STT Insider Trading
STATE STREET CORP | State Commercial Banks
Comprehensive Trading Performance Summary
The investment history of corporate insiders at STATE STREET CORP provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the State Commercial Banks sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2013-01-29 00:06 | 2013-01-25 | Malerba James J | Officer - EVP, Corporate Controller, CAO | SELL | $56.20 | 4,533 | $254,755 | 55,075 | -7.6% |
| 2013-01-26 00:09 | 2013-01-23 | Phalen James S | Officer - Executive Vice President | OPT+S | $54.94 | 71,600 | $3,933,704 | 371,410 | 0.0% |
| 2013-01-26 00:13 | 2013-01-23 | Klinck John L. Jr. | Officer - Executive Vice President | SELL | $55.32 | 21,841 | $1,208,244 | 136,508 | -13.8% |
| 2013-01-25 00:16 | 2013-01-22 | Quirk Alison A. | Officer - Executive Vice President | SELL | $55.15 | 2,907 | $160,321 | 82,588 | -3.4% |
| 2012-11-28 00:03 | 2012-11-23 | HOOLEY JOSEPH L | Director, Officer - Chairman, President and CEO | OPT+S | $45.68 | 93,300 | $4,261,944 | 625,856 | 0.0% |
| 2012-11-16 00:06 | 2012-11-14 | Antonellis Joseph C | Officer - Vice Chairman | SELL | $44.19 | 33,256 | $1,469,583 | 203,407 | -14.1% |
| 2012-11-08 00:03 | 2012-11-05 | Klinck John L. Jr. | Officer - Executive Vice President | SELL | $46.04 | 15,449 | $711,272 | 158,306 | -8.9% |
| 2012-10-19 23:56 | 2012-10-17 | Phalen James S | Officer - Executive Vice President | OPT+S | $44.58 | 9,800 | $436,884 | 383,684 | 0.0% |
| 2012-10-19 23:59 | 2012-10-18 | POWERS SCOTT F | Officer - EVP; President and CEO of SSgA | SELL | $44.80 | 40,291 | $1,805,037 | 227,444 | -15.0% |
| 2012-08-24 21:12 | 2012-08-22 | RESCH EDWARD J | Officer - EVP and CFO | OPT+S | $41.81 | 50,000 | $2,090,500 | 383,847 | 0.0% |
| 2012-08-22 22:07 | 2012-08-20 | Malerba James J | Officer - EVP, Corporate Controller, CAO | SELL | $41.88 | 4,500 | $188,460 | 59,584 | -7.0% |
| 2012-05-10 23:28 | 2012-05-08 | Malerba James J | Officer - EVP, Corporate Controller, CAO | SELL | $44.51 | 4,500 | $200,295 | 64,153 | -6.6% |
| 2012-03-01 00:42 | 2012-02-27 | Quirk Alison A. | Officer - Executive Vice President | OPT+S | $40.16 | 11,000 | $441,760 | 85,229 | 0.0% |
| 2012-03-01 00:39 | 2012-02-27 | Antonellis Joseph C | Officer - Vice Chairman | SELL | $41.52 | 44,673 | $1,854,792 | 244,242 | -15.5% |
| 2011-11-11 00:08 | 2011-11-08 | Malerba James J | Officer - EVP, Corporate Controller, CAO | SELL | $41.36 | 1,000 | $41,360 | 31,627 | -3.1% |
| 2011-08-23 15:44 | 2011-08-19 | SUMME GREGORY L | Director | BUY | $31.99 | 10,000 | $319,900 | 49,565 | +25.3% |
| 2011-07-26 16:15 | 2011-07-22 | Malerba James J | Officer - EVP, Corporate Controller, CAO | SELL | $42.71 | 2,300 | $98,233 | 32,718 | -6.6% |
| 2011-06-01 23:08 | 2011-05-31 | POWERS SCOTT F | Officer - EVP; President and CEO of SSgA | SELL | $45.56 | 43,957 | $2,002,558 | 127,023 | -25.7% |
| 2011-02-02 02:45 | 2011-01-31 | Antonellis Joseph C | Officer - Vice Chairman | SELL | $47.05 | 65,000 | $3,058,432 | 77,988 | -45.5% |
| 2011-01-29 01:13 | 2011-01-28 | Coym Peter | Director | BUY | $46.65 | 2,000 | $93,296 | 11,082 | +22.0% |
| 2011-01-29 01:17 | 2011-01-26 | GRUBER DAVID P | Director | SELL | $47.85 | 3,903 | $186,759 | 16,078 | -19.5% |
| 2011-01-29 01:20 | 2011-01-27 | LAMANTIA CHARLES R | Director | SELL | $47.38 | 4,182 | $198,132 | 23,571 | -15.1% |
| 2011-01-27 00:22 | 2011-01-25 | LAMANTIA CHARLES R | Director | SELL | $47.29 | 7,333 | $346,767 | 27,753 | -20.9% |
| 2011-01-25 00:34 | 2011-01-21 | OLeary David C | Officer - EVP and CAO | SELL | $48.00 | 9,637 | $462,576 | 94,836 | -9.2% |
| 2011-01-21 00:09 | 2011-01-18 | Phalen James S | Officer - Executive Vice President | SELL | $50.00 | 15,000 | $750,000 | 200,738 | -7.0% |
