TMP Insider Trading
TOMPKINS FINANCIAL CORP | State Commercial Banks
Comprehensive Trading Performance Summary
The investment history of corporate insiders at TOMPKINS FINANCIAL CORP provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the State Commercial Banks sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2007-08-16 18:17 | 2007-08-15 | SALM THOMAS R | Director | BUY | $37.25 | 200 | $7,450 | 2,175 | +10.1% |
| 2007-08-03 22:44 | 2007-08-02 | ROGERS THOMAS J | Officer - Exec. Vice President | BUY | $33.49 | 2,996 | $100,341 | 2,996 | +100.0% |
| 2007-08-01 22:14 | 2007-07-30 | HARTZ GREGORY J | Officer - Pres. & CEO, Tomp. Trust Co. | BUY | $33.23 | 300 | $9,969 | 731 | +69.6% |
| 2007-05-09 17:01 | 2007-05-07 | Rooney Kathleen M | Officer - EVP, Corp Marketing Officer | BUY | $39.51 | 303 | $11,971 | 654 | +86.3% |
| 2007-03-02 22:36 | 2007-03-01 | STEWART DONALD S | Officer - EVP, Senior Trust Officer | SELL | $40.31 | 2,000 | $80,620 | 27,165 | -6.9% |
| 2007-02-28 21:52 | 2007-02-27 | FULMER JAMES W | Director, Officer - Vice Chairman | SELL | $40.37 | 2,000 | $80,740 | 11,484 | -14.8% |
| 2007-02-14 18:31 | 2007-02-13 | YUNKER CRAIG | Director | BUY | $43.60 | 138 | $6,017 | 10,646 | +1.3% |
| 2007-02-02 20:17 | 2007-02-01 | ROMAINE STEPHEN S | Officer - President & CEO | BUY | $43.81 | 100 | $4,381 | 100 | +100.0% |
| 2007-01-30 18:54 | 2007-01-29 | SALM THOMAS R | Director | BUY | $43.54 | 100 | $4,354 | 1,975 | +5.3% |
| 2006-12-01 23:01 | 2006-11-29 | FETSKO FRANCIS M | Officer - EVP, CFO, Treasurer | OPT+S | $44.81 | 1,749 | $78,374 | 1,331 | 0.0% |
| 2006-11-16 00:08 | 2006-11-13 | UPDIKE LAWRENCE A | Officer - EVP, Operations Officer | OPT+S | $46.43 | 2,000 | $92,850 | 7,986 | 0.0% |
| 2006-11-14 00:31 | 2006-11-10 | UPDIKE LAWRENCE A | Officer - EVP, Operations Officer | OPT+S | $45.90 | 1,851 | $84,963 | 7,986 | 0.0% |
| 2006-11-10 00:15 | 2006-11-07 | UPDIKE LAWRENCE A | Officer - EVP, Operations Officer | OPT+S | $45.80 | 500 | $22,900 | 7,986 | 0.0% |
| 2006-11-02 23:21 | 2006-10-31 | UPDIKE LAWRENCE A | Officer - EVP, Operations Officer | OPT+S | $49.22 | 2,000 | $98,435 | 7,986 | 0.0% |
| 2006-11-02 19:14 | 2006-10-31 | GRISWOLD WILLIAM W | Director | SELL | $49.92 | 1,259 | $62,851 | 0 | -100.0% |
| 2006-08-31 21:52 | 2006-08-29 | FULMER JAMES W | Director, Officer - President | OPT+S | $43.42 | 9,969 | $432,886 | 40,709 | 0.0% |
| 2006-06-02 16:27 | 2006-05-31 | SPAIN JR WILLIAM D | Director | SELL | $39.14 | 7,649 | $299,397 | 76,491 | -9.1% |
| 2006-06-02 16:16 | 2006-05-31 | SPAIN MICHAEL H | Director | SELL | $39.14 | 7,649 | $299,397 | 76,491 | -9.1% |
| 2006-05-31 00:26 | 2006-05-26 | HARDIE JAMES R | Director | SELL | $39.95 | 2,500 | $99,874 | 75,000 | -3.2% |
| 2006-05-10 17:42 | 2006-05-09 | STEWART DONALD S | Officer - EVP, Senior Trust Officer | SELL | $41.23 | 2,116 | $87,233 | 5,169 | -29.0% |
| 2006-02-24 20:00 | 2006-02-22 | GARNER STEPHEN E | Officer - Pres & CEO Tompkins Trust Co | OPT+S | $46.25 | 1,070 | $49,488 | 0 | 0.0% |
| 2006-02-22 23:27 | 2006-02-17 | GARNER STEPHEN E | Officer - Pres & CEO Tompkins Trust Co. | OPT+S | $46.30 | 3,150 | $145,833 | 0 | 0.0% |
| 2006-02-16 22:58 | 2006-02-15 | HARDIE JAMES R | Director | SELL | $47.43 | 2,029 | $96,239 | 71,000 | -2.8% |
| 2006-02-07 00:31 | 2006-02-02 | YUNKER CRAIG | Director | BUY | $44.14 | 136 | $6,003 | 9,661 | +1.4% |
| 2006-02-03 00:10 | 2006-01-31 | DOLGE RICHARD M | Officer - SVPMarketing Tompkins Trust Co | OPT+S | $48.18 | 2,775 | $133,700 | 0 | 0.0% |
