Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-08-03 00:00 | 2018-08-01 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $53.90 | 25,000 | $1,347,503 | 631,406 |
| 2018-08-02 20:05 | 2018-07-31 | PIH | FG Nexus Inc. | Fundamental Global Investors, LLC | Director, 10% owner | BUY | $7.13 | 75,000 | $534,825 | 738,187 |
| 2018-08-02 01:36 | 2018-08-01 | AXP | AMERICAN EXPRESS CO | CAMPBELL JEFFREY C | Officer | SELL | $99.73 | 9,000 | $897,552 | 59,768 |
| 2018-07-31 16:28 | 2018-07-30 | SYF | Synchrony Financial | Graylin Will W | Director | BUY | $29.51 | 10,000 | $295,100 | 70,713 |
| 2018-07-31 16:17 | 2018-07-30 | SYF | Synchrony Financial | NAYLOR JEFFREY G | Director | BUY | $29.57 | 5,000 | $147,850 | 47,997 |
| 2018-07-31 16:26 | 2018-07-30 | SYF | Synchrony Financial | GUTHRIE ROY A | Director | BUY | $29.53 | 10,000 | $295,300 | 25,997 |
| 2018-07-31 04:29 | 2018-06-25 | KNWN | USBC, Inc. | Bosua Phillip | Director, Officer, 10% owner | BUY | $0.25 | 755,000 | $188,750 | 2,855,000 |
| 2018-07-27 00:00 | 2018-07-25 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | OPT+S | $58.19 | 22,632 | $1,316,933 | 59,145 |
| 2018-07-26 23:50 | 2018-07-24 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $82.95 | 28,828 | $2,391,366 | 27,402 |
| 2018-07-25 23:04 | 2015-12-21 | BFMC | RocketFuel Blockchain Inc. | Rouf Henrik | 10% owner | BUY | $2.00 | 518,333 | $1,036,666 | 1,023,888 |
| 2018-07-25 23:04 | 2015-09-21 | BFMC | RocketFuel Blockchain Inc. | Rouf Henrik | 10% owner | SELL | $1.55 | 889,652 | $1,381,185 | 375,347 |
| 2018-07-25 23:18 | 2016-07-25 | BFMC | RocketFuel Blockchain Inc. | Oerbekker Henrik | 10% owner | BUY | $2.00 | 528,541 | $1,057,082 | 904,792 |
| 2018-07-25 23:18 | 2015-12-21 | BFMC | RocketFuel Blockchain Inc. | Oerbekker Henrik | 10% owner | SELL | $1.72 | 835,416 | $1,434,911 | 829,792 |
| 2018-07-20 00:46 | 2018-07-17 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $80.34 | 32,850 | $2,639,179 | 43,575 |
| 2018-07-19 00:00 | 2018-07-16 | WD | Walker & Dunlop, Inc. | Lucas Richard M | Officer | OPT+S | $57.46 | 16,000 | $919,434 | 113,870 |
| 2018-07-18 19:09 | 2018-07-13 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | SELL | $5.26 | 500 | $2,630 | 1,374 |
| 2018-07-18 03:30 | 2018-07-16 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $78.01 | 10,000 | $780,075 | 667,020 |
| 2018-07-17 00:25 | 2018-07-12 | ANY | Sphere 3D Corp | Yeh Jenny C | Officer | SELL | $0.47 | 1,297 | $610 | 13,486 |
| 2018-07-12 23:07 | 2018-07-10 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | CITIGROUP INC | 10% owner | SELL | $4.00 | 5 | $20 | 1,999,995 |
| 2018-07-12 23:18 | 2018-07-11 | ANY | Sphere 3D Corp | Yeh Jenny C | Officer | OPT+S | $0.39 | 836 | $326 | 14,783 |
| 2018-07-12 23:17 | 2018-07-11 | ANY | Sphere 3D Corp | Kalbfleisch Kurt L. | Officer | OPT+S | $0.39 | 836 | $326 | 43,633 |
| 2018-07-13 02:12 | 2018-07-10 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $78.32 | 23,922 | $1,873,614 | 58,054 |
| 2018-07-11 00:59 | 2018-07-09 | KNWN | USBC, Inc. | ERICKSON RONALD P | Director | BUY | $0.25 | 800,000 | $200,000 | 910,001 |
| 2018-07-10 23:23 | 2018-06-25 | KNWN | USBC, Inc. | Bosua Phillip | Director, Officer, 10% owner | BUY | $0.25 | 500,000 | $125,000 | 2,600,000 |
| 2018-07-07 00:03 | 2018-07-03 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $75.06 | 30,722 | $2,305,920 | 63,607 |
