Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-01-04 01:11 | 2013-01-02 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $16.78 | 20,000 | $335,600 | 1,173,261 |
| 2012-12-29 00:21 | 2012-12-26 | VSUL | USBC, Inc. | KAWAHATA MASAHIRO | Director | SELL | $0.09 | 40,000 | $3,520 | 677,375 |
| 2012-12-27 00:31 | 2012-12-21 | VSUL | USBC, Inc. | KAWAHATA MASAHIRO | Director | SELL | $0.09 | 50,000 | $4,250 | 717,375 |
| 2012-12-22 00:15 | 2012-12-20 | WD | Walker & Dunlop, Inc. | Wilson Deborah A | Officer | SELL | $16.26 | 2,500 | $40,650 | 105,880 |
| 2012-12-21 01:47 | 2012-12-18 | WD | Walker & Dunlop, Inc. | CREDIT SUISSE AG/ | 10% owner | SELL | $16.09 | 174,930 | $2,814,834 | 4,233,985 |
| 2012-12-21 00:11 | 2012-12-18 | VSUL | USBC, Inc. | KAWAHATA MASAHIRO | Director | SELL | $0.09 | 40,000 | $3,504 | 767,375 |
| 2012-12-19 00:19 | 2012-12-17 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | SELL | $16.42 | 5,000 | $82,100 | 83,673 |
| 2012-12-19 00:03 | 2012-12-14 | VSUL | USBC, Inc. | KAWAHATA MASAHIRO | Director | SELL | $0.09 | 50,000 | $4,400 | 807,375 |
| 2012-12-18 01:09 | 2012-12-13 | IKNX | TERAWULF INC. | SEVERANCE H LEIGH | Director | BUY | $9.01 | 5,000 | $45,035 | 180,079 |
| 2012-12-13 01:22 | 2012-12-10 | VSUL | USBC, Inc. | KAWAHATA MASAHIRO | Director | SELL | $0.09 | 20,000 | $1,800 | 857,375 |
| 2012-12-13 01:14 | 2012-12-10 | VSUL | USBC, Inc. | ERICKSON RONALD P | Director, Officer | BUY | $0.09 | 27,800 | $2,502 | 1,884,906 |
| 2012-12-07 22:59 | 2012-11-13 | ASMC | MARA Holdings, Inc. | Groussman Mark | Officer | BUY | $0.15 | 1,000,000 | $150,000 | 2,965,631 |
| 2012-12-07 22:59 | 2012-11-06 | ASMC | MARA Holdings, Inc. | Groussman Mark | Officer | SELL | $0.20 | 1,375,000 | $275,000 | 1,965,631 |
| 2012-12-08 02:17 | 2012-12-05 | WD | Walker & Dunlop, Inc. | CREDIT SUISSE AG/ | 10% owner | SELL | $16.31 | 10,572 | $172,381 | 4,408,915 |
| 2012-12-06 22:47 | 2012-12-04 | WD | Walker & Dunlop, Inc. | CREDIT SUISSE AG/ | 10% owner | SELL | $16.38 | 11,339 | $185,711 | 4,419,487 |
| 2012-12-07 01:40 | 2012-12-05 | IKNX | TERAWULF INC. | HARRIS DAVID O | Director | BUY | $8.20 | 300 | $2,460 | 88,962 |
| 2012-12-05 00:03 | 2012-12-03 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $16.34 | 20,000 | $326,800 | 1,193,261 |
| 2012-12-05 00:01 | 2012-12-03 | WD | Walker & Dunlop, Inc. | Walker William M | Director, Officer | SELL | $16.38 | 13,000 | $212,940 | 1,770,759 |
| 2012-12-05 04:17 | 2012-07-13 | ASMC | MARA Holdings, Inc. | Pershing Gold Corp. | 10% owner | SELL | $0.15 | 6,166,667 | $925,000 | 3,073,333 |
| 2012-12-04 00:41 | 2012-11-30 | IKNX | TERAWULF INC. | SIMONSON GERALD W | Director | BUY | $8.00 | 500 | $4,000 | 115,973 |
| 2012-12-04 00:32 | 2012-11-30 | TAXI | MEDALLION FINANCIAL CORP | Yin Jeffrey John | Officer | SELL | $11.82 | 1,240 | $14,657 | 5,056 |
| 2012-12-01 01:20 | 2012-11-28 | IKNX | TERAWULF INC. | HARRIS DAVID O | Director | BUY | $8.10 | 100 | $810 | 88,662 |
| 2012-11-30 01:34 | 2012-11-28 | TAXI | MEDALLION FINANCIAL CORP | HALL LARRY D | Officer | SELL | $11.79 | 7,000 | $82,517 | 10,487 |
| 2012-11-27 19:47 | 2012-11-14 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.25 | 13,637 | $3,434 | 13,637 |
| 2012-11-28 00:06 | 2012-11-27 | ATAX | Greystone Housing Impact Investors LP | KRAUSS GEORGE H | Director | BUY | $6.46 | 30,950 | $199,937 | 123,872 |
