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Company Analysis

TCPC Insider Trading

BlackRock TCP Capital Corp. |

Comprehensive Trading Performance Summary

The investment history of corporate insiders at BlackRock TCP Capital Corp. provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the sector.

Transactions on Chart

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Filing Date Trade Date Reporting Person Relationship Type Price Qty Total, $ Owned After Change, %
2018-01-31 01:14 2018-01-30 CORBET KATHLEEN A Director BUY $15.22 2,500 $38,042 6,000 +71.4%
2018-01-31 02:30 2018-01-30 LEVKOWITZ HOWARD Director, Officer - CEO BUY $15.27 9,000 $137,464 15,582 +136.7%
2017-06-27 00:21 2017-06-23 Wruble Brian F Director BUY $16.63 10,000 $166,290 25,000 +66.7%
2017-04-20 23:09 2017-04-20 CORBET KATHLEEN A Director BUY $16.54 3,500 $57,890 3,500 +100.0%
2017-03-16 02:57 2015-03-15 Wruble Brian F Director BUY $16.95 5,000 $84,750 15,000 +50.0%
2016-05-31 23:50 2016-05-27 Davis Paul L Officer - CFO of Issuer and Advisor BUY $14.48 500 $7,240 9,000 +5.9%
2016-05-21 02:51 2016-05-20 LEVKOWITZ HOWARD Director, Officer - CEO BUY $14.54 5,000 $72,710 95,339 +5.5%
2016-01-26 00:32 2016-01-22 DRAUT ERIC JOHN Director BUY $13.04 1,000 $13,039 50,532 +2.0%
2016-01-23 03:33 2016-01-22 Vig Rajneesh Director, Officer - President and COO BUY $12.96 4,000 $51,853 27,750 +16.8%
2016-01-23 03:45 2016-01-22 Leitner Michael E Other BUY $12.77 4,000 $51,080 9,400 +74.1%
2016-01-23 03:21 2016-01-22 Wruble Brian F Director BUY $12.86 3,000 $38,580 10,000 +42.9%
2016-01-23 04:25 2016-01-22 LEVKOWITZ HOWARD Director, Officer - CEO BUY $12.87 5,000 $64,368 89,841 +5.9%
2015-12-19 01:44 2015-12-18 Schwab Peter E Director BUY $14.07 3,500 $49,262 8,500 +70.0%
2015-12-19 01:16 2015-12-18 LEVKOWITZ HOWARD Director, Officer - Chairman & CEO BUY $14.00 3,000 $42,000 13,000 +30.0%
2015-12-15 00:05 2015-12-11 DRAUT ERIC JOHN Director BUY $14.42 1,000 $14,415 49,532 +2.1%
2015-11-17 16:56 2015-11-16 LEVKOWITZ HOWARD Director, Officer - Chairman & CEO BUY $15.25 5,000 $76,270 10,000 +100.0%
2015-11-13 00:22 2015-11-11 Wruble Brian F Director BUY $15.14 6,000 $90,840 7,000 +600.0%
2015-09-28 23:09 2015-09-28 Davis Paul L Officer - CFO of Issuer and Advisor BUY $14.24 1,000 $14,240 8,500 +13.3%
2015-09-28 23:51 2015-09-28 DRAUT ERIC JOHN Director BUY $14.20 500 $7,100 48,532 +1.0%
2015-09-14 23:53 2015-09-14 Vig Rajneesh Director, Officer - President and COO BUY $14.90 3,750 $55,875 23,750 +18.8%
2015-08-25 00:32 2015-08-24 DRAUT ERIC JOHN Director BUY $14.77 500 $7,385 48,032 +1.1%
2015-06-30 23:11 2015-06-29 DRAUT ERIC JOHN Director BUY $15.32 500 $7,660 47,532 +1.1%
2015-06-26 23:37 2015-06-26 LEVKOWITZ HOWARD Director, Officer - CEO/Afficer of Advisor BUY $15.38 5,000 $76,900 118,452 +4.4%
2015-05-13 23:59 2015-05-11 LEVKOWITZ HOWARD Director, Officer - CEO/Officer of Advisor BUY $15.50 1,499 $23,235 113,452 +1.3%
2014-10-28 00:49 2013-10-28 Schwab Peter E Director SELL $16.74 2,000 $33,489 0 -100.0%
2014-10-28 01:05 2014-10-15 Schwab Peter E Director BUY $15.41 5,000 $77,050 5,000 +100.0%
2014-10-16 00:13 2014-10-15 Vig Rajneesh Officer - President and COO BUY $15.19 3,000 $45,556 20,000 +17.6%
2014-10-15 23:34 2014-10-15 Schwab Peter E Director BUY $15.41 5,000 $77,050 7,000 +250.0%
