Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-01-30 01:19 | 2020-01-27 | AXP | AMERICAN EXPRESS CO | Joabar Raymond | Officer | OPT+S | $131.21 | 17,544 | $2,301,948 | 5,615 |
| 2020-01-29 01:30 | 2020-01-24 | AXP | AMERICAN EXPRESS CO | Seeger Laureen | Officer | OPT+S | $136.04 | 27,571 | $3,750,797 | 26,168 |
| 2020-01-28 04:40 | 2020-01-24 | VEL | Velocity Financial, Inc. | Cowell Joseph A | Officer | BUY | $13.77 | 722 | $9,942 | 722 |
| 2020-01-25 02:32 | 2020-01-24 | VEL | Velocity Financial, Inc. | Oltmann Christopher J | Officer | BUY | $13.91 | 750 | $10,433 | 750 |
| 2020-01-04 00:31 | 2020-01-02 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | OPT+S | $64.49 | 10,000 | $644,872 | 51,800 |
| 2020-01-04 01:26 | 2019-12-31 | SYF | Synchrony Financial | Graylin Will W | Director | SELL | $36.02 | 7,500 | $270,150 | 62,659 |
| 2019-12-26 20:53 | 2019-12-23 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | SELL | $5.75 | 100 | $575 | 650 |
| 2019-12-27 00:31 | 2019-12-20 | WIZP | Mawson Infrastructure Group Inc. | Rubini Jonathan Brian | 10% owner | BUY | $0.27 | 2,037,037 | $550,000 | 2,455,739 |
| 2019-12-18 02:22 | 2019-12-16 | MCVT | SUI Group Holdings Ltd. | BERMAN LYLE | Director | BUY | $0.50 | 20,000 | $10,000 | 20,000 |
| 2019-12-18 02:22 | 2019-12-16 | MCVT | SUI Group Holdings Ltd. | POLINSKY DOUGLAS MICHAEL | Director, Officer | BUY | $0.61 | 24,031 | $14,743 | 262,395 |
| 2019-12-18 02:23 | 2019-12-16 | MCVT | SUI Group Holdings Ltd. | GERACI JOSEPH ANTHONY II | Director, Officer | BUY | $0.61 | 24,031 | $14,743 | 445,791 |
| 2019-12-18 02:22 | 2019-12-16 | MCVT | SUI Group Holdings Ltd. | LISZT HOWARD P | Director | BUY | $0.50 | 13,075 | $6,538 | 20,000 |
| 2019-12-18 02:21 | 2019-12-16 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $0.50 | 13,075 | $6,538 | 20,000 |
| 2019-12-12 01:50 | 2019-12-09 | WD | Walker & Dunlop, Inc. | Bowers Alan J | Director | BUY | $65.83 | 156 | $10,271 | 36,648 |
| 2019-12-11 00:10 | 2019-12-06 | SYF | Synchrony Financial | MELITO DAVID P | Officer | SELL | $38.00 | 4,989 | $189,582 | 18,674 |
| 2019-12-05 01:32 | 2019-12-02 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Director, Officer | SELL | $117.96 | 15,000 | $1,769,382 | 180,296 |
| 2019-12-04 00:31 | 2019-12-02 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | OPT+S | $65.51 | 11,496 | $753,095 | 51,800 |
| 2019-12-03 01:56 | 2019-11-27 | MCVT | SUI Group Holdings Ltd. | GERACI JOSEPH ANTHONY II | Director, Officer | BUY | $0.85 | 1,000 | $850 | 421,750 |
| 2019-12-03 02:50 | 2019-11-27 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $0.71 | 1,925 | $1,367 | 6,925 |
| 2019-11-27 00:22 | 2019-11-22 | MCVT | SUI Group Holdings Ltd. | ZIPKIN LAURENCE S | Director | BUY | $0.70 | 5,000 | $3,500 | 5,000 |
| 2019-11-22 20:26 | 2019-11-22 | MARA | MARA Holdings, Inc. | OKAMOTO MERRICK D | Director, Officer | BUY | $0.99 | 25,000 | $24,735 | 53,875 |
| 2019-11-22 20:46 | 2019-11-20 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | SELL | $5.33 | 150 | $800 | 750 |
| 2019-11-22 00:15 | 2019-11-19 | WD | Walker & Dunlop, Inc. | Lucas Richard M | Officer | OPT+S | $65.71 | 19,433 | $1,277,026 | 122,416 |
| 2019-11-22 00:40 | 2019-11-20 | MCVT | SUI Group Holdings Ltd. | POLINSKY DOUGLAS MICHAEL | Director, Officer | BUY | $0.56 | 5,000 | $2,800 | 238,364 |
| 2019-11-22 00:42 | 2019-11-19 | MCVT | SUI Group Holdings Ltd. | GERACI JOSEPH ANTHONY II | Director, Officer, 10% owner | BUY | $0.57 | 8,000 | $4,550 | 420,750 |
