NTRS Insider Trading
NORTHERN TRUST CORP | State Commercial Banks
Comprehensive Trading Performance Summary
The investment history of corporate insiders at NORTHERN TRUST CORP provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the State Commercial Banks sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2017-09-13 01:59 | 2017-09-11 | BROWNE ROBERT P | Officer - EVP & Chief Investment Officer | SELL | $90.21 | 11,000 | $992,310 | 48,132 | -18.6% |
| 2017-08-29 23:28 | 2017-08-28 | Blake Aileen B | Officer - EVP and Controller | SELL | $90.00 | 1,000 | $90,000 | 15,172 | -6.2% |
| 2017-08-24 00:58 | 2017-08-23 | St Clair Joyce | Officer - Executive Vice President | SELL | $89.32 | 13,814 | $1,233,866 | 0 | -100.0% |
| 2017-08-17 01:26 | 2017-08-14 | Blake Aileen B | Officer - EVP and Controller | OPT+S | $88.45 | 7,762 | $686,539 | 16,172 | 0.0% |
| 2017-08-08 02:04 | 2017-08-07 | Schreuder Jana R | Officer - COO | SELL | $88.33 | 5,538 | $489,172 | 0 | -100.0% |
| 2017-07-26 00:20 | 2017-07-21 | Parker Teresa | Officer - Executive Vice President | OPT+S | $87.65 | 11,399 | $999,122 | 32,053 | 0.0% |
| 2017-07-07 01:54 | 2017-07-03 | Potter Stephen N | Officer - President / Asset Management | OPT+S | $99.08 | 28,469 | $2,820,763 | 42,913 | 0.0% |
| 2017-06-22 00:36 | 2017-06-19 | Potter Stephen N | Officer - President / Asset Management | OPT+S | $95.20 | 48,110 | $4,580,072 | 42,913 | 0.0% |
| 2017-06-14 00:16 | 2017-06-12 | MORRISON WILLIAM L | Officer - Vice Chairman | OPT+S | $91.89 | 41,965 | $3,856,164 | 112,146 | 0.0% |
| 2017-06-09 01:59 | 2017-06-07 | FRADKIN STEVEN L | Officer - President/Wealth Management | SELL | $89.23 | 14,700 | $1,311,681 | 0 | -100.0% |
| 2017-05-27 00:21 | 2017-05-24 | Pembleton Susan Gillian | Officer - EVP/Human Resources | OPT+S | $88.29 | 9,793 | $864,624 | 19,711 | 0.0% |
| 2017-05-24 00:37 | 2017-05-19 | MORRISON WILLIAM L | Officer - Vice Chairman | SELL | $87.28 | 25,000 | $2,182,000 | 112,146 | -18.2% |
| 2017-05-06 02:11 | 2017-05-05 | WADDELL FREDERICK H | Director, Officer - Chairman and CEO | OPT+S | $90.46 | 205,923 | $18,627,795 | 201,519 | 0.0% |
| 2017-04-29 02:19 | 2017-04-27 | Bowman Biff | Officer - Chief Financial Officer | OPT+S | $91.77 | 23,167 | $2,126,036 | 75,365 | 0.0% |
| 2017-04-29 02:20 | 2017-04-27 | Cohodes Jeffrey D. | Officer - Executive Vice President | SELL | $91.67 | 15,000 | $1,375,050 | 24,658 | -37.8% |
| 2017-04-29 02:19 | 2017-04-28 | St Clair Joyce | Officer - Executive Vice President | SELL | $90.46 | 17,406 | $1,574,547 | 16,609 | -51.2% |
| 2017-04-29 02:20 | 2017-04-26 | Schreuder Jana R | Officer - COO | OPT+S | $92.00 | 28,469 | $2,619,148 | 43,600 | 0.0% |
| 2017-03-17 01:46 | 2017-03-15 | Schreuder Jana R | Officer - COO | OPT+S | $90.04 | 63,912 | $5,754,694 | 43,600 | 0.0% |
| 2017-03-15 03:13 | 2017-03-10 | Schreuder Jana R | Officer - COO | OPT+S | $90.02 | 7,327 | $659,611 | 43,600 | 0.0% |
| 2017-03-03 01:17 | 2017-03-01 | St Clair Joyce | Officer - Executive Vice President | OPT+S | $89.44 | 28,469 | $2,546,267 | 29,855 | 0.0% |
| 2017-02-28 03:54 | 2017-02-24 | Schreuder Jana R | Officer - COO | OPT+S | $87.03 | 48,110 | $4,187,013 | 43,600 | 0.0% |
| 2017-02-24 03:14 | 2017-02-23 | Leech Wilson | Officer - EVP/Chief Risk Officer | OPT+S | $87.34 | 10,614 | $927,027 | 33,255 | 0.0% |
| 2017-02-24 03:15 | 2017-02-23 | Pembleton Susan Gillian | Officer - EVP/Human Resources | OPT+S | $87.44 | 6,898 | $603,161 | 19,711 | 0.0% |
| 2017-02-24 03:14 | 2017-02-21 | FRADKIN STEVEN L | Officer - President/Wealth Management | OPT+S | $87.62 | 21,059 | $1,845,190 | 45,907 | 0.0% |
| 2017-02-24 03:15 | 2017-02-22 | MORRISON WILLIAM L | Officer - Vice Chairman | OPT+S | $87.53 | 51,762 | $4,530,728 | 137,146 | 0.0% |
| 2017-02-10 03:33 | 2017-02-09 | St Clair Joyce | Officer - Executive Vice President | OPT+S | $85.08 | 56,991 | $4,848,794 | 32,960 | 0.0% |
