Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-07-23 02:23 | 2013-07-18 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.61 | 138,463 | $915,074 | 1,675,950 |
| 2013-07-19 02:11 | 2013-07-16 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $20.11 | 14,000 | $281,540 | 63,393 |
| 2013-07-18 02:28 | 2013-07-15 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.75 | 63,200 | $426,543 | 1,814,413 |
| 2013-07-16 23:31 | 2013-07-15 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | SELL | $18.91 | 5,000 | $94,550 | 68,026 |
| 2013-07-17 01:58 | 2013-07-12 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $19.96 | 14,000 | $279,440 | 63,393 |
| 2013-07-13 01:29 | 2013-07-10 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $19.98 | 14,000 | $279,720 | 63,393 |
| 2013-07-12 03:00 | 2013-07-09 | GDOT | GREEN DOT CORP | Ricci John C | Officer | OPT+S | $21.00 | 5,000 | $105,000 | 81,299 |
| 2013-07-11 03:47 | 2013-07-08 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $20.07 | 14,000 | $281,029 | 63,393 |
| 2013-07-09 00:10 | 2013-07-03 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $19.03 | 17,500 | $333,025 | 63,393 |
| 2013-07-03 23:52 | 2013-07-02 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $18.11 | 10,000 | $181,100 | 1,098,807 |
| 2013-07-04 02:00 | 2013-07-01 | GDOT | GREEN DOT CORP | Sgoutas Konstantinos | Officer | OPT+S | $20.00 | 10,000 | $200,000 | 14,912 |
| 2013-07-04 01:58 | 2013-07-01 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $19.62 | 17,500 | $343,263 | 63,393 |
| 2013-07-04 01:57 | 2013-07-01 | GDOT | GREEN DOT CORP | Ricci John C | Officer | OPT+S | $20.00 | 25,000 | $500,000 | 81,299 |
| 2013-07-03 01:13 | 2013-06-27 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | SELL | $6.51 | 3,000 | $19,530 | 9,238 |
| 2013-06-26 23:49 | 2013-06-21 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | QUIST SCOTT M | Director, Officer, 10% owner | OPT+S | $7.00 | 6,500 | $45,500 | 175,996 |
| 2013-06-19 23:26 | 2013-06-17 | WD | Walker & Dunlop, Inc. | Rice E. John Jr | Director | BUY | $18.24 | 650 | $11,856 | 14,193 |
| 2013-06-20 02:13 | 2013-06-17 | MGT | MGT CAPITAL INVESTMENTS, INC. | LADD ROBERT | Director, Officer, 10% owner | SELL | $4.68 | 20,000 | $93,600 | 785,471 |
| 2013-06-18 23:51 | 2013-06-17 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | SELL | $18.30 | 5,000 | $91,500 | 73,026 |
| 2013-06-18 21:51 | 2013-06-12 | MKTY | Soluna Holdings, Inc | OCONNOR E DENNIS | Director | BUY | $0.52 | 10,000 | $5,200 | 51,463 |
| 2013-06-18 21:50 | 2013-06-14 | MKTY | Soluna Holdings, Inc | OCONNOR E DENNIS | Director | BUY | $0.52 | 3,100 | $1,612 | 54,563 |
| 2013-06-18 23:22 | 2013-06-14 | VSUL | USBC, Inc. | ERICKSON RONALD P | Director, Officer | BUY | $0.10 | 5,000,000 | $500,000 | 8,500,000 |
| 2013-06-18 23:21 | 2013-06-14 | VSUL | USBC, Inc. | SCOTT MARK E | Officer | BUY | $0.10 | 100,000 | $10,000 | 1,368,500 |
| 2013-06-17 18:52 | 2013-06-14 | MKTY | Soluna Holdings, Inc | OCONNOR E DENNIS | Director | BUY | $0.52 | 8,100 | $4,212 | 5,000 |
| 2013-06-13 21:59 | 2013-06-12 | MKTY | Soluna Holdings, Inc | OCONNOR E DENNIS | Director | BUY | $0.52 | 5,000 | $2,600 | 46,463 |
| 2013-06-13 21:24 | 2013-06-11 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $14.92 | 3,900 | $58,170 | 405,300 |