| 2019-11-15 01:18 | 2019-11-13 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | SELL | $3.42 | 40,000 | $136,800 | 250,744 |
| 2019-11-13 03:42 | 2019-11-07 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | SELL | $3.42 | 13,369 | $45,722 | 290,744 |
| 2019-11-05 00:30 | 2019-11-01 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | OPT+S | $62.71 | 10,000 | $627,121 | 51,800 |
| 2019-10-29 17:08 | 2019-10-25 | AXP | AMERICAN EXPRESS CO | Pickett Denise | Officer | SELL | $118.39 | 2,400 | $284,136 | 7,411 |
| 2019-10-25 21:20 | 2019-10-23 | AXP | AMERICAN EXPRESS CO | Leonsis Theodore | Director | SELL | $116.44 | 8,420 | $980,425 | 11,580 |
| 2019-10-10 18:50 | 2019-10-09 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.51 | 699,900 | $7,352,939 | 132,285 |
| 2019-10-07 17:17 | 2019-10-03 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.52 | 100 | $1,052 | 832,185 |
| 2019-10-03 01:15 | 2019-09-30 | OPRT | Oportun Financial Corp | Madrone Partners, L.P. | 10% owner | SELL | $15.00 | 1,976,455 | $29,646,825 | 2,109,410 |
| 2019-10-03 01:27 | 2019-10-01 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | OPT+S | $55.16 | 10,000 | $551,607 | 51,800 |
| 2019-10-02 23:14 | 2019-09-30 | SYF | Synchrony Financial | Graylin Will W | Director | SELL | $33.71 | 7,500 | $252,825 | 69,162 |
| 2019-10-01 04:53 | 2019-09-30 | OPRT | Oportun Financial Corp | PASCARELLA CARL | Director | SELL | $15.00 | 240,000 | $3,600,000 | 248,857 |
| 2019-09-27 20:39 | 2019-09-24 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | SELL | $5.05 | 192 | $970 | 900 |
| 2019-09-26 16:29 | 2019-09-24 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.50 | 113,937 | $1,196,339 | 832,285 |
| 2019-09-24 00:51 | 2019-09-19 | FGCO | Financial Gravity Companies, Inc. | Buckner Debra Lynn | Officer | SELL | $0.35 | 4,500 | $1,584 | 1,000 |
| 2019-09-24 00:51 | 2019-05-20 | FGCO | Financial Gravity Companies, Inc. | Buckner Debra Lynn | Officer | BUY | $0.33 | 5,500 | $1,825 | 5,500 |
| 2019-09-13 15:47 | 2019-09-12 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.50 | 25,260 | $265,230 | 946,222 |
| 2019-09-11 23:37 | 2019-09-09 | WD | Walker & Dunlop, Inc. | Bowers Alan J | Director | BUY | $51.55 | 198 | $10,212 | 36,492 |
| 2019-09-11 14:04 | 2019-09-09 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.51 | 3,999 | $42,029 | 971,482 |
| 2019-09-11 19:11 | 2019-09-09 | VSTR | Netcapital Inc. | Lenk Cecilia | Director, Officer | BUY | $0.01 | 25,000,000 | $300,000 | 45,000,000 |
| 2019-09-11 18:59 | 2019-09-09 | VSTR | Netcapital Inc. | Kraysler Coreen Sarah | Officer | BUY | $0.01 | 25,000,000 | $300,000 | 45,000,000 |
| 2019-09-10 01:00 | 2019-09-06 | GDOT | GREEN DOT CORP | Narlinger Brett | Officer | SELL | $28.32 | 5,602 | $158,634 | 66,022 |
| 2019-09-06 00:00 | 2019-09-03 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Director, Officer | SELL | $118.33 | 15,000 | $1,774,919 | 195,296 |
| 2019-09-03 16:42 | 2019-08-30 | MARA | MARA Holdings, Inc. | OKAMOTO MERRICK D | Director, Officer | BUY | $1.56 | 5,000 | $7,807 | 28,875 |
| 2019-09-03 18:36 | 2019-08-30 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.50 | 5,900 | $61,950 | 975,481 |
| 2019-08-30 19:35 | 2019-08-29 | MARA | MARA Holdings, Inc. | OKAMOTO MERRICK D | Director, Officer | BUY | $1.61 | 2,000 | $3,212 | 23,875 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.