ROC Insider Trading
ROC | Market Equity
Comprehensive Trading Performance Summary
The investment history of corporate insiders at ROC provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the Market Equity sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2014-12-13 01:37 | 2014-12-11 | Masters J Kent | Director | OPT+S | $77.64 | 7,878 | $611,666 | 17,386 | 0.0% |
| 2014-12-06 00:37 | 2014-12-04 | Riordan Thomas | Officer - EVP & Chief Admin Officer | SELL | $79.09 | 46,985 | $3,715,809 | 31,236 | -60.1% |
| 2014-11-26 00:25 | 2014-11-24 | Zatta Robert J | Officer - Chief Executive Officer & CFO | SELL | $79.15 | 22,466 | $1,778,276 | 34,096 | -39.7% |
| 2014-11-25 01:15 | 2014-11-20 | Zatta Robert J | Officer - Chief Executive Officer & CFO | SELL | $78.85 | 32,990 | $2,601,327 | 56,562 | -36.8% |
| 2014-11-25 01:15 | 2014-11-20 | Ghasemi Seifi | Director | OPT+S | $78.89 | 131,358 | $10,363,358 | 711,430 | 0.0% |
| 2014-11-21 00:12 | 2014-11-18 | Ghasemi Seifi | Director | OPT+S | $78.94 | 458,163 | $36,167,983 | 711,430 | 0.0% |
| 2014-11-21 00:12 | 2014-11-18 | ERIKSON SHELDON R | Director | SELL | $79.11 | 35,236 | $2,787,520 | 0 | -100.0% |
| 2014-07-02 01:28 | 2014-06-30 | Riordan Thomas | Officer - Exec V.P & Chief Admin Officer | SELL | $75.89 | 11,206 | $850,423 | 77,968 | -12.6% |
| 2014-07-02 01:27 | 2014-06-30 | Zatta Robert J | Officer - Acting CEO & CFO | SELL | $75.89 | 10,003 | $759,128 | 89,299 | -10.1% |
| 2014-03-05 02:07 | 2014-02-28 | Zatta Robert J | Officer - SVP & Chief Financial Officer | SELL | $79.47 | 9,501 | $755,044 | 125,077 | -7.1% |
| 2014-03-05 02:06 | 2014-02-28 | Riordan Thomas | Officer - SVP, Law & Administration | SELL | $79.47 | 10,853 | $862,488 | 120,933 | -8.2% |
| 2013-12-13 04:28 | 2013-12-10 | Ghasemi Seifi | Director, Officer - Chairman & Chief Exec Officer | OPT+S | $70.72 | 625,384 | $44,227,719 | 705,790 | 0.0% |
| 2013-08-09 21:28 | 2013-08-07 | Zatta Robert J | Officer - Sen VP&Chief Financial Officer | OPT+S | $64.92 | 32,500 | $2,109,968 | 123,023 | 0.0% |
| 2013-08-09 21:27 | 2013-08-08 | Riordan Thomas | Officer - Sen VP, Law & Adminstration | OPT+S | $65.50 | 51,624 | $3,381,615 | 119,038 | 0.0% |
| 2012-12-08 00:43 | 2012-12-06 | Riordan Thomas | Officer - Sen VP, Law & Administration | OPT+S | $46.72 | 6,624 | $309,496 | 105,930 | 0.0% |
| 2012-12-06 02:59 | 2012-12-03 | Riordan Thomas | Officer - Sen VP, Law & Administration | OPT+S | $46.29 | 27,601 | $1,277,728 | 105,930 | 0.0% |
| 2012-12-04 00:51 | 2012-11-29 | Zatta Robert J | Officer - Senior VP & CFO | OPT+S | $44.69 | 35,663 | $1,593,615 | 127,822 | 0.0% |
| 2012-11-22 01:12 | 2012-11-19 | KKR Millennium Fund L.P. | 10% owner | SELL | $42.67 | 6,900,838 | $294,458,757 | 0 | -100.0% |
| 2012-11-22 01:12 | 2012-11-19 | KKR Fund Holdings L.P. | 10% owner | SELL | $42.67 | 6,900,838 | $294,458,757 | 0 | -100.0% |
| 2012-03-17 01:00 | 2012-03-14 | Zatta Robert J | Officer - SVP & Chief Financial Officer | OPT+S | $52.54 | 36,689 | $1,927,732 | 122,622 | 0.0% |
| 2012-03-16 01:28 | 2012-03-13 | Riordan Thomas | Officer - Sen. VP, Law & Administration | OPT+S | $50.76 | 29,536 | $1,499,182 | 105,930 | 0.0% |
| 2012-03-01 02:35 | 2012-02-28 | Maine Douglas L | Director | OPT+S | $53.51 | 12,500 | $668,875 | 43,790 | 0.0% |
| 2011-08-18 23:45 | 2011-08-17 | DICCIANI NANCE K | Director | BUY | $50.45 | 2,000 | $100,893 | 24,056 | +9.1% |
| 2011-08-17 20:48 | 2011-08-16 | ERIKSON SHELDON R | Director | OPT+S | $50.90 | 4,650 | $236,703 | 30,739 | 0.0% |
| 2011-07-19 23:37 | 2011-07-15 | Zatta Robert J | Officer - SVP & CFO | OPT+S | $57.25 | 10,000 | $572,500 | 95,109 | 0.0% |