2014-10-15 23:18 2014-10-15 Greenwood Elizabeth Officer - CCO and Secretary BUY $15.21 1,000 $15,205 1,000 +100.0%
2014-10-15 23:25 2014-10-15 DRAUT ERIC JOHN Director BUY $15.21 1,000 $15,210 47,032 +2.2%
2014-10-15 00:07 2014-10-09 HOLDSWORTH MARK Officer - Authorized Person BUY $15.81 5,000 $79,053 72,451 +7.4%
2013-08-24 02:42 2013-08-19 Schwab Peter E Director BUY $15.15 2,000 $30,292 2,000 +100.0%
2013-08-19 23:36 2013-08-16 JOHNSON FRANKLIN Director BUY $15.23 3,280 $49,954 17,387 +23.3%
2013-08-20 01:19 2013-08-19 DRAUT ERIC JOHN Director BUY $15.05 1,000 $15,050 46,032 +2.2%
2013-08-15 00:24 2013-08-12 LEVKOWITZ HOWARD Director, Officer - CEO/Officer of Advisor BUY $15.28 10,000 $152,750 74,751 +15.4%
2013-06-14 23:39 2013-06-05 JOHNSON FRANKLIN Director BUY $15.70 3,193 $50,127 13,875 +29.9%
2013-03-13 21:09 2013-03-12 JOHNSON FRANKLIN Director BUY $15.93 682 $10,862 10,682 +6.8%
2012-12-19 03:03 2012-12-17 LEVKOWITZ HOWARD Director, Officer - CEO/Officer of Advisor BUY $14.72 2,300 $33,864 64,751 +3.7%
2012-12-13 00:29 2012-12-11 HOLDSWORTH MARK Officer - Authorized Person BUY $14.82 10,000 $148,236 57,451 +21.1%
2012-12-08 01:37 2012-12-07 LEVKOWITZ HOWARD Director, Officer - CEO/Officer of Advisor BUY $14.90 10,000 $148,993 62,451 +19.1%
2012-11-29 03:33 2012-11-28 Vig Rajneesh Officer - President BUY $14.99 10,000 $149,900 17,000 +142.9%
2012-06-06 01:57 2012-06-01 Davis Paul L Officer - CFO of Issuer and Advisor BUY $14.31 5,000 $71,550 7,500 +200.0%
2012-05-31 00:25 2012-05-24 Davis Paul L Officer - CFO of Issuer and Advisor BUY $13.85 1,000 $13,850 2,500 +66.7%
2012-05-25 21:55 2012-05-23 Davis Paul L Officer - CFO of Issuer and Advisor BUY $13.90 1,100 $15,286 1,500 +275.0%
2012-05-24 01:54 2012-05-21 Davis Paul L Officer - CFO of Issuer and Advisor BUY $13.69 400 $5,476 400 +100.0%
2012-05-22 22:46 2012-05-21 LEVKOWITZ HOWARD Director, Officer - CEO/Officer of Advisor BUY $13.74 5,000 $68,695 52,451 +10.5%
2012-05-22 02:16 2012-05-21 DRAUT ERIC JOHN Director BUY $13.63 1,000 $13,630 45,032 +2.3%
2012-05-19 01:45 2012-05-18 DRAUT ERIC JOHN Director BUY $14.29 1,500 $21,435 44,032 +3.5%
2012-05-18 00:21 2012-05-16 Vig Rajneesh Officer - President BUY $14.69 7,000 $102,801 7,000 +100.0%
2012-05-18 01:54 2012-05-17 DRAUT ERIC JOHN Director BUY $14.31 1,851 $26,488 42,532 +4.6%
SHOW ENTRIES

How to Interpret $TCPC Trades

Not every insider transaction in BlackRock TCP Capital Corp. is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $TCPC shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.

Data Source & Accuracy for TCPC

Insider activity data for BlackRock TCP Capital Corp. is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $TCPC, allowing you to follow the capital of those with the most intimate knowledge of the company.

UNDERSTANDING THE DATA

FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.

TRADE DATE: The actual day the insider executed the purchase or sale in the market.

INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.

OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.

CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.

TRADE TYPES DEFINITIONS

BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.

SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.

OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.