Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-02-09 01:26 | 2011-02-08 | AXP | AMERICAN EXPRESS CO | SCHICK THOMAS A | Officer | OPT+S | $45.08 | 170,218 | $7,673,138 | 82,595 |
| 2011-02-08 03:13 | 2011-02-03 | MSTR | Strategy Inc | KLEIN JONATHAN F | Officer | OPT+S | $111.74 | 9,500 | $1,061,536 | 0 |
| 2011-02-04 18:35 | 2011-02-02 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY GAIL WALLING | BUY | $5.52 | 10,000 | $55,151 | 369,710 | |
| 2011-02-04 18:31 | 2011-02-02 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY MICHAEL B | Officer | BUY | $5.52 | 10,000 | $55,151 | 369,710 |
| 2011-02-04 18:27 | 2011-02-02 | ATAXZ | Greystone Housing Impact Investors LP | ROSKENS LISA Y | Officer | BUY | $5.52 | 10,000 | $55,151 | 369,710 |
| 2011-02-05 01:51 | 2011-02-02 | MSTR | Strategy Inc | KLEIN JONATHAN F | Officer | OPT+S | $110.31 | 5,500 | $606,680 | 0 |
| 2011-02-03 03:00 | 2011-01-31 | AXP | AMERICAN EXPRESS CO | GILLIGAN EDWARD P | Officer | OPT+S | $43.65 | 205,632 | $8,976,063 | 238,502 |
| 2011-02-03 03:00 | 2011-01-31 | MSTR | Strategy Inc | KLEIN JONATHAN F | Officer | OPT+S | $106.76 | 5,000 | $533,789 | 0 |
| 2011-01-29 02:43 | 2011-01-27 | AXP | AMERICAN EXPRESS CO | CHENAULT KENNETH I | Director, Officer | SELL | $44.56 | 170,000 | $7,575,268 | 798,894 |
| 2011-01-28 18:01 | 2011-01-26 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY GAIL WALLING | BUY | $5.48 | 10,000 | $54,800 | 359,710 | |
| 2011-01-28 17:57 | 2011-01-26 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY MICHAEL B | Officer | BUY | $5.48 | 10,000 | $54,800 | 359,710 |
| 2011-01-28 17:52 | 2011-01-26 | ATAXZ | Greystone Housing Impact Investors LP | ROSKENS LISA Y | Officer | BUY | $5.48 | 10,000 | $54,800 | 359,710 |
| 2011-01-28 01:46 | 2011-01-26 | AXP | AMERICAN EXPRESS CO | LESCHLY JAN | Director | OPT+S | $44.84 | 3,427 | $153,668 | 155,559 |
| 2011-01-21 22:14 | 2011-01-19 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY GAIL WALLING | BUY | $5.41 | 10,000 | $54,100 | 349,710 | |
| 2011-01-21 22:09 | 2011-01-19 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY MICHAEL B | Officer | BUY | $5.41 | 10,000 | $54,100 | 349,710 |
| 2011-01-21 22:04 | 2011-01-19 | ATAXZ | Greystone Housing Impact Investors LP | ROSKENS LISA Y | Officer | BUY | $5.41 | 10,000 | $54,100 | 349,710 |
| 2011-01-14 17:46 | 2011-01-12 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY GAIL WALLING | BUY | $5.37 | 10,000 | $53,738 | 339,710 | |
| 2011-01-14 17:42 | 2011-01-12 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY MICHAEL B | Officer | BUY | $5.37 | 10,000 | $53,738 | 339,710 |
| 2011-01-14 17:38 | 2011-01-12 | ATAXZ | Greystone Housing Impact Investors LP | ROSKENS LISA Y | Officer | BUY | $5.37 | 10,000 | $53,738 | 339,710 |
| 2011-01-07 22:48 | 2011-01-06 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $7.01 | 900 | $6,309 | 394,534 |
| 2011-01-07 19:23 | 2011-01-05 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY GAIL WALLING | BUY | $5.28 | 10,000 | $52,815 | 329,710 | |
| 2011-01-07 19:17 | 2011-01-05 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY MICHAEL B | Officer | BUY | $5.28 | 10,000 | $52,815 | 329,710 |
| 2011-01-07 19:10 | 2011-01-05 | ATAXZ | Greystone Housing Impact Investors LP | ROSKENS LISA Y | Officer | BUY | $5.28 | 10,000 | $52,815 | 329,710 |
| 2010-12-28 22:13 | 2010-12-27 | WSCC | Metavesco, Inc. | CHISMAN WHITING | Director | SELL | $0.15 | 7,593 | $1,139 | 23,404 |
| 2010-12-29 01:56 | 2010-12-23 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Levine Leichtman Capital Partners IV, L.P. | 10% owner | BUY | $0.86 | 880,000 | $753,280 | 2,105,000 |
