Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-08-28 14:07 | 2019-08-22 | LMFA | LM FUNDING AMERICA, INC. | Craven House Capital North America LLC | 10% owner | BUY | $0.88 | 44,366 | $38,967 | 818,675 |
| 2019-08-26 23:51 | 2019-08-26 | IKNX | TERAWULF INC. | Lee Darrell B | Director | BUY | $6.47 | 2,000 | $12,939 | 7,711 |
| 2019-08-20 22:17 | 2019-08-16 | KBLM | FORUM MARKETS Inc | MIZUHO SECURITIES USA LLC | 10% owner | SELL | $10.48 | 200,000 | $2,096,000 | 764,000 |
| 2019-08-20 20:46 | 2019-08-19 | LMFA | LM FUNDING AMERICA, INC. | McCree Douglas I. | Director | BUY | $0.91 | 1,000 | $910 | 2,050 |
| 2019-08-16 00:00 | 2019-08-13 | WD | Walker & Dunlop, Inc. | Walker William M | Director, Officer | SELL | $56.15 | 90,389 | $5,075,614 | 1,302,664 |
| 2019-08-16 00:00 | 2019-08-13 | WD | Walker & Dunlop, Inc. | THEOBALD STEPHEN P | Officer | SELL | $57.26 | 10,000 | $572,596 | 75,976 |
| 2019-08-15 18:22 | 2019-08-14 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.49 | 150,004 | $1,573,542 | 981,381 |
| 2019-08-13 15:37 | 2019-08-12 | MFIN | MEDALLION FINANCIAL CORP | Poulton Donald S. | Officer | BUY | $4.58 | 2,200 | $10,069 | 76,531 |
| 2019-08-12 15:32 | 2019-08-08 | MFIN | MEDALLION FINANCIAL CORP | RUDNICK DAVID L | Director | BUY | $4.75 | 5,000 | $23,769 | 213,853 |
| 2019-08-12 15:30 | 2019-08-08 | MFIN | MEDALLION FINANCIAL CORP | AARON HENRY L | Director | BUY | $4.72 | 10,000 | $47,228 | 10,000 |
| 2019-08-12 15:29 | 2019-08-08 | MFIN | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | BUY | $4.74 | 10,000 | $47,400 | 80,118 |
| 2019-08-12 15:27 | 2019-08-08 | MFIN | MEDALLION FINANCIAL CORP | TANENBAUM ALLAN J | Director | BUY | $4.74 | 10,000 | $47,367 | 44,566 |
| 2019-08-08 16:39 | 2019-08-07 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.53 | 6,800 | $71,604 | 1,131,385 |
| 2019-08-07 13:57 | 2019-08-05 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.53 | 200 | $2,106 | 1,138,185 |
| 2019-08-05 23:23 | 2019-08-01 | MSTR | Strategy Inc | RECHAN LESLIE J | Director | BUY | $136.98 | 1,900 | $260,262 | 1,900 |
| 2019-08-02 18:52 | 2019-08-01 | AXP | AMERICAN EXPRESS CO | CAMPBELL JEFFREY C | Officer | SELL | $124.91 | 7,045 | $879,964 | 55,934 |
| 2019-07-26 17:30 | 2019-07-25 | AXP | AMERICAN EXPRESS CO | Fabara Paul D | Officer | OPT+S | $127.06 | 15,455 | $1,963,712 | 31,494 |
| 2019-07-25 17:27 | 2019-07-24 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.49 | 100 | $1,049 | 1,138,385 |
| 2019-07-12 23:39 | 2019-07-10 | SYF | Synchrony Financial | MELITO DAVID P | Officer | SELL | $36.00 | 3,204 | $115,344 | 23,567 |
| 2019-06-24 17:58 | 2019-06-20 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.48 | 600 | $6,288 | 1,138,485 |
| 2019-06-20 23:09 | 2019-06-19 | ANY | Sphere 3D Corp | Kalbfleisch Kurt L. | Officer | OPT+S | $1.58 | 1,083 | $1,711 | 9,336 |
| 2019-06-18 23:15 | 2019-06-14 | SYF | Synchrony Financial | KEANE MARGARET M | Director, Officer | OPT+S | $33.82 | 125,000 | $4,227,500 | 523,901 |
| 2019-06-18 15:38 | 2019-06-14 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.48 | 300 | $3,144 | 1,139,085 |
| 2019-06-12 15:33 | 2019-06-10 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.48 | 435 | $4,559 | 1,139,385 |
| 2019-06-12 20:01 | 2019-06-10 | AXP | AMERICAN EXPRESS CO | CAMPBELL JEFFREY C | Officer | SELL | $122.93 | 6,500 | $799,032 | 62,979 |
