SF Insider Trading
STIFEL FINANCIAL CORP | Security Brokers, Dealers & Flotation Companies
Comprehensive Trading Performance Summary
The investment history of corporate insiders at STIFEL FINANCIAL CORP provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the Security Brokers, Dealers & Flotation Companies sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2016-11-23 22:08 | 2016-11-22 | Minnick David M | Officer - General Counsel & Senior VP | SELL | $50.20 | 10,000 | $502,000 | 4,193 | -70.5% |
| 2016-11-23 22:07 | 2016-11-22 | WEISEL THOMAS W | Director | SELL | $50.20 | 20,000 | $1,004,000 | 100,529 | -16.6% |
| 2016-11-23 22:04 | 2016-11-22 | MULROY THOMAS P | Director, Officer - Director | SELL | $50.20 | 25,000 | $1,255,000 | 150,189 | -14.3% |
| 2016-11-23 22:05 | 2016-11-22 | HIMELFARB RICHARD J | Director, Officer - Director | SELL | $50.20 | 20,000 | $1,004,000 | 177,497 | -10.1% |
| 2016-11-23 22:10 | 2016-11-22 | BEDA BRUCE A | Director | SELL | $50.20 | 5,000 | $251,000 | 22,963 | -17.9% |
| 2016-11-23 22:08 | 2016-11-22 | SLINEY DAVID D | Officer - Dir Strategic Planning & Tech | SELL | $50.20 | 15,000 | $753,000 | 87,146 | -14.7% |
| 2016-11-23 22:04 | 2016-11-22 | ZEMLYAK JAMES M | Director, Officer - CHIEF FIN'L & ADMIN OFFCR | SELL | $50.20 | 15,000 | $753,000 | 724,733 | -2.0% |
| 2016-11-23 22:03 | 2016-11-22 | KRUSZEWSKI RONALD J | Director, Officer - CHIEF EXECUTIVE OFFICER | SELL | $50.20 | 100,000 | $5,020,000 | 917,537 | -9.8% |
| 2016-11-23 22:09 | 2016-11-22 | HANSER FREDERICK O | Director | SELL | $50.20 | 5,000 | $251,000 | 35,190 | -12.4% |
| 2016-11-23 22:10 | 2016-11-22 | DUBINSKY JOHN P | Director | SELL | $50.20 | 5,000 | $251,000 | 23,818 | -17.4% |
| 2016-11-23 22:09 | 2016-11-22 | OATES JAMES M | Director | SELL | $50.20 | 5,000 | $251,000 | 33,004 | -13.2% |
| 2016-11-16 02:20 | 2013-11-26 | WEISEL THOMAS W | Director | SELL | $52.94 | 53,379 | $2,825,735 | 0 | -100.0% |
| 2016-11-16 02:20 | 2015-03-24 | WEISEL THOMAS W | Director | SELL | $56.90 | 3,031 | $172,464 | 7,995 | -27.5% |
| 2016-11-16 02:20 | 2013-11-22 | WEISEL THOMAS W | Director | SELL | $45.63 | 99,700 | $4,549,500 | 0 | -100.0% |
| 2016-11-16 02:19 | 2013-08-13 | WEISEL THOMAS W | Director | SELL | $40.14 | 150,000 | $6,020,955 | 6,686 | -95.7% |
| 2016-08-18 18:02 | 2016-08-16 | Brautigam Allen | Other | SELL | $36.94 | 2,725 | $100,662 | 35,268 | -7.2% |
| 2016-06-09 18:27 | 2016-06-08 | WESTBROOK KELVIN R | Director | SELL | $37.50 | 4,500 | $168,750 | 8,509 | -34.6% |
| 2016-05-25 23:31 | 2016-05-24 | Plotkin Ben A | Director, Officer - Vice Chairman | SELL | $36.69 | 15,270 | $560,256 | 138,309 | -9.9% |
| 2015-12-15 00:11 | 2015-12-11 | DUBINSKY JOHN P | Director | OPT+S | $42.00 | 268 | $11,256 | 33,443 | 0.0% |
| 2015-12-04 22:06 | 2015-12-03 | HANSER FREDERICK O | Director | SELL | $45.32 | 3,375 | $152,955 | 36,815 | -8.4% |
| 2015-11-23 22:21 | 2015-11-19 | HANSER FREDERICK O | Director | OPT+S | $45.51 | 1,410 | $64,169 | 40,190 | 0.0% |
| 2015-11-10 22:21 | 2015-11-09 | Brautigam Allen | Other | SELL | $46.89 | 2,130 | $99,876 | 28,084 | -7.0% |
| 2015-06-22 22:55 | 2015-06-18 | MULROY THOMAS P | Director, Officer - Director | SELL | $58.91 | 25,000 | $1,472,750 | 153,155 | -14.0% |
| 2015-06-15 22:29 | 2015-06-12 | HIMELFARB RICHARD J | Director, Officer - Director | SELL | $59.05 | 30,000 | $1,771,500 | 193,631 | -13.4% |
| 2015-06-11 22:27 | 2015-06-09 | Estep Stephen Chad | Officer - Senior Vice President | SELL | $58.17 | 746 | $43,395 | 904 | -45.2% |
