WAL Insider Trading
WESTERN ALLIANCE BANCORPORATION | State Commercial Banks
Comprehensive Trading Performance Summary
The investment history of corporate insiders at WESTERN ALLIANCE BANCORPORATION provides a unique lens into the internal conviction of the company's leadership. By analyzing SEC Form 4 filings, investors can track how directors and officers are allocating their own capital. High-conviction buying often signals that management believes the current market price significantly undervalues future growth prospects, while strategic selling might occur for personal liquidity or portfolio diversification. Monitoring these shifts in ownership is essential for understanding the alignment between management and shareholders in the State Commercial Banks sector.
Transactions on Chart
Open Full Chart| Filing Date | Trade Date | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|
| 2016-02-20 01:39 | 2016-02-17 | Ardrey J. Kelly Jr. | Officer - SVP, Chief Accounting Officer | SELL | $30.00 | 1,121 | $33,630 | 1,650 | -40.5% |
| 2016-02-05 01:21 | 2016-02-02 | Theisen Randall S | Officer - EVP, General Counsel | SELL | $31.68 | 4,094 | $129,698 | 31,634 | -11.5% |
| 2016-02-03 02:31 | 2015-06-12 | LUNDY JAMES HARWOOD III | Officer - EVP, Arizona Administration | SELL | $34.20 | 4,513 | $154,342 | 287 | -94.0% |
| 2016-01-29 02:13 | 2016-01-26 | Sohn Sung Won | Director | BUY | $31.45 | 1,560 | $49,062 | 26,081 | +6.4% |
| 2016-01-28 01:53 | 2016-01-25 | Theisen Randall S | Officer - EVP, General Counsel | SELL | $31.14 | 5,437 | $169,313 | 33,834 | -13.8% |
| 2015-12-02 01:37 | 2015-11-27 | Ardrey J. Kelly Jr. | Officer - SVP, Chief Accounting Officer | SELL | $38.77 | 1,441 | $55,868 | 0 | -100.0% |
| 2015-12-01 01:57 | 2015-11-25 | Myers Daniel P | Officer - EVP Northern CA Administration | SELL | $38.61 | 9,200 | $355,210 | 94,359 | -8.9% |
| 2015-11-14 00:34 | 2015-11-11 | SNYDER DONALD D | Director | SELL | $38.42 | 5,000 | $192,101 | 17,860 | -21.9% |
| 2015-11-11 01:24 | 2015-11-09 | NAGY M NAFEES | Director | SELL | $38.47 | 4,801 | $184,691 | 20,000 | -19.4% |
| 2015-11-11 01:20 | 2015-11-06 | MARSHALL TODD | Director | SELL | $38.40 | 30,000 | $1,152,096 | 515,404 | -5.5% |
| 2015-11-11 01:20 | 2015-11-06 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $38.31 | 69,977 | $2,680,924 | 1,169,075 | -5.6% |
| 2015-11-05 03:11 | 2015-11-02 | CADY GERALD A | Officer - EVP, So. CA Administration | SELL | $36.27 | 20,000 | $725,452 | 77,014 | -20.6% |
| 2015-11-04 03:34 | 2015-10-30 | NAGY M NAFEES | Director | SELL | $36.15 | 29,860 | $1,079,517 | 0 | -100.0% |
| 2015-11-03 01:17 | 2015-10-29 | GIBBONS DALE | Officer - EVP and CFO | SELL | $36.81 | 10,000 | $368,100 | 133,766 | -7.0% |
| 2015-10-30 02:53 | 2015-10-27 | Myers Daniel P | Officer - EVP Northern CA Administration | SELL | $36.00 | 15,000 | $540,003 | 103,559 | -12.7% |
| 2015-10-27 04:05 | 2015-10-22 | SANDE JOHN III | Director | OPT+S | $34.50 | 5,000 | $172,500 | 29,873 | 0.0% |
| 2015-10-22 01:37 | 2015-10-19 | MCAUSLAN ROBERT REOCH | Officer - EVP, Chief Credit Officer | SELL | $34.54 | 4,000 | $138,158 | 39,229 | -9.3% |
| 2015-10-22 01:35 | 2015-10-19 | MARSHALL TODD | Director | SELL | $34.63 | 28,471 | $985,945 | 0 | -100.0% |
| 2015-08-15 00:07 | 2015-08-12 | MARSHALL TODD | Director | SELL | $32.00 | 60,000 | $1,920,006 | 545,404 | -9.9% |
| 2015-08-05 01:15 | 2015-07-31 | CADY GERALD A | Officer - EVP, California Administration | OPT+S | $34.00 | 15,000 | $510,000 | 97,014 | 0.0% |
| 2015-06-17 01:12 | 2015-06-12 | JOHNSON MARIANNE BOYD | Director | SELL | $34.24 | 17,289 | $592,034 | 13,081 | -56.9% |
| 2015-06-13 01:31 | 2015-06-10 | MCAUSLAN ROBERT REOCH | Officer - EVP, Chief Credit Officer | SELL | $34.19 | 5,000 | $170,960 | 43,229 | -10.4% |
| 2015-06-13 01:31 | 2015-06-10 | FROESCHLE DUANE RALPH | Officer - Executive Vice President | SELL | $34.16 | 23,725 | $810,463 | 113,244 | -17.3% |
| 2015-06-13 01:32 | 2015-06-10 | SNYDER DONALD D | Director | OPT+S | $34.20 | 5,000 | $170,993 | 22,860 | 0.0% |
| 2015-06-10 01:08 | 2015-06-05 | GIBBONS DALE | Officer - EVP and CFO | OPT+S | $33.15 | 17,778 | $589,287 | 143,766 | 0.0% |
| 2015-06-06 02:45 | 2015-06-03 | FROESCHLE DUANE RALPH | Officer - Executive Vice President | OPT+S | $32.52 | 20,455 | $665,291 | 136,969 | 0.0% |