| 2019-06-07 18:42 | 2019-05-30 | LMFA | LM FUNDING AMERICA, INC. | Craven House Capital North America LLC | 10% owner | BUY | $1.28 | 134,309 | $171,916 | 774,309 |
| 2019-06-06 23:31 | 2019-06-05 | WD | Walker & Dunlop, Inc. | Bowers Alan J | Director | BUY | $51.75 | 196 | $10,154 | 36,294 |
| 2019-06-05 20:06 | 2019-06-03 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Director, Officer | SELL | $114.69 | 15,000 | $1,720,295 | 210,296 |
| 2019-06-05 02:25 | 2019-06-03 | GDOT | GREEN DOT CORP | Alt Konrad | Officer | SELL | $41.91 | 919 | $38,513 | 76,624 |
| 2019-05-31 17:01 | 2019-05-29 | KBLM | FORUM MARKETS Inc | OXFORD ASSET MANAGEMENT LLP | 10% owner | SELL | $10.48 | 500 | $5,240 | 1,139,820 |
| 2019-05-31 00:13 | 2019-05-29 | GDOT | GREEN DOT CORP | Bridgforth-Hodges Glinda | Director | SELL | $47.43 | 6,787 | $321,879 | 8,778 |
| 2019-05-31 00:10 | 2019-05-28 | GDOT | GREEN DOT CORP | Date Rajeev V | Director | SELL | $48.32 | 1,736 | $83,891 | 2,578 |
| 2019-05-30 22:09 | 2019-05-28 | AXP | AMERICAN EXPRESS CO | Seeger Laureen | Officer | OPT+S | $119.25 | 44,584 | $5,316,709 | 35,791 |
| 2019-05-25 00:18 | 2019-05-24 | GDOT | GREEN DOT CORP | Narlinger Brett | Officer | SELL | $48.87 | 5,532 | $270,353 | 76,022 |
| 2019-05-23 23:30 | 2019-05-23 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $52.51 | 76,176 | $4,000,002 | 312,321 |
| 2019-05-22 21:11 | 2019-05-22 | CNCG | Marygold Companies, Inc. | Neibert David Wayne | Director, Officer | BUY | $1.09 | 500 | $545 | 36,748 |
| 2019-05-21 21:33 | 2019-05-20 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Director, Officer | OPT+S | $119.95 | 101,964 | $12,230,582 | 225,296 |
| 2019-05-17 23:41 | 2019-05-16 | ANY | Sphere 3D Corp | CYRUS CAPITAL PARTNERS, L.P. | 10% owner | SELL | $2.08 | 125,315 | $261,031 | 145,301 |
| 2019-05-17 23:37 | 2019-05-17 | MFIN | MEDALLION FINANCIAL CORP | Munson Thomas J. | Officer | SELL | $7.34 | 4,248 | $31,171 | 15,122 |
| 2019-05-16 23:30 | 2019-05-15 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | SELL | $53.96 | 8,800 | $474,872 | 51,800 |
| 2019-05-09 01:19 | 2019-05-06 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $65.11 | 1,250 | $81,394 | 591,740 |
| 2019-05-08 22:11 | 2019-05-06 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $7.29 | 2,116 | $15,431 | 385,333 |
| 2019-05-03 23:46 | 2019-05-02 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $65.00 | 6,250 | $406,271 | 592,990 |
| 2019-05-02 23:58 | 2019-05-01 | GDOT | GREEN DOT CORP | Alt Konrad | Officer | SELL | $64.15 | 919 | $58,954 | 77,543 |
| 2019-04-30 23:07 | 2019-04-26 | SYF | Synchrony Financial | MELITO DAVID P | Officer | SELL | $34.25 | 6,014 | $205,993 | 26,666 |
| 2019-04-30 00:24 | 2019-04-25 | AXP | AMERICAN EXPRESS CO | Pickett Denise | Officer | OPT+S | $116.21 | 17,964 | $2,087,596 | 12,340 |
| 2019-04-27 00:35 | 2019-04-24 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | OPT+S | $113.95 | 94,488 | $10,766,908 | 46,470 |
| 2019-04-26 00:10 | 2019-04-24 | AXP | AMERICAN EXPRESS CO | O'Neill Michael John | Officer | OPT+S | $113.94 | 15,749 | $1,794,441 | 54,192 |
| 2019-04-24 01:00 | 2019-04-21 | WIZP | Mawson Infrastructure Group Inc. | Danenberg Noam | Officer | BUY | $1.00 | 125,000 | $125,000 | 165,100 |
| 2019-04-20 02:02 | 2019-04-17 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | OPT+S | $5.00 | 7,659 | $38,295 | 1,092 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.