RA Insider Trading
Brookfield Real Assets Income Fund Inc. |
Comprehensive Trading Performance Summary
The investment history of corporate insiders at Brookfield Real Assets Income Fund Inc. provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2024-12-16 21:57 | 2024-12-12 | MCFARLAND STUART A | Director | SELL | $13.38 | 1,860 | $24,887 | 17,443 | -9.6% |
| 2024-09-18 21:24 | 2024-09-17 | Guichard Justin Charles | Other | BUY | $13.58 | 7,364 | $99,996 | 7,364 | +100.0% |
| 2023-12-15 21:40 | 2023-12-15 | Goldman Heather S. | Director | BUY | $12.69 | 390 | $4,949 | 2,141 | +22.3% |
| 2023-09-14 00:32 | 2023-09-13 | Janus Christopher | Other | BUY | $12.23 | 400 | $4,890 | 1,230 | +48.2% |
| 2023-09-07 22:33 | 2023-08-30 | Surugeon Gaal Isaac | Other | BUY | $13.45 | 294 | $3,954 | 294 | +100.0% |
| 2023-09-06 22:52 | 2023-08-31 | Janus Christopher | Other | BUY | $12.73 | 335 | $4,265 | 830 | +67.7% |
| 2023-08-31 19:55 | 2023-08-30 | Janus Christopher | Other | BUY | $12.96 | 495 | $6,417 | 495 | +100.0% |
| 2023-01-11 00:02 | 2023-01-06 | Goldman Heather S. | Director | BUY | $16.79 | 1,525 | $25,605 | 1,539 | +10,892.9% |
| 2021-03-09 19:45 | 2021-03-09 | Brookfield Public Securities Group LLC | Other | SELL | $20.78 | 10,000 | $207,792 | 100,582 | -9.0% |
| 2020-06-04 17:25 | 2020-06-03 | Brookfield Public Securities Group LLC | Other | SELL | $17.27 | 40,000 | $690,936 | 99,532 | -28.7% |
| 2020-06-03 01:36 | 2020-06-01 | Brookfield Public Securities Group LLC | Other | SELL | $16.77 | 67,000 | $1,123,583 | 139,532 | -32.4% |
| 2018-10-16 00:05 | 2018-10-12 | BROOKFIELD INVESTMENT MANAGEMENT INC. | Other | SELL | $22.29 | 12,188 | $271,657 | 63,315 | -16.1% |
| 2018-07-17 22:27 | 2018-07-11 | BROOKFIELD INVESTMENT MANAGEMENT INC. | Other | BUY | $23.00 | 23,167 | $532,725 | 73,795 | +45.8% |
| 2018-03-05 19:09 | 2018-03-01 | BROOKFIELD INVESTMENT MANAGEMENT INC. | Other | SELL | $21.93 | 10,278 | $225,384 | 50,739 | -16.8% |
| 2017-09-22 22:22 | 2017-09-22 | MCFARLAND STUART A | Director | BUY | $23.71 | 630 | $14,936 | 8,037 | +8.5% |
| 2017-08-16 17:41 | 2017-08-15 | MCFARLAND STUART A | Director | BUY | $23.71 | 675 | $16,004 | 7,407 | +10.0% |
| 2017-06-09 18:20 | 2017-06-09 | BROOKFIELD INVESTMENT MANAGEMENT INC. | Other | BUY | $23.72 | 4,420 | $104,842 | 55,286 | +8.7% |
| 2017-06-06 23:08 | 2017-06-06 | MCFARLAND STUART A | Director | BUY | $23.74 | 840 | $19,941 | 6,732 | +14.3% |
| 2017-03-10 23:44 | 2017-03-07 | BROOKFIELD INVESTMENT MANAGEMENT INC. | Other | SELL | $23.09 | 500 | $11,544 | 50,866 | -1.0% |
| 2017-03-09 00:04 | 2017-03-07 | BROOKFIELD INVESTMENT MANAGEMENT INC. | Other | SELL | $23.09 | 500 | $11,544 | 50,765 | -1.0% |
| 2012-10-02 23:18 | 2012-10-01 | Lewis Gary | Officer - Senior Vice President, CCO | SELL | $27.50 | 16,855 | $463,513 | 0 | -100.0% |
| 2012-10-02 23:18 | 2012-10-01 | Kirov Georgi A. | Officer - Sr. V.P., Chief Investment Ofc | SELL | $27.50 | 60,185 | $1,655,088 | 0 | -100.0% |
| 2012-10-02 23:21 | 2012-10-01 | Schmiege Robert | Director | SELL | $27.50 | 25,500 | $701,250 | 0 | -100.0% |
| 2012-10-02 23:20 | 2012-10-01 | Novak David | Officer - SVP and Chief Admin. Officer | SELL | $27.50 | 139,114 | $3,825,635 | 0 | -100.0% |
| 2012-10-02 23:19 | 2012-10-01 | Montgomery Vincent T. | Director | SELL | $27.50 | 20,700 | $569,250 | 0 | -100.0% |
| 2012-10-02 23:19 | 2012-10-01 | Lundberg Paul | Officer - SVP and COO | SELL | $27.50 | 117,584 | $3,233,560 | 0 | -100.0% |