| 2015-06-06 02:02 | 2015-06-03 | Taylor Patricia A | Officer - EVP, Chief Risk Officer | SELL | $32.26 | 13,000 | $419,419 | 25,843 | -33.5% |
| 2015-06-06 02:02 | 2015-06-03 | MCAUSLAN ROBERT REOCH | Officer - EVP, Chief Credit Officer | SELL | $32.34 | 2,000 | $64,688 | 48,229 | -4.0% |
| 2015-06-05 00:34 | 2015-06-02 | LUNDY JAMES HARWOOD III | Officer - EVP, Arizona Administration | SELL | $31.74 | 10,574 | $335,668 | 91,625 | -10.3% |
| 2015-05-23 02:17 | 2015-05-20 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $31.92 | 100,000 | $3,191,880 | 1,249,052 | -7.4% |
| 2015-05-16 02:29 | 2015-05-13 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $31.79 | 100,000 | $3,178,720 | 1,349,052 | -6.9% |
| 2015-05-13 02:06 | 2015-05-08 | FROESCHLE DUANE RALPH | Officer - Executive Vice President | SELL | $31.41 | 35,949 | $1,129,284 | 141,969 | -20.2% |
| 2015-05-12 01:01 | 2015-05-07 | WALL MERRILL | Officer - EVP, Chief Admin Officer | OPT+S | $31.40 | 20,000 | $628,034 | 135,288 | 0.0% |
| 2015-05-08 02:07 | 2015-05-05 | MCAUSLAN ROBERT REOCH | Officer - EVP, Chief Credit Officer | SELL | $31.38 | 3,000 | $94,146 | 50,229 | -5.6% |
| 2015-05-08 02:07 | 2015-05-05 | LUNDY JAMES HARWOOD III | Officer - EVP, Arizona Administration | SELL | $31.25 | 19,437 | $607,443 | 102,199 | -16.0% |
| 2015-05-05 00:56 | 2015-04-30 | HILTON STEVEN J | Director | OPT+S | $31.30 | 5,000 | $156,502 | 31,960 | 0.0% |
| 2015-05-02 01:18 | 2015-04-29 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $31.14 | 125,000 | $3,892,025 | 1,449,052 | -7.9% |
| 2015-04-30 01:45 | 2015-04-27 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $30.59 | 46,365 | $1,418,194 | 1,574,052 | -2.9% |
| 2015-04-28 01:57 | 2015-04-23 | CADY GERALD A | Officer - EVP, California Administration | SELL | $31.37 | 7,500 | $235,290 | 97,014 | -7.2% |
| 2015-04-25 01:34 | 2015-04-22 | Theisen Randall S | Officer - EVP, General Counsel | OPT+S | $31.21 | 7,063 | $220,427 | 39,271 | 0.0% |
| 2015-04-25 01:34 | 2015-04-22 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $31.11 | 113,660 | $3,535,406 | 1,620,417 | -6.6% |
| 2015-03-17 03:25 | 2015-03-12 | Ardrey J. Kelly Jr. | Officer - SVP, Chief Accounting Officer | SELL | $29.72 | 1,332 | $39,586 | 3,450 | -27.9% |
| 2015-03-17 02:39 | 2015-03-12 | LUNDY JAMES HARWOOD III | Officer - EVP, Arizona Administration | SELL | $29.75 | 12,500 | $371,860 | 121,636 | -9.3% |
| 2015-03-14 01:16 | 2015-03-11 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $29.49 | 77,000 | $2,270,884 | 1,734,077 | -4.3% |
| 2014-11-15 01:15 | 2014-11-12 | Vecchione Kenneth | Director | OPT+S | $26.97 | 6,000 | $161,831 | 180,887 | 0.0% |
| 2014-11-15 01:14 | 2014-11-12 | LUNDY JAMES HARWOOD III | Officer - EVP, Arizona Administration | SELL | $26.96 | 34,000 | $916,718 | 123,992 | -21.5% |
| 2014-11-13 01:59 | 2014-11-10 | Sarver Robert Gary | Director, Officer - Chairman and CEO | SELL | $26.58 | 35,000 | $930,433 | 189,758 | -15.6% |
| 2014-11-07 01:27 | 2014-11-04 | LUNDY JAMES HARWOOD III | Officer - EVP, Arizona Administration | OPT+S | $26.11 | 20,000 | $522,270 | 157,992 | 0.0% |
| 2014-11-05 01:11 | 2014-10-31 | SNYDER DONALD D | Director | OPT+S | $26.43 | 6,000 | $158,569 | 17,860 | 0.0% |
| 2014-11-04 00:55 | 2014-10-30 | FROESCHLE DUANE RALPH | Officer - Executive Vice President | OPT+S | $25.88 | 13,551 | $350,713 | 159,864 | 0.0% |
How to Interpret $WAL Trades
Not every insider transaction in WESTERN ALLIANCE BANCORPORATION is a signal for immediate action. Professional investors look for "cluster buying"—when multiple executives simultaneously purchase $WAL shares on the open market. It is crucial to distinguish between scheduled sales (under Rule 10b5-1) and voluntary increases in ownership, which demonstrate management’s true conviction that the stock is undervalued.
Data Source & Accuracy for WAL
Insider activity data for WESTERN ALLIANCE BANCORPORATION is streamed in real-time directly from the SEC EDGAR system. We analyze raw Form 4 filings, filtering out technical adjustments and complex derivative transactions. This provides a transparent view of how ownership structure is evolving in $WAL, allowing you to follow the capital of those with the most intimate knowledge of the company.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.