| 2013-06-13 20:03 | 2013-06-11 | TAXI | MEDALLION FINANCIAL CORP | WEICKER LOWELL P JR | Director | BUY | $13.74 | 650 | $8,933 | 8,250 |
| 2013-06-07 19:52 | 2013-06-05 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | OPT+S | $74.96 | 91,160 | $6,833,089 | 54,145 |
| 2013-06-08 03:15 | 2013-05-31 | MARA | MARA Holdings, Inc. | SPANGENBERG ERICH | 10% owner | BUY | $0.40 | 625,000 | $250,000 | 625,000 |
| 2013-06-07 22:55 | 2013-06-07 | MKTY | Soluna Holdings, Inc | OCONNOR E DENNIS | Director | BUY | $0.59 | 5,000 | $2,950 | 41,463 |
| 2013-06-04 23:24 | 2013-06-03 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $18.72 | 10,000 | $187,200 | 1,108,807 |
| 2013-06-05 04:05 | 2013-05-31 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $17.98 | 25,000 | $449,500 | 63,393 |
| 2013-06-04 23:51 | 2013-05-30 | MKTY | Soluna Holdings, Inc | OCONNOR E DENNIS | Director | BUY | $0.40 | 1,900 | $760 | 36,463 |
| 2013-06-04 22:57 | 2013-06-03 | AXP | AMERICAN EXPRESS CO | GILLIGAN EDWARD P | Officer | OPT+S | $76.04 | 415,646 | $31,604,475 | 178,896 |
| 2013-06-03 23:50 | 2013-05-31 | TAXI | MEDALLION FINANCIAL CORP | WEICKER LOWELL P JR | Director | BUY | $14.92 | 600 | $8,951 | 2,300 |
| 2013-05-31 22:32 | 2013-05-30 | AXP | AMERICAN EXPRESS CO | CHENAULT KENNETH I | Director, Officer | OPT+S | $76.36 | 471,808 | $36,029,193 | 664,339 |
| 2013-05-30 18:42 | 2013-05-28 | MKTY | Soluna Holdings, Inc | Jones Frederick W. | Officer | BUY | $0.39 | 3,168 | $1,229 | 28,168 |
| 2013-05-31 04:47 | 2013-05-28 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $18.28 | 75,000 | $1,371,353 | 61,218 |
| 2013-05-30 19:47 | 2013-05-28 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.40 | 35,400 | $13,983 | 89,938 |
| 2013-05-28 16:36 | 2013-05-24 | WD | Walker & Dunlop, Inc. | Fortress Investment Group LLC | 10% owner | SELL | $19.04 | 1,100,721 | $20,957,728 | 175,776 |
| 2013-05-24 23:11 | 2013-05-23 | AXP | AMERICAN EXPRESS CO | Henry Daniel T | Officer | OPT+S | $74.56 | 155,869 | $11,622,201 | 58,254 |
| 2013-05-23 23:24 | 2013-05-22 | AXP | AMERICAN EXPRESS CO | HAYES JOHN D | Officer | OPT+S | $75.71 | 182,350 | $13,805,956 | 77,644 |
| 2013-05-22 23:31 | 2013-05-20 | WD | Walker & Dunlop, Inc. | FLORANCE ANDREW C | Director | BUY | $19.00 | 12,500 | $237,493 | 14,143 |
| 2013-05-21 23:40 | 2013-05-20 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | SELL | $19.02 | 5,000 | $95,100 | 78,026 |
| 2013-05-20 21:17 | 2013-05-17 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | FULLER GILBERT A | Director | BUY | $6.99 | 500 | $3,495 | 500 |
| 2013-05-17 20:04 | 2013-05-15 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.32 | 500 | $160 | 54,538 |
| 2013-05-15 21:55 | 2013-05-13 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.39 | 6,607 | $2,544 | 54,038 |
| 2013-05-10 01:13 | 2013-05-09 | AXP | AMERICAN EXPRESS CO | Bush James Peter | Officer | OPT+S | $69.93 | 67,387 | $4,712,211 | 53,566 |
| 2013-05-08 23:09 | 2013-05-06 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Officer | OPT+S | $70.19 | 38,277 | $2,686,846 | 109,843 |
| 2013-05-08 23:03 | 2013-05-06 | AXP | AMERICAN EXPRESS CO | Williams Anre D | Officer | SELL | $70.25 | 26,618 | $1,869,925 | 39,978 |
| 2013-05-09 01:17 | 2013-05-07 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $7.99 | 122,231 | $976,479 | 1,877,613 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.