Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-09-11 21:01 | 2017-09-07 | AXP | AMERICAN EXPRESS CO | Sobbott Susan | Officer | SELL | $84.39 | 6,000 | $506,340 | 36,552 |
| 2017-09-12 00:05 | 2017-09-07 | PIH | FG Nexus Inc. | Case Dan E | Officer | BUY | $7.44 | 3,184 | $23,701 | 13,417 |
| 2017-09-11 23:16 | 2017-09-07 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $45.10 | 1,000 | $45,100 | 47,983 |
| 2017-09-07 23:54 | 2017-09-06 | PIH | FG Nexus Inc. | Hill John S | Officer | BUY | $7.32 | 1,696 | $12,423 | 5,200 |
| 2017-09-07 23:58 | 2017-09-05 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $47.62 | 7,995 | $380,709 | 214,345 |
| 2017-09-02 01:37 | 2017-09-01 | GDOT | GREEN DOT CORP | Aldrich Kenneth C | Director | SELL | $48.28 | 10,000 | $482,800 | 170,000 |
| 2017-09-01 19:27 | - | INTV | MedWellAI, Inc. | Rubakh Steve | Director, Officer, 10% owner | BUY | $0.00 | 4,250,000 | $5,100 | 37,564,629 |
| 2017-09-02 00:10 | 2017-08-30 | MGTI | MGT CAPITAL INVESTMENTS, INC. | HOLMES HUGH ROBERT | Director | SELL | $3.85 | 100,000 | $385,480 | 788,819 |
| 2017-09-01 00:57 | 2017-08-29 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $47.70 | 7,995 | $381,373 | 214,345 |
| 2017-08-28 20:41 | 2017-08-25 | ATAX | Greystone Housing Impact Investors LP | KRAUSS GEORGE H | Director | BUY | $6.32 | 3,719 | $23,500 | 112,750 |
| 2017-08-29 00:10 | 2017-08-24 | MGTI | MGT CAPITAL INVESTMENTS, INC. | LADD ROBERT | Director, Officer | SELL | $2.76 | 100,000 | $276,400 | 2,240,000 |
| 2017-08-25 23:57 | 2017-08-24 | PIH | FG Nexus Inc. | Hill John S | Officer | BUY | $7.90 | 129 | $1,019 | 6,204 |
| 2017-08-25 00:07 | 2017-08-22 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $46.94 | 7,995 | $375,312 | 214,345 |
| 2017-08-25 03:23 | 2017-08-22 | PIH | FG Nexus Inc. | Fundamental Global Investors, LLC | Director, 10% owner | BUY | $8.09 | 49,500 | $400,410 | 367,028 |
| 2017-08-24 01:03 | 2017-08-22 | PIH | FG Nexus Inc. | Hill John S | Officer | BUY | $7.95 | 537 | $4,267 | 5,000 |
| 2017-08-22 20:47 | 2017-08-18 | ATAX | Greystone Housing Impact Investors LP | Daffer Chad L | Officer | BUY | $6.17 | 20,000 | $123,480 | 232,168 |
| 2017-08-22 03:32 | 2017-08-17 | MCVT | SUI Group Holdings Ltd. | GERACI JOSEPH ANTHONY II | Director, Officer | BUY | $0.75 | 5,000 | $3,750 | 344,750 |
| 2017-08-22 03:17 | 2017-08-17 | PIH | FG Nexus Inc. | Fundamental Global Investors, LLC | Director, 10% owner | BUY | $8.05 | 34,580 | $278,421 | 317,528 |
| 2017-08-21 22:23 | 2017-08-17 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | SELL | $8.78 | 3,550 | $31,152 | 381,996 |
| 2017-08-21 23:01 | 2017-08-17 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | SELL | $8.75 | 26,529 | $232,219 | 381,967 |
| 2017-08-18 22:42 | 2017-08-16 | MCVT | SUI Group Holdings Ltd. | POLINSKY DOUGLAS MICHAEL | Director, Officer | BUY | $0.66 | 4,700 | $3,125 | 187,364 |
| 2017-08-19 01:18 | 2017-08-17 | GDOT | GREEN DOT CORP | Ricci John C | Officer | OPT+S | $47.21 | 20,707 | $977,642 | 70,456 |
| 2017-08-19 01:13 | 2017-08-16 | GDOT | GREEN DOT CORP | Bridgforth-Hodges Glinda | Director | SELL | $46.92 | 7,500 | $351,911 | 5,003 |
| 2017-08-18 19:39 | 2017-08-16 | ATAX | Greystone Housing Impact Investors LP | Daffer Chad L | Officer | BUY | $6.05 | 300 | $1,815 | 212,168 |
| 2017-08-18 00:06 | 2017-08-15 | PIH | FG Nexus Inc. | Case Dan E | Officer | BUY | $7.25 | 750 | $5,438 | 11,831 |
| 2017-08-18 01:23 | 2017-08-15 | GDOT | GREEN DOT CORP | Streit Steven W | Director, Officer | OPT+S | $46.74 | 7,995 | $373,671 | 214,345 |
| 2017-08-17 22:26 | 2017-08-15 | PIH | FG Nexus Inc. | Fundamental Global Investors, LLC | Director, 10% owner | BUY | $7.73 | 50,071 | $386,824 | 282,948 |
| 2017-08-16 23:23 | 2017-08-15 | PIH | FG Nexus Inc. | Hill John S | Officer | BUY | $7.36 | 3,538 | $26,037 | 4,204 |
| 2017-08-16 19:36 | 2017-08-14 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | SECOND CURVE CAPITAL LLC | 10% owner | SELL | $3.97 | 15,000 | $59,498 | 2,264,884 |
| 2017-08-15 20:19 | 2017-08-15 | PIH | FG Nexus Inc. | Horowitz Joshua | Director | BUY | $7.21 | 500 | $3,605 | 10,900 |
| 2017-08-16 02:12 | 2017-08-14 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $45.81 | 5,000 | $229,033 | 757,575 |
| 2017-08-16 02:10 | 2017-08-11 | GDOT | GREEN DOT CORP | Date Rajeev V | Director | SELL | $45.45 | 4,674 | $212,454 | 2,889 |
| 2017-08-15 23:15 | 2017-08-11 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $46.05 | 1,000 | $46,050 | 46,983 |
| 2017-08-11 23:05 | 2017-08-08 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $47.85 | 2,000 | $95,700 | 45,983 |
| 2017-08-10 22:05 | 2017-08-08 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | SECOND CURVE CAPITAL LLC | 10% owner | SELL | $3.