59 | 500 | $8,295 | 500 | +100.0% |
| 2011-11-17 20:40 | 2011-11-14 | Lyght Rose-Marie | Officer - MD, Co-Head Port Mgmt | BUY | $26.29 | 500 | $13,145 | 500 | +100.0% |
| 2011-08-09 19:00 | 2011-08-08 | KEYES KEVIN | Officer - Chf. Strat. Off, Head Cap. Mkt | BUY | $17.13 | 50,000 | $856,500 | 100,000 | +100.0% |
| 2010-02-17 22:57 | 2010-02-17 | FARRELL MICHAEL A J | Director, Officer - Pres., Chairman of Board & CEO | BUY | $17.45 | 3,000 | $52,350 | 2,192,867 | +0.1% |
| 2009-11-09 21:53 | 2009-11-05 | Lyght Rose-Marie | Officer - MD, Co-Head Port Mgmt | BUY | $23.90 | 200 | $4,780 | 1,228 | +19.5% |
| 2009-03-06 00:57 | 2009-03-03 | NORDBERG E WAYNE | Director | SELL | $13.17 | 20,000 | $263,400 | 32,000 | -38.5% |
| 2009-02-24 19:41 | 2009-02-20 | Singh R Nicholas | Officer - EVP and General Counsel | BUY | $13.70 | 1,675 | $22,948 | 7,415 | +29.2% |
| 2009-02-24 17:51 | 2009-02-20 | Konrad Kristopher Robert | Officer - MD and Co-Head of Port Mgmt | BUY | $13.74 | 1,500 | $20,610 | 64,411 | +2.4% |
| 2009-02-18 01:22 | 2009-02-17 | Kazel Ronald Daniel | Officer - Managing Director | BUY | $20.70 | 1,350 | $27,945 | 4,400 | +44.3% |
| 2009-02-09 22:21 | 2009-02-06 | FARRELL MICHAEL A J | Director, Officer - Pres., Chairman of Board & CEO | BUY | $20.57 | 5,500 | $113,135 | 8,200 | +203.7% |
| 2008-11-25 22:05 | 2008-11-20 | FARRELL MICHAEL A J | Director, Officer - Pres., Chairman of Board & CEO | BUY | $17.78 | 2,000 | $35,560 | 3,500 | +133.3% |
| 2008-08-21 18:45 | 2008-08-20 | Singh R Nicholas | Officer - EVP and General Counsel | BUY | $13.70 | 2,190 | $30,003 | 5,740 | +61.7% |
| 2008-08-13 22:53 | 2008-08-13 | Konrad Kristopher Robert | Officer - Man. Dir Co-Head of Port. Mgmt | BUY | $13.90 | 1,493 | $20,749 | 100 | +100.0% |
| 2008-05-21 19:47 | 2008-05-20 | FAGAN KATHRYN | Officer - CHIEF FINANCIAL OFFICER | BUY | $22.65 | 300 | $6,795 | 2,300 | +15.0% |
| 2008-05-09 04:24 | 2008-05-06 | Konrad Kristopher Robert | Officer - EVP and Co-Head Portfolio Man. | BUY | $23.00 | 750 | $17,250 | 2,600 | +40.5% |
| 2008-05-06 20:55 | 2008-05-06 | Kazel Ronald Daniel | Officer - Managing Director | BUY | $23.13 | 700 | $16,191 | 3,050 | +29.8% |
| 2008-05-06 16:44 | 2008-05-05 | FAGAN KATHRYN | Officer - Chief Financial Officer | BUY | $23.10 | 2,000 | $46,200 | 2,000 | +100.0% |
| 2008-05-05 23:19 | 2008-05-02 | NORDBERG E WAYNE | Director | BUY | $16.96 | 71,800 | $1,217,843 | 6,800 | +100.0% |
| 2008-05-05 22:16 | 2008-05-02 | Lyght Rose-Marie | Officer - Mng. Dir., Co-Head Port. Mgmt. | BUY | $23.00 | 528 | $12,144 | 1,028 | +105.6% |
| 2007-08-17 21:36 | 2007-08-15 | Lyght Rose-Marie | Officer - EVP, Co-Head Portfolio Mgmt | BUY | $22.13 | 500 | $11,064 | 100 | +100.0% |
| 2007-08-15 22:29 | 2007-08-15 | Konrad Kristopher Robert | Officer - EVP & Co-Head/Portfolio Mgmt. | BUY | $14.92 | 3,500 | $52,224 | 1,850 | +100.0% |