| 2017-01-21 02:27 | 2017-01-20 | Cohodes Jeffrey D. | Officer - EVP/Chief Risk Officer | SELL | $83.72 | 15,000 | $1,255,800 | 38,397 | -28.1% |
| 2016-12-15 04:15 | 2016-11-15 | Karpinski Jane | Officer - Executive VP & Controller | OPT+S | $81.30 | 244 | $19,837 | 14,584 | 0.0% |
| 2016-12-13 01:38 | 2016-12-09 | Pembleton Susan Gillian | Officer - EVP, Human Resources | SELL | $89.38 | 7,500 | $670,350 | 15,715 | -32.3% |
| 2016-12-13 01:38 | 2016-12-09 | Karpinski Jane | Officer - Executive VP & Controller | SELL | $89.37 | 1,500 | $134,055 | 13,084 | -10.3% |
| 2016-12-01 03:11 | 2016-11-29 | Cherecwich Peter | Officer - EVP, Global Fund Services | OPT+S | $81.12 | 10,211 | $828,316 | 30,538 | 0.0% |
| 2016-11-29 02:10 | 2016-11-04 | Leech Wilson | Officer - Executive Vice President | OPT+S | $77.01 | 21,541 | $1,658,931 | 27,204 | 0.0% |
| 2016-11-17 02:37 | 2016-11-16 | Bowman Biff | Officer - Chief Financial Officer | OPT+S | $81.26 | 25,899 | $2,104,584 | 63,357 | 0.0% |
| 2016-11-17 02:38 | 2016-11-15 | Cohodes Jeffrey D. | Officer - EVP/Chief Risk Officer | SELL | $81.23 | 10,000 | $812,300 | 43,963 | -18.5% |
| 2016-11-17 02:38 | 2016-11-15 | WADDELL FREDERICK H | Director, Officer - Chairman, President and CEO | OPT+S | $81.99 | 200,000 | $16,398,080 | 212,559 | 0.0% |
| 2016-11-17 02:38 | 2016-11-14 | FRADKIN STEVEN L | Officer - President/Wealth Management | OPT+S | $80.98 | 323,192 | $26,171,442 | 48,628 | 0.0% |
| 2016-11-15 03:38 | 2016-11-14 | Cohodes Jeffrey D. | Officer - EVP/Chief Risk Officer | OPT+S | $80.91 | 6,000 | $485,460 | 53,963 | 0.0% |
| 2016-11-15 03:39 | 2016-11-11 | Potter Stephen N | Officer - President / Asset Management | OPT+S | $81.04 | 71,239 | $5,773,152 | 46,018 | 0.0% |
| 2016-11-15 03:39 | 2016-11-11 | Schreuder Jana R | Officer - COO | OPT+S | $80.00 | 38,836 | $3,106,880 | 44,150 | 0.0% |
| 2016-11-15 03:38 | 2016-11-14 | MORRISON WILLIAM L | Officer - Vice Chairman | OPT+S | $81.38 | 55,764 | $4,538,214 | 121,756 | 0.0% |
| 2016-11-11 02:38 | 2016-11-10 | Cohodes Jeffrey D. | Officer - EVP/Chief Risk Officer | SELL | $77.90 | 15,000 | $1,168,500 | 53,963 | -21.8% |
| 2016-11-11 02:39 | 2016-11-10 | St Clair Joyce | Officer - Executive Vice President | OPT+S | $78.00 | 6,588 | $513,864 | 32,960 | 0.0% |
| 2016-11-11 02:40 | 2016-11-09 | Potter Stephen N | Officer - President / Asset Management | OPT+S | $75.70 | 126,070 | $9,543,928 | 46,018 | 0.0% |
| 2016-11-11 02:39 | 2016-11-10 | Schreuder Jana R | Officer - COO | OPT+S | $78.00 | 20,000 | $1,560,000 | 44,150 | 0.0% |
| 2016-11-11 02:39 | 2016-11-10 | FRADKIN STEVEN L | Officer - President/Wealth Management | OPT+S | $77.95 | 20,124 | $1,568,666 | 48,628 | 0.0% |
| 2016-11-11 02:39 | 2016-11-10 | MORRISON WILLIAM L | Officer - Vice Chairman | SELL | $79.41 | 20,000 | $1,588,200 | 141,756 | -12.4% |
| 2016-11-10 04:22 | 2016-11-07 | Bowman Biff | Officer - Chief Financial Officer | OPT+S | $74.00 | 7,371 | $545,454 | 63,357 | 0.0% |
| 2016-11-10 04:23 | 2016-11-07 | St Clair Joyce | Officer - Executive Vice President | OPT+S | $74.31 | 95,396 | $7,089,096 | 32,960 | 0.0% |
| 2016-11-10 04:22 | 2016-11-07 | Schreuder Jana R | Officer - COO | OPT+S | $75.12 | 137,102 | $10,299,541 | 21,028 | 0.0% |
| 2016-11-10 04:23 | 2016-11-07 | WADDELL FREDERICK H | Director, Officer - Chairman, President and CEO | OPT+S | $73.99 | 195,260 | $14,446,721 | 212,559 | 0.0% |
How to Interpret $NTRS Trades
Not every insider transaction in NORTHERN TRUST CORP is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $NTRS shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for NTRS
Insider activity data for NORTHERN TRUST CORP is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $NTRS, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.