| 2018-07-06 00:24 | 2018-07-02 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | SELL | $74.10 | 9,114 | $675,369 | 81,834 |
| 2018-07-04 00:00 | 2018-07-02 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $55.82 | 25,000 | $1,395,543 | 656,406 |
| 2018-06-30 00:01 | 2018-06-27 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | OPT+S | $56.17 | 22,632 | $1,271,224 | 62,895 |
| 2018-06-29 00:04 | 2018-06-26 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $73.18 | 28,671 | $2,098,152 | 90,948 |
| 2018-06-27 20:42 | 2018-06-25 | LMFA | LM FUNDING AMERICA, INC. | McCree Douglas I. | Director | BUY | $0.42 | 5,000 | $2,122 | 10,000 |
| 2018-06-28 00:00 | 2018-06-25 | WD | Walker & Dunlop, Inc. | Lucas Richard M | Officer | OPT+S | $57.60 | 20,000 | $1,152,006 | 113,870 |
| 2018-06-22 00:51 | 2018-06-19 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $77.59 | 32,857 | $2,549,338 | 107,124 |
| 2018-06-20 23:32 | 2018-06-19 | ANY | Sphere 3D Corp | Yeh Jenny C | Officer | OPT+S | $0.52 | 7,959 | $4,139 | 13,486 |
| 2018-06-20 23:29 | 2018-06-19 | ANY | Sphere 3D Corp | Kalbfleisch Kurt L. | Officer | OPT+S | $0.52 | 8,952 | $4,655 | 42,336 |
| 2018-06-20 23:29 | 2018-06-19 | ANY | Sphere 3D Corp | Kelly Eric | Director, Officer | OPT+S | $0.52 | 21,515 | $11,188 | 78,386 |
| 2018-06-20 00:15 | 2018-06-15 | MGTI | MGT CAPITAL INVESTMENTS, INC. | LADD ROBERT | Director, Officer | SELL | $1.01 | 600,000 | $607,680 | 2,540,000 |
| 2018-06-18 15:30 | 2018-06-14 | MFIN | MEDALLION FINANCIAL CORP | TANENBAUM ALLAN J | Director | BUY | $5.55 | 10,000 | $55,482 | 34,566 |
| 2018-06-15 01:32 | 2018-06-13 | N/A | NetBrands Corp. | McKillop James K | SELL | $975.00 | 9,750,000 | $9,506,250,000 | 250,000 | |
| 2018-06-15 00:17 | 2018-06-12 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $77.96 | 23,922 | $1,864,916 | 121,610 |
| 2018-06-15 01:34 | 2018-06-13 | N/A | NetBrands Corp. | CASSIDY JAMES M | SELL | $975.00 | 9,750,000 | $9,506,250,000 | 250,000 | |
| 2018-06-13 21:32 | 2018-06-12 | ANY | Sphere 3D Corp | Yeh Jenny C | Officer | OPT+S | $0.52 | 2,133 | $1,101 | 0 |
| 2018-06-13 21:32 | 2018-06-12 | ANY | Sphere 3D Corp | Kalbfleisch Kurt L. | Officer | OPT+S | $0.48 | 853 | $409 | 27,154 |
| 2018-06-13 00:14 | 2018-06-11 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $76.97 | 10,000 | $769,690 | 682,342 |
| 2018-06-08 18:19 | 2017-09-14 | PIH | FG Nexus Inc. | Case Dan E | Officer | BUY | $8.00 | 300 | $2,400 | 68,027 |
| 2018-06-09 00:00 | 2018-06-06 | WD | Walker & Dunlop, Inc. | Bowers Alan J | Director | BUY | $57.24 | 128 | $7,331 | 33,732 |
| 2018-06-07 23:51 | 2018-06-05 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $74.90 | 39,895 | $2,988,116 | 127,163 |
| 2018-06-07 00:00 | 2018-06-04 | WD | Walker & Dunlop, Inc. | Lucas Richard M | Officer | OPT+S | $57.16 | 20,000 | $1,143,228 | 113,870 |
| 2018-06-07 00:51 | 2018-06-05 | GDOT | GREEN DOT CORP | Unruh Jess | Officer | SELL | $75.00 | 5,665 | $424,875 | 100,834 |
| 2018-06-05 20:11 | 2018-06-01 | AXP | AMERICAN EXPRESS CO | CAMPBELL JEFFREY C | Officer | SELL | $98.79 | 9,000 | $889,103 | 68,768 |
| 2018-06-05 00:00 | 2018-06-01 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $56.20 | 25,000 | $1,404,940 | 681,406 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.