| 2005-08-02 18:16 | 2005-08-01 | HARDIE JAMES R | Director | SELL | $46.86 | 1,500 | $70,289 | 73,999 | -2.0% |
| 2005-08-01 23:41 | 2005-07-29 | MAGLIONE JOYCE P | Officer - SVP, Personnel | OPT+S | $48.34 | 2,652 | $128,206 | 3,049 | 0.0% |
| 2005-05-26 23:08 | 2005-05-24 | ROMAINE STEPHEN S | Officer - Pres & CEO Mahopac Natl Bank | OPT+S | $41.48 | 2,200 | $91,256 | 0 | 0.0% |
| 2005-05-25 23:55 | 2005-05-23 | ROMAINE STEPHEN S | Officer - Pres & CEO, Mahopac Natl Bank | OPT+S | $41.62 | 1,000 | $41,615 | 0 | 0.0% |
| 2005-05-23 23:08 | 2005-05-20 | ROMAINE STEPHEN S | Officer - Pres. & CEO,Mahopac Natl. Bank | OPT+S | $42.50 | 500 | $21,250 | 0 | 0.0% |
| 2005-05-23 23:02 | 2005-05-19 | ROMAINE STEPHEN S | Officer - Pres. & CEO,Mahopac Natl. Bank | OPT+S | $43.65 | 2,300 | $100,391 | 0 | 0.0% |
| 2005-05-23 22:56 | 2005-05-20 | STEWART DONALD S | Officer - EVP, Senior Trust Officer | SELL | $42.71 | 1,166 | $49,796 | 6,439 | -15.3% |
| 2005-05-19 21:52 | 2005-05-18 | ROMAINE STEPHEN S | Officer - Pres. & CEO,Mahopac Natl. Bank | OPT+S | $43.78 | 4,406 | $192,916 | 0 | 0.0% |
| 2005-05-18 21:32 | 2005-05-17 | FULMER JAMES W | Director, Officer - President | SELL | $43.75 | 4,000 | $175,000 | 37,008 | -9.8% |
| 2005-05-10 17:43 | 2005-05-04 | DOLGE RICHARD M | Officer - SVP, Marketing | OPT+S | $40.00 | 2,700 | $108,000 | 0 | 0.0% |
| 2005-05-04 21:11 | 2005-04-29 | DOLGE RICHARD M | Officer - SVP, Marketing | OPT+S | $40.01 | 300 | $12,003 | 0 | 0.0% |
| 2005-02-28 22:25 | 2005-02-25 | GARNER STEPHEN E | Officer - President & CEO | OPT+S | $43.44 | 500 | $21,719 | 3,392 | 0.0% |
| 2005-02-25 23:42 | 2005-02-24 | GARNER STEPHEN E | Officer - President & CEO | SELL | $43.70 | 753 | $32,906 | 1,892 | -28.5% |
| 2005-02-23 17:49 | 2005-02-22 | GRISWOLD WILLIAM W | Director | SELL | $45.45 | 1,381 | $62,766 | 0 | -100.0% |
| 2005-02-12 01:07 | 2005-02-04 | YUNKER CRAIG | Director | BUY | $47.13 | 318 | $14,987 | 8,470 | +3.9% |
| 2004-11-30 01:02 | 2004-11-29 | STEWART DONALD S | Officer - EVP, Senior Trust Officer | SELL | $52.10 | 1,000 | $52,100 | 6,734 | -12.9% |
| 2004-11-26 23:05 | 2004-11-10 | ALEXANDER JOHN E | Director | BUY | $47.84 | 2,500 | $119,600 | 11,036 | +29.3% |
| 2004-11-22 23:12 | 2004-11-19 | MAGLIONE JOYCE P | Officer - SVP, Personnel | BUY | $46.00 | 87 | $4,002 | 2,232 | +4.1% |
| 2004-11-22 19:44 | 2004-11-19 | GARNER STEPHEN E | Officer - President & CEO Affiliate Bank | BUY | $46.00 | 5 | $230 | 5 | +100.0% |
| 2004-08-23 19:46 | 2004-08-20 | SALM THOMAS R | Director | SELL | $44.89 | 1,000 | $44,885 | 95 | -91.3% |
| 2004-08-18 16:04 | 2004-08-16 | BOYCE DAVID S | Officer - Pres.&CEO,Tompkins Ins. Agency | SELL | $44.20 | 300 | $13,261 | 8,164 | -3.5% |
| 2004-08-03 22:33 | 2004-08-03 | DOLGE RICHARD M | Officer - SVP, Marketing | OPT+S | $45.28 | 1,000 | $45,276 | 0 | 0.0% |
| 2004-06-01 20:22 | 2004-05-28 | MAGLIONE JOYCE P | Officer - SVP, Personnel | SELL | $45.17 | 1,000 | $45,167 | 6,689 | -13.0% |
| 2004-06-01 20:16 | 2004-05-27 | FULMER JAMES W | Director, Officer - President | SELL | $45.18 | 4,035 | $182,321 | 0 | -100.0% |
| 2004-05-27 21:35 | 2004-05-26 | STEWART DONALD S | Officer - EVP, Senior Trust Officer | SELL | $46.31 | 1,472 | $68,165 | 7,635 | -16.2% |
How to Interpret $TMP Trades
Not every insider transaction in TOMPKINS FINANCIAL CORP is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $TMP shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for TMP
Insider activity data for TOMPKINS FINANCIAL CORP is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $TMP, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.