| 2010-07-27 23:14 | 2010-07-26 | Malerba James J | Officer - EVP & Corporate Controller | SELL | $39.83 | 2,500 | $99,581 | 28,513 | -8.1% |
| 2010-02-27 01:27 | 2010-02-24 | Malerba James J | Officer - EVP & Corporate Controller | SELL | $45.36 | 4,000 | $181,440 | 15,701 | -20.3% |
| 2010-02-27 01:29 | 2010-02-24 | Phalen James S | Officer - Executive Vice President | SELL | $45.36 | 20,000 | $907,200 | 235,603 | -7.8% |
| 2010-02-27 01:21 | 2010-02-24 | Antonellis Joseph C | Officer - Vice Chairman | SELL | $45.16 | 25,543 | $1,153,522 | 146,852 | -14.8% |
| 2010-02-27 01:16 | 2010-02-24 | GRUBER DAVID P | Director | SELL | $44.48 | 17,500 | $778,400 | 17,266 | -50.3% |
| 2008-04-17 17:24 | 2008-03-17 | DAREHSHORI NADER F | Director | SELL | $71.84 | 50 | $3,592 | 21,080 | -0.2% |
| 2008-02-29 18:40 | 2008-02-28 | DAREHSHORI NADER F | Director | SELL | $82.02 | 2,400 | $196,848 | 21,130 | -10.2% |
| 2008-02-28 23:05 | 2008-02-27 | SHELTON STANLEY W | Officer - Executive Vice President | SELL | $83.22 | 14,569 | $1,212,476 | 35,238 | -29.3% |
| 2008-02-27 17:06 | 2008-02-26 | DAREHSHORI NADER F | Director | SELL | $82.46 | 2,600 | $214,396 | 23,530 | -10.0% |
| 2008-02-22 23:20 | 2008-02-22 | Malerba James J | Officer - SVP and Corporate Controller | SELL | $82.00 | 800 | $65,600 | 4,930 | -14.0% |
| 2008-02-21 03:24 | 2008-02-20 | Antonellis Joseph C | Officer - Vice Chairman | SELL | $84.31 | 16,700 | $1,407,974 | 39,613 | -29.7% |
| 2008-02-21 03:21 | 2008-02-20 | Antonellis Joseph C | Officer - Vice Chairman | SELL | $83.74 | 10,860 | $909,372 | 56,313 | -16.2% |
| 2008-02-21 03:19 | 2008-02-20 | Antonellis Joseph C | Officer - Vice Chairman | SELL | $82.89 | 10,400 | $862,080 | 67,173 | -13.4% |
| 2008-02-21 03:14 | 2008-02-20 | Antonellis Joseph C | Officer - Vice Chairman | OPT+S | $82.43 | 6,000 | $494,575 | 77,573 | 0.0% |
| 2008-02-21 03:34 | 2008-02-20 | HOOLEY JOSEPH L | Officer - Vice Chairman | SELL | $84.21 | 507 | $42,695 | 21,557 | -2.3% |
| 2008-02-21 03:32 | 2008-02-20 | HOOLEY JOSEPH L | Officer - Vice Chairman | OPT+S | $84.05 | 26,703 | $2,244,318 | 22,064 | 0.0% |
| 2008-02-21 03:48 | 2008-02-20 | SHELTON STANLEY W | Officer - Executive Vice President | SELL | $84.16 | 27,755 | $2,335,858 | 49,807 | -35.8% |
| 2008-02-21 03:46 | 2008-02-20 | SHELTON STANLEY W | Officer - Executive Vice President | SELL | $83.74 | 14,853 | $1,243,762 | 77,562 | -16.1% |
| 2008-02-21 03:43 | 2008-02-20 | SHELTON STANLEY W | Officer - Executive Vice President | SELL | $83.47 | 21,552 | $1,798,978 | 92,415 | -18.9% |
| 2008-02-21 03:41 | 2008-02-20 | SHELTON STANLEY W | Officer - Executive Vice President | SELL | $83.24 | 16,466 | $1,370,561 | 113,967 | -12.6% |
| 2008-02-21 03:39 | 2008-02-20 | SHELTON STANLEY W | Officer - Executive Vice President | OPT+S | $83.04 | 50,029 | $4,154,513 | 130,433 | 0.0% |
| 2008-02-01 22:03 | 2008-01-31 | CHOW JOSEPH W | Officer - Executive Vice President | OPT+S | $82.05 | 25,000 | $2,051,275 | 17,165 | 0.0% |
| 2008-01-31 22:30 | 2008-01-30 | CHOW JOSEPH W | Officer - Executive Vice President | SELL | $82.11 | 3,416 | $280,481 | 17,165 | -16.6% |
| 2008-01-31 22:27 | 2008-01-30 | CHOW JOSEPH W | Officer - Executive Vice President | OPT+S | $81.32 | 21,584 | $1,755,220 | 20,581 | 0.0% |
| 2008-01-31 22:24 | 2008-01-30 | LAMANTIA CHARLES R | Director | SELL | $80.83 | 3,583 | $289,628 | 28,006 | -11.3% |
How to Interpret $STT Trades
Not every insider transaction in STATE STREET CORP is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $STT shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for STT
Insider activity data for STATE STREET CORP is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $STT, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.