| 2012-11-27 00:43 | 2012-11-23 | IKNX | TERAWULF INC. | Lee Darrell B | Director | BUY | $7.80 | 1,500 | $11,700 | 1,711 |
| 2012-11-21 22:45 | 2012-11-20 | WD | Walker & Dunlop, Inc. | Wilson Deborah A | Officer | SELL | $16.40 | 2,500 | $41,000 | 108,380 |
| 2012-11-21 20:49 | 2012-11-20 | GDOT | GREEN DOT CORP | Keatley John L | Officer | BUY | $10.90 | 9,000 | $98,091 | 61,218 |
| 2012-11-22 04:29 | 2012-11-19 | AXP | AMERICAN EXPRESS CO | LESCHLY JAN | Director | BUY | $55.17 | 70,500 | $3,889,168 | 35,250 |
| 2012-11-22 04:29 | 2012-11-19 | AXP | AMERICAN EXPRESS CO | LESCHLY JAN | Director | SELL | $55.09 | 70,500 | $3,883,775 | 0 |
| 2012-11-22 00:52 | 2012-11-19 | IKNX | TERAWULF INC. | Lee Darrell B | Director | BUY | $7.80 | 211 | $1,646 | 211 |
| 2012-11-21 00:28 | 2012-11-19 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | OPT+S | $55.09 | 27,880 | $1,536,035 | 53,401 |
| 2012-11-19 21:58 | 2012-11-16 | ASMC | MARA Holdings, Inc. | RECTOR DAVID | Director | BUY | $0.15 | 100,000 | $15,000 | 100,000 |
| 2012-11-19 18:25 | 2012-11-16 | ATAX | Greystone Housing Impact Investors LP | HIATT MARK A | Officer | BUY | $5.89 | 3,000 | $17,670 | 49,135 |
| 2012-11-19 18:16 | 2012-11-16 | ATAX | Greystone Housing Impact Investors LP | KRAUSS GEORGE H | Director | BUY | $6.00 | 33,922 | $203,532 | 92,922 |
| 2012-11-17 00:09 | 2012-11-15 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | SELL | $15.87 | 5,000 | $79,350 | 88,673 |
| 2012-11-17 00:02 | 2012-11-15 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.25 | 13,637 | $3,434 | 13,637 |
| 2012-11-16 00:08 | 2012-11-13 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $16.31 | 2,500 | $40,780 | 15,963 |
| 2012-11-15 18:49 | 2012-11-14 | ATAX | Greystone Housing Impact Investors LP | HIATT MARK A | Officer | BUY | $6.10 | 19,500 | $118,921 | 9,000 |
| 2012-11-14 18:45 | 2012-11-13 | MKTY | Soluna Holdings, Inc | Jones Frederick W. | Officer | BUY | $0.26 | 5,000 | $1,300 | 25,000 |
| 2012-11-14 01:28 | 2012-11-13 | IKNX | TERAWULF INC. | HARRIS DAVID O | Director | BUY | $8.17 | 200 | $1,634 | 88,562 |
| 2012-11-10 01:06 | 2012-11-07 | WD | Walker & Dunlop, Inc. | CREDIT SUISSE AG/ | 10% owner | SELL | $15.76 | 64,171 | $1,011,264 | 4,430,826 |
| 2012-11-10 00:19 | 2012-11-09 | TAXI | MEDALLION FINANCIAL CORP | WEICKER LOWELL P JR | Director | BUY | $11.87 | 1,400 | $16,619 | 8,000 |
| 2012-11-08 22:17 | 2012-11-06 | GDOT | GREEN DOT CORP | Kendell Ross E | Director | BUY | $10.95 | 1,500 | $16,425 | 2,885 |
| 2012-11-09 01:52 | 2012-11-06 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer, 10% owner | BUY | $11.18 | 89,000 | $995,456 | 89,000 |
| 2012-11-09 00:17 | 2012-11-07 | AXP | AMERICAN EXPRESS CO | HAYES JOHN D | Officer | OPT+S | $55.67 | 272,402 | $15,165,791 | 88,345 |
| 2012-11-07 23:41 | 2012-11-05 | WD | Walker & Dunlop, Inc. | CREDIT SUISSE AG/ | 10% owner | SELL | $16.29 | 8,392 | $136,735 | 4,494,997 |
| 2012-11-07 00:48 | 2012-11-02 | MSTR | Strategy Inc | RICKERTSEN CARL J | Director | BUY | $96.51 | 3,000 | $289,527 | 3,000 |
| 2012-11-06 00:52 | 2012-11-01 | WD | Walker & Dunlop, Inc. | Walker William M | Director, Officer | SELL | $16.30 | 17,000 | $277,066 | 1,783,759 |
| 2012-11-02 23:13 | 2012-10-31 | WD | Walker & Dunlop, Inc. | CREDIT SUISSE AG/ | 10% owner | SELL | $16.55 | 7,602 | $125,783 | 4,503,389 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.