| 2011-06-23 22:52 | 2011-06-21 | Zatta Robert J | Officer - Senior Vice President & CFO | OPT+S | $50.00 | 5,000 | $250,000 | 95,109 | 0.0% |
| 2011-06-16 22:14 | 2011-06-15 | Zatta Robert J | Officer - Senior Vice President & CFO | OPT+S | $48.00 | 5,000 | $240,000 | 95,109 | 0.0% |
| 2011-05-19 03:32 | 2011-05-16 | Zatta Robert J | Officer - S.V.P& Chief Financial Officer | OPT+S | $50.30 | 23,227 | $1,168,313 | 95,109 | 0.0% |
| 2011-05-19 03:31 | 2011-05-16 | Riordan Thomas | Officer - S.V.P., Law & Administration | OPT+S | $50.32 | 61,605 | $3,099,730 | 83,004 | 0.0% |
| 2011-05-09 23:46 | 2011-05-05 | KKR 1996 FUND L P | 10% owner | SELL | $53.77 | 8,000,000 | $430,160,000 | 149,806 | -98.2% |
| 2011-02-15 02:58 | 2010-12-23 | KKR 1996 FUND L P | 10% owner | SELL | $37.52 | 6,236,979 | $234,011,452 | 45,195 | -99.3% |
| 2010-12-18 01:04 | 2010-12-15 | Zatta Robert J | Officer - Senior VP & CFO | OPT+S | $41.40 | 20,000 | $828,012 | 66,478 | 0.0% |
| 2010-11-18 01:47 | 2010-11-15 | Zatta Robert J | Officer - Senior Vice President & CFO | OPT+S | $36.55 | 20,000 | $730,900 | 59,566 | 0.0% |
| 2010-10-20 01:01 | 2010-10-15 | Zatta Robert J | Officer - Senior VP & Chief Financial Of | OPT+S | $34.71 | 33,957 | $1,178,736 | 59,566 | 0.0% |
| 2010-09-28 02:28 | 2010-09-24 | Zatta Robert J | Officer - Senior Vice President & CFO | OPT+S | $32.03 | 30,000 | $960,759 | 59,566 | 0.0% |
| 2010-09-17 17:19 | 2010-09-15 | Zatta Robert J | Officer - Senior V.P. & CFO | OPT+S | $29.36 | 16,132 | $473,695 | 59,566 | 0.0% |
| 2010-08-18 21:30 | 2010-08-16 | Zatta Robert J | Officer - SVP & CFO | OPT+S | $27.87 | 10,000 | $278,650 | 53,018 | 0.0% |
| 2010-08-07 00:24 | 2010-08-05 | Sullivan James T | Officer - Controller & Princ.l Acct. Off | OPT+S | $30.31 | 6,845 | $207,454 | 13,638 | 0.0% |
| 2010-07-31 01:00 | 2010-07-29 | Riordan Thomas | Officer - Senior VP, Law & Admin | OPT+S | $28.56 | 100,058 | $2,857,727 | 49,319 | 0.0% |
| 2010-07-31 00:53 | 2010-07-29 | Zatta Robert J | Officer - Senior VP & CFO | OPT+S | $28.64 | 12,975 | $371,578 | 53,018 | 0.0% |
| 2010-05-14 23:30 | 2010-05-12 | Sullivan James T | Officer - Controller & Princ. Acct Offic | OPT+S | $29.44 | 6,845 | $201,491 | 13,638 | 0.0% |
| 2010-05-12 16:19 | 2010-05-10 | Riordan Thomas | Officer - Senior VP,Law & Administration | OPT+S | $27.00 | 30,000 | $810,000 | 49,319 | 0.0% |
| 2009-03-13 23:04 | 2009-03-12 | DICCIANI NANCE K | Director | BUY | $5.20 | 10,000 | $51,985 | 12,167 | +461.5% |
| 2009-03-10 21:23 | 2009-03-09 | Riordan Thomas | Officer - Sr. VP, Law & Administration | BUY | $3.52 | 1,500 | $5,278 | 22,838 | +7.0% |
| 2009-03-09 23:05 | 2009-03-06 | Ghasemi Seifi | Director, Officer - Chairman and CEO | BUY | $4.64 | 50,000 | $232,030 | 228,089 | +28.1% |
| 2009-02-28 00:54 | 2009-02-27 | Ghasemi Seifi | Director, Officer - Chairman and CEO | BUY | $6.05 | 25,000 | $151,275 | 178,089 | +16.3% |
| 2009-02-23 22:29 | 2009-02-20 | Ghasemi Seifi | Director, Officer - Chairman & CEO | BUY | $7.61 | 25,000 | $190,133 | 153,089 | +19.5% |
| 2008-11-22 01:15 | 2008-11-20 | Maine Douglas L | Director | BUY | $5.72 | 10,000 | $57,242 | 32,500 | +44.4% |
| 2008-11-03 20:15 | 2008-10-30 | Maine Douglas L | Director | BUY | $12.09 | 10,000 | $120,905 | 22,500 | +80.0% |
| 2008-09-05 23:24 | 2008-09-04 | Ghasemi Seifi | Director, Officer - Chairman & CEO | BUY | $33.66 | 15,000 | $504,900 | 128,089 | +13.3% |
How to Interpret $ROC Trades
Not every insider transaction in ROC is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $ROC shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for ROC
Insider activity data for ROC is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $ROC, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.