| 2012-10-02 23:17 | 2012-10-01 | Giles John | Officer - President and CEO | SELL | $27.50 | 610,496 | $16,788,640 | 0 | -100.0% |
| 2012-10-02 23:16 | 2012-10-01 | Adams Joseph P. Jr. | Director | SELL | $27.50 | 12,500 | $343,750 | 0 | -100.0% |
| 2012-10-02 23:20 | 2012-10-01 | Pianin Randy | Officer - VP and Corporate Controller | SELL | $27.50 | 17,547 | $482,543 | 0 | -100.0% |
| 2012-10-02 23:17 | 2012-10-01 | Fortress Investment Group LLC | 10% owner | SELL | $27.50 | 30,350,000 | $834,625,000 | 0 | -100.0% |
| 2012-10-02 23:22 | 2012-10-01 | WILLIAMS SCOTT G | Officer - SVP and General Counsel | SELL | $27.50 | 151,194 | $4,157,835 | 0 | -100.0% |
| 2012-10-02 23:18 | 2012-10-01 | GOODWIN PAUL R | Director | SELL | $27.50 | 33,000 | $907,500 | 0 | -100.0% |
| 2012-10-02 23:20 | 2012-10-01 | PRESLAR B CLYDE | Officer - SVP and CFO | SELL | $27.50 | 156,743 | $4,310,433 | 0 | -100.0% |
| 2012-10-02 23:21 | 2012-10-01 | ROBINSON RAY M | Director | SELL | $27.50 | 22,710 | $624,525 | 0 | -100.0% |
| 2012-10-02 23:16 | 2012-10-01 | EDENS WESLEY R | Director | SELL | $27.50 | 30,365,000 | $835,037,500 | 0 | -100.0% |
| 2012-03-10 00:40 | 2012-03-09 | Pianin Randy | Officer - VP and Corporate Controller | SELL | $20.82 | 8,485 | $176,658 | 8,387 | -50.3% |
| 2012-03-10 00:44 | 2012-03-05 | GOODWIN PAUL R | Director | BUY | $20.86 | 3,000 | $62,590 | 3,000 | +100.0% |
| 2011-03-23 22:49 | 2011-03-21 | Patterson Charles M. | Officer - Sr. V.P., CCO | SELL | $16.92 | 1,300 | $21,996 | 104,940 | -1.2% |
| 2011-03-04 01:51 | 2011-03-01 | Patterson Charles M. | Officer - Sr. V.P., CCO | SELL | $14.98 | 800 | $11,984 | 107,665 | -0.7% |
| 2011-03-01 01:16 | 2011-02-24 | Patterson Charles M. | Officer - Sr. V.P., CCO | SELL | $13.65 | 1,500 | $20,475 | 111,308 | -1.3% |
| 2010-12-20 23:12 | 2010-12-17 | Lundberg Paul | Officer - Sr. V.P., COO | SELL | $12.47 | 8,000 | $99,742 | 84,622 | -8.6% |
| 2010-11-10 17:32 | 2010-11-08 | Adams Joseph P. Jr. | Director | BUY | $11.99 | 5,000 | $59,950 | 12,500 | +66.7% |
| 2010-05-06 22:01 | 2010-05-04 | Montgomery Vincent T. | Director | BUY | $12.86 | 700 | $9,002 | 20,700 | +3.5% |
| 2009-10-21 00:55 | 2009-10-16 | Schmiege Robert | Director | BUY | $15.00 | 5,500 | $82,500 | 25,500 | +27.5% |
| 2009-10-21 00:55 | 2009-10-16 | Rohal David | Officer - SVP Strategic Relations | BUY | $15.00 | 3,000 | $45,000 | 67,566 | +4.6% |
| 2009-10-21 00:54 | 2009-10-16 | Novak David | Officer - SVP and Chief Admin. Officer | BUY | $15.00 | 3,000 | $45,000 | 50,484 | +6.3% |
| 2009-10-21 00:54 | 2009-10-16 | Patterson Charles M. | Officer - SVP and Chief Commerc. Officer | BUY | $15.00 | 300 | $4,500 | 300 | +100.0% |
| 2009-10-21 00:53 | 2009-10-16 | Fortress Investment Group LLC | 10% owner | SELL | $15.00 | 11,500,000 | $172,500,000 | 30,350,000 | -27.5% |
| 2009-10-21 00:53 | 2009-10-16 | GOODWIN PAUL R | Director | BUY | $15.00 | 10,000 | $150,000 | 30,000 | +50.0% |
| 2009-10-21 00:52 | 2009-10-16 | EDENS WESLEY R | Director | SELL | $15.00 | 11,500,000 | $172,500,000 | 30,350,000 | -27.5% |
How to Interpret $RA Trades
Not every insider transaction in Brookfield Real Assets Income Fund Inc. is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $RA shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for RA
Insider activity data for Brookfield Real Assets Income Fund Inc. is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $RA, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.