| 2010-12-23 00:17 | 2010-12-15 | WD | Walker & Dunlop, Inc. | Walker William M | Director, Officer | BUY | $9.93 | 10,100 | $100,300 | 10,200 |
| 2010-12-23 00:16 | 2010-12-17 | WD | Walker & Dunlop, Inc. | Rice E. John Jr | Director | BUY | $10.00 | 1,000 | $10,000 | 1,000 |
| 2010-12-23 00:11 | 2010-12-15 | WD | Walker & Dunlop, Inc. | Lucas Richard M | Officer | BUY | $10.00 | 40,000 | $400,000 | 40,000 |
| 2010-12-23 00:08 | 2010-12-15 | WD | Walker & Dunlop, Inc. | Gaynor Mitchell M | Director | BUY | $9.96 | 3,000 | $29,870 | 3,000 |
| 2010-12-21 19:35 | 2010-12-20 | WD | Walker & Dunlop, Inc. | Walker Mallory | 10% owner | SELL | $10.00 | 2,833,333 | $28,333,330 | 2,189,307 |
| 2010-12-17 23:34 | 2010-12-17 | TAXI | MEDALLION FINANCIAL CORP | HALL LARRY D | Officer | SELL | $8.43 | 4,500 | $37,941 | 13,000 |
| 2010-12-15 03:30 | 2010-12-13 | GDOT | GREEN DOT CORP | Wiener Donald B | 10% owner | SELL | $58.56 | 83,979 | $4,917,810 | 0 |
| 2010-12-15 03:30 | 2010-12-13 | GDOT | GREEN DOT CORP | Troughton Mark T | Officer | OPT+S | $58.56 | 99,984 | $5,855,063 | 0 |
| 2010-12-15 03:29 | 2010-07-27 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer, 10% owner | SELL | $58.56 | 431,745 | $25,282,987 | 0 |
| 2010-12-15 03:27 | 2010-12-13 | GDOT | GREEN DOT CORP | Sowell William D | Officer | OPT+S | $58.56 | 12,725 | $745,176 | 0 |
| 2010-12-15 03:27 | 2010-12-13 | GDOT | GREEN DOT CORP | Shifke Mark L | 10% owner | SELL | $58.56 | 47,424 | $2,777,149 | 0 |
| 2010-12-15 03:26 | 2010-12-13 | GDOT | GREEN DOT CORP | Riseman Benson A | 10% owner | SELL | $58.56 | 482,784 | $28,271,831 | 0 |
| 2010-12-15 03:25 | 2010-12-13 | GDOT | GREEN DOT CORP | Ricci John C | Officer | OPT+S | $58.56 | 48,324 | $2,829,853 | 0 |
| 2010-12-15 03:24 | 2010-12-13 | GDOT | GREEN DOT CORP | Keatley John L | Officer | OPT+S | $58.56 | 54,536 | $3,193,628 | 0 |
| 2010-12-15 03:23 | 2010-12-13 | GDOT | GREEN DOT CORP | Heyrick Simon | Officer | OPT+S | $58.56 | 13,634 | $798,407 | 0 |
| 2010-12-15 03:22 | 2010-12-13 | GDOT | GREEN DOT CORP | Hanna Virginia L | Director | SELL | $58.56 | 797,138 | $46,680,401 | 0 |
| 2010-12-15 03:20 | 2010-12-13 | GDOT | GREEN DOT CORP | Greenleaf Timothy R | Director | SELL | $58.56 | 47,518 | $2,782,654 | 0 |
| 2010-12-15 03:20 | 2010-12-13 | GDOT | GREEN DOT CORP | David W. Hanna, Trustee of the David William Hanna Trust dated October 30, 1989 | 10% owner | SELL | $58.56 | 727,150 | $42,581,904 | 0 |
| 2010-12-15 03:18 | 2010-12-13 | GDOT | GREEN DOT CORP | Benson A. Riseman, Trustee of the Benson A. Riseman Living Trust | 10% owner | SELL | $58.56 | 427,633 | $25,042,188 | 0 |
| 2010-12-15 03:21 | 2010-12-13 | GDOT | GREEN DOT CORP | HANNA DAVID W | 10% owner | SELL | $58.56 | 797,138 | $46,680,401 | 0 |
| 2010-12-15 02:18 | 2010-12-10 | MSTR | Strategy Inc | BEDELL JEFFREY A | Officer | SELL | $89.21 | 7,041 | $628,095 | 8,196 |
| 2010-12-15 02:17 | 2010-12-10 | MSTR | Strategy Inc | BEDELL JEFFREY A | Officer | OPT+S | $88.81 | 5,459 | $484,801 | 15,237 |
| 2010-12-11 01:48 | 2010-12-08 | MSTR | Strategy Inc | BEDELL JEFFREY A | Officer | OPT+S | $88.07 | 12,500 | $1,100,931 | 8,196 |
| 2010-12-04 00:46 | 2010-12-02 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Officer | OPT+S | $44.57 | 108,860 | $4,851,487 | 135,911 |
| 2010-12-04 00:50 | 2010-12-01 | AXP | AMERICAN EXPRESS CO | HAYES JOHN D | Officer | OPT+S | $44.19 | 171,360 | $7,573,118 | 99,843 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.