| 2015-03-26 23:27 | 2015-03-12 | BEDA BRUCE A | Director | SELL | $55.92 | 5,343 | $298,781 | 21,666 | -19.8% |
| 2015-03-25 22:57 | 2015-03-24 | WEISEL THOMAS W | Director | SELL | $56.90 | 3,031 | $172,464 | 15,200 | -16.6% |
| 2015-03-16 22:24 | 2015-03-13 | Michaud Thomas B. | Director | SELL | $55.43 | 26,095 | $1,446,446 | 128,005 | -16.9% |
| 2015-03-13 22:29 | 2013-03-12 | BEDA BRUCE A | Director | SELL | $55.92 | 5,343 | $298,781 | 42,671 | -11.1% |
| 2015-03-13 22:28 | 2015-03-12 | DUBINSKY JOHN P | Director | SELL | $55.89 | 1,500 | $83,835 | 33,443 | -4.3% |
| 2015-03-09 21:37 | 2015-03-06 | MULROY THOMAS P | Director, Officer - Director | SELL | $55.20 | 25,000 | $1,380,000 | 178,155 | -12.3% |
| 2015-03-03 23:30 | 2015-03-02 | HIMELFARB RICHARD J | Director, Officer - Director | SELL | $55.00 | 25,000 | $1,375,000 | 223,631 | -10.1% |
| 2015-02-26 23:42 | 2015-02-25 | Plotkin Ben A | Director, Officer - Vice Chairman | SELL | $55.51 | 17,945 | $996,127 | 138,309 | -11.5% |
| 2014-12-09 19:02 | 2014-12-08 | BEDA BRUCE A | Director | SELL | $51.17 | 5,000 | $255,850 | 22,826 | -18.0% |
| 2014-12-05 20:10 | 2014-12-04 | HIMELFARB RICHARD J | Director, Officer - Director | SELL | $49.75 | 25,000 | $1,243,750 | 246,820 | -9.2% |
| 2014-12-05 20:10 | 2014-12-03 | DUBINSKY JOHN P | Director | SELL | $49.95 | 2,000 | $99,900 | 31,568 | -6.0% |
| 2014-11-15 00:55 | 2014-11-13 | BEDA BRUCE A | Director | SELL | $48.24 | 6,994 | $337,391 | 27,826 | -20.1% |
| 2014-09-25 23:44 | 2014-09-24 | Michaud Thomas B. | Director | SELL | $48.35 | 15,000 | $725,250 | 177,033 | -7.8% |
| 2014-09-23 21:52 | 2014-09-22 | MULROY THOMAS P | Director, Officer - Director | SELL | $48.63 | 22,020 | $1,070,826 | 193,046 | -10.2% |
| 2014-09-19 22:28 | 2014-09-18 | BEDA BRUCE A | Director | SELL | $49.34 | 6,207 | $306,253 | 34,820 | -15.1% |
| 2014-03-11 22:24 | 2014-03-10 | MULROY THOMAS P | Director, Officer - Director | SELL | $48.18 | 15,000 | $722,750 | 215,066 | -6.5% |
| 2014-03-10 19:17 | 2014-03-07 | HIMELFARB RICHARD J | Director, Officer - Director | SELL | $48.00 | 25,000 | $1,200,000 | 271,819 | -8.4% |
| 2014-03-06 00:49 | 2014-03-04 | Plotkin Ben A | Director, Officer - Vice Chairman | SELL | $48.53 | 11,000 | $533,830 | 147,992 | -6.9% |
| 2013-12-11 23:38 | 2013-12-10 | HANSER FREDERICK O | Director | OPT+S | $44.73 | 5,000 | $223,650 | 31,190 | 0.0% |
| 2013-12-09 22:23 | 2013-12-06 | BEDA BRUCE A | Director | SELL | $45.75 | 5,000 | $228,750 | 36,514 | -12.0% |
| 2013-12-06 22:28 | 2013-12-05 | Brautigam Allen | Other | SELL | $44.53 | 2,250 | $100,193 | 23,245 | -8.8% |
| 2013-12-03 19:42 | 2013-12-02 | MULROY THOMAS P | Director, Officer - Director | SELL | $45.29 | 20,000 | $905,800 | 217,769 | -8.4% |
| 2013-11-27 23:37 | 2013-11-26 | Nesi Victor | Director, Officer - Director | SELL | $45.32 | 30,000 | $1,359,600 | 119,888 | -20.0% |
| 2013-11-27 23:37 | 2013-11-26 | OATES JAMES M | Director | SELL | $44.95 | 6,000 | $269,700 | 29,808 | -16.8% |
| 2013-11-27 00:55 | 2013-11-25 | SLINEY DAVID D | Officer - Dir Strategic Planning & Tech | SELL | $45.85 | 15,000 | $687,750 | 77,558 | -16.2% |
How to Interpret $SF Trades
Not every insider transaction in STIFEL FINANCIAL CORP is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $SF shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for SF
Insider activity data for STIFEL FINANCIAL CORP is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $SF, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.