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Sector Analysis

Finance Services

Standard Industrial Classification: SIC 6199

Industry Insider Sentiment Analysis

The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.

Filing Date Trade Date Ticker Company Reporting Person Relationship Type Price Qty Total, $ Owned After
2022-05-20 02:10 2022-05-17 UPST Upstart Holdings, Inc. Nicoll Alison Officer OPT+S $45.80 14,400 $659,547 274,155
2022-05-20 00:18 2022-05-19 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $7.79 13,500 $105,143 3,212,839
2022-05-19 02:23 2022-05-16 OPFI OppFi Inc. Vennettilli David Director BUY $2.97 903 $2,678 3,599
2022-05-19 02:21 2022-05-16 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $2.97 18,026 $53,465 71,903
2022-05-18 23:28 2022-05-16 LDI loanDepot, Inc. Martell Frank Director, Officer BUY $2.44 253,285 $618,167 253,285
2022-05-18 23:20 2022-05-16 CPSS CONSUMER PORTFOLIO SERVICES, INC. Fritz Jeffrey P Officer SELL $14.00 25,000 $350,000 243,437
2022-05-19 00:42 2022-05-16 GDOT GREEN DOT CORP JACOBS WILLIAM I Director SELL $27.11 500 $13,555 63,115
2022-05-19 02:17 2022-05-16 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $2.97 18,026 $53,465 71,903
2022-05-18 03:08 2022-05-13 COIN Coinbase Global, Inc. Ehrsam Frederick Ernest III Director BUY $70.77 706,554 $50,000,142 706,554
2022-05-18 03:06 2022-05-16 UPST Upstart Holdings, Inc. Nicoll Alison Officer OPT+S $40.09 600 $24,052 274,155
2022-05-17 19:23 2022-05-13 SOFI SoFi Technologies, Inc. SCHWARTZ HARVEY M Director BUY $6.50 15,000 $97,500 229,852
2022-05-17 21:50 2022-05-13 CPSS CONSUMER PORTFOLIO SERVICES, INC. Robinson Teri Officer SELL $14.01 10,000 $140,060 321,614
2022-05-17 03:31 2022-05-12 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $2.75 24,181 $66,563 53,877
2022-05-17 03:28 2022-05-12 OPFI OppFi Inc. Vennettilli David Director BUY $2.75 1,210 $3,331 2,696
2022-05-17 00:17 2022-05-12 CMPO GPGI, Inc. Bleichroeder LP 10% owner BUY $6.00 3,258 $19,534 2,356,285
2022-05-16 13:15 2022-05-12 MARA MARA Holdings, Inc. DENUCCIO KEVIN A Director BUY $9.63 15,424 $148,533 99,999
2022-05-17 03:29 2022-05-12 OPFI OppFi Inc. SCHWARTZ THEODORE G Director, 10% owner BUY $2.75 24,181 $66,563 53,877
2022-05-13 22:48 2022-05-13 SOFI SoFi Technologies, Inc. Noto Anthony Director, Officer BUY $6.50 39,000 $253,500 3,199,339
2022-05-14 01:30 2022-05-11 MSTR Strategy Inc RECHAN LESLIE J Director BUY $204.42 2,000 $408,844 2,000
2022-05-14 01:05 2022-05-11 MSTR Strategy Inc Lang Timothy Edwin Officer BUY $200.00 2,500 $500,000 2,708
2022-05-13 03:09 2022-05-12 CMPO GPGI, Inc. Wilk Jonathan Director, Officer BUY $6.09 20,000 $121,850 1,592,831
2022-05-13 04:29 2022-05-10 OPFI OppFi Inc. Schwartz Todd G. Director, Officer, 10% owner BUY $2.73 29,696 $81,085 29,696
2022-05-13 04:23 2022-05-10 OPFI OppFi Inc. Vennettilli David Director BUY $2.73 1,486 $4,058 1,486
2022-05-12 23:52 2022-05-10 CMPO GPGI, Inc. Tikvah Management LLC 10% owner BUY $6.49 77,200 $501,329 2,946,053
2022-05-13 04:26 2022-05-10 OPFI OppFi Inc. SCHWARTZ THEODORE G Director BUY $2.73 29,696 $81,085 29,696
2022-05-12 00:21 2022-05-09 CMPO GPGI, Inc. Bleichroeder LP 10% owner BUY $6.81 164,801 $1,122,789 2,353,027
2022-05-11 23:29 2022-05-09 CPSS CONSUMER PORTFOLIO SERVICES, INC. Bharwani Denesh Officer SELL $15.00 10,000 $150,000 184,561
2022-05-11 23:42 2022-05-09 CPSS CONSUMER PORTFOLIO SERVICES, INC. Robinson Teri Officer SELL $14.47 30,000 $433,986 331,614