| 2007-08-15 21:39 | 2007-08-15 | DENAHAN WELLINGTON | Director, Officer - Vice Chrmn. & Chief Inv. Off. | BUY | $13.00 | 19,000 | $247,000 | 384,616 | +5.2% |
| 2007-08-13 23:08 | 2007-08-10 | Diamond Jeremy | Officer - MANAGING DIRECTOR | BUY | $14.92 | 365 | $5,445 | 150 | +100.0% |
| 2007-08-08 20:39 | 2007-08-07 | Kazel Ronald Daniel | Officer - Managing Director | BUY | $24.19 | 1,250 | $30,238 | 200 | +100.0% |
| 2007-08-07 21:18 | 2007-08-06 | Singh R Nicholas | Officer - EVP and General Counsel | BUY | $24.05 | 1,150 | $27,659 | 900 | +100.0% |
| 2007-08-06 20:35 | 2007-08-03 | FARRELL MICHAEL A J | Director, Officer - President/Chair of Board & CEO | BUY | $24.00 | 5,000 | $120,000 | 6,200 | +416.7% |
| 2007-05-08 19:40 | 2007-05-07 | LAMBIASE JOHN | Director | BUY | $25.43 | 1,000 | $25,430 | 11,000 | +10.0% |
| 2007-02-14 23:50 | 2007-02-13 | Konrad Kristopher Robert | Officer - EVP & Co-Head Portfolio Mgmt. | BUY | $13.71 | 1,890 | $25,920 | 889 | +100.0% |
| 2006-11-21 17:39 | 2006-11-20 | Diamond Jeremy | Officer - Managing Director | BUY | $13.85 | 225 | $3,116 | 34,788 | +0.7% |
| 2006-09-01 02:04 | 2006-08-30 | FARRELL MICHAEL A J | Director, Officer - Pres., Chair & CEO | BUY | $24.80 | 10,200 | $252,913 | 2,200 | +100.0% |
| 2006-08-31 18:52 | 2006-08-30 | Konrad Kristopher Robert | Officer - EVP and Co-Head of Port. Mgmt | BUY | $24.70 | 350 | $8,645 | 850 | +70.0% |
| 2006-08-28 18:02 | 2006-08-23 | Lyght Rose-Marie | Officer - SR VP and Senior Portfolio Mgr | BUY | $12.31 | 1,600 | $19,696 | 600 | +100.0% |
| 2006-05-22 23:38 | 2006-05-22 | Kazel Ronald Daniel | Officer - Managing Director | BUY | $23.99 | 425 | $10,196 | 1,100 | +63.0% |
| 2006-05-05 21:48 | 2006-05-04 | Diamond Jeremy | Officer - MANAGING DIRECTOR | BUY | $13.50 | 200 | $2,700 | 34,563 | +0.6% |
| 2006-05-05 17:59 | 2006-05-04 | Singh R Nicholas | Officer - EVP and General Counsel | BUY | $13.42 | 1,850 | $24,827 | 3,550 | +108.8% |
| 2006-05-05 17:57 | 2006-05-04 | FARRELL MICHAEL A J | Director, Officer - Pres., Chmn of the Bd & CEO | BUY | $24.05 | 500 | $12,025 | 500 | +100.0% |
| 2006-03-01 20:55 | 2006-02-28 | Singh R Nicholas | Officer - EVP and General Counsel | BUY | $11.83 | 4,650 | $55,010 | 4,650 | +100.0% |
| 2006-01-20 00:43 | 2006-01-17 | BRADY KEVIN | Director | SELL | $12.35 | 21,500 | $265,609 | 12,400 | -63.4% |
| 2006-01-19 19:59 | 2006-01-17 | Diamond Jeremy | Officer - Managing Director | BUY | $12.41 | 900 | $11,169 | 34,364 | +2.7% |
How to Interpret $NLY Trades
Not every insider transaction in ANNALY CAPITAL MANAGEMENT INC is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $NLY shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for NLY
Insider activity data for ANNALY CAPITAL MANAGEMENT INC is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $NLY, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.