2022-05-09 23:41 2022-05-05 LDI loanDepot, Inc. Walsh Jeff Alexander Officer SELL $2.82 75,000 $211,478 6,772,543
2022-05-10 01:00 2022-05-05 CMPO GPGI, Inc. Tikvah Management LLC 10% owner BUY $7.27 118,341 $860,339 2,868,853
2022-05-09 23:41 2022-05-05 LDI loanDepot, Inc. FLANAGAN PATRICK J Officer SELL $2.82 75,000 $211,500 1,125,815
2022-05-06 23:53 2022-05-04 CMPO GPGI, Inc. Bleichroeder LP 10% owner BUY $7.44 92,895 $691,111 2,188,226
2022-05-07 01:19 2022-05-04 BHSE Coeptis Therapeutics Holdings, Inc. Harraden Circle Investments, LLC 10% owner SELL $10.11 85,305 $862,434 429,131
2022-05-06 23:35 2022-05-04 UPST Upstart Holdings, Inc. Nicoll Alison Officer OPT+S $89.62 7,500 $672,138 186,367
2022-05-07 01:24 2022-05-04 CPSS CONSUMER PORTFOLIO SERVICES, INC. Fritz Jeffrey P Officer SELL $14.00 50,000 $700,000 230,000
2022-05-05 23:53 2022-05-03 CPSS CONSUMER PORTFOLIO SERVICES, INC. Bharwani Denesh Officer SELL $13.17 30,000 $395,001 183,500
2022-05-05 00:16 2022-05-02 UPST Upstart Holdings, Inc. Girouard Dave Director, Officer, 10% owner SELL $80.00 45,833 $3,666,658 546,501
2022-05-05 02:21 2022-05-02 CPSS CONSUMER PORTFOLIO SERVICES, INC. Straten Laurie Officer OPT+S $11.50 50,000 $575,000 114,450
2022-05-05 03:06 2022-05-02 CPSS CONSUMER PORTFOLIO SERVICES, INC. Lavin Michael T. Officer SELL $11.80 30,000 $354,045 200,989
2022-05-04 00:38 2022-04-29 CMPO GPGI, Inc. Bleichroeder LP 10% owner BUY $7.68 99,739 $766,155 2,095,331
2022-05-03 01:22 2022-04-28 CPSS CONSUMER PORTFOLIO SERVICES, INC. Lavin Michael T. Officer SELL $11.77 37,960 $446,816 230,989
2022-04-30 00:25 2022-04-27 UPST Upstart Holdings, Inc. Nicoll Alison Officer OPT+S $73.22 7,500 $549,146 186,367
2022-04-29 23:48 2022-04-28 AXP AMERICAN EXPRESS CO Squeri Stephen J Director, Officer SELL $178.38 48,160 $8,590,632 31,285
2022-04-29 00:26 2022-04-26 CMPO GPGI, Inc. Tikvah Management LLC 10% owner BUY $7.22 16,900 $121,949 2,750,512
2022-04-28 00:52 2022-04-25 CPSS CONSUMER PORTFOLIO SERVICES, INC. Robinson Teri Officer SELL $11.51 49,034 $564,416 327,800
2022-04-28 01:56 2022-04-25 CPSS CONSUMER PORTFOLIO SERVICES, INC. Fritz Jeffrey P Officer SELL $11.20 25,000 $280,065 280,000
2022-04-27 01:28 2022-04-22 CMPO GPGI, Inc. Bleichroeder LP 10% owner BUY $7.27 142,844 $1,038,876 1,995,592
2022-04-26 03:10 2022-04-21 CPSS CONSUMER PORTFOLIO SERVICES, INC. Lavin Michael T. Officer SELL $12.27 1,051 $12,891 268,949
2022-04-26 01:53 2022-04-21 CPSS CONSUMER PORTFOLIO SERVICES, INC. Robinson Teri Officer SELL $12.01 966 $11,601 376,834
2022-04-22 23:19 2022-04-20 UPST Upstart Holdings, Inc. Nicoll Alison Officer OPT+S $81.30 7,500 $609,786 186,367
SHOW ENTRIES

Sector-Wide Insider Alpha

Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.

SEC Filings in Finance Services

Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.

UNDERSTANDING THE DATA

FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.

TRADE DATE: The actual day the insider executed the purchase or sale in the market.

INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.

OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.

CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.

TRADE TYPES DEFINITIONS

BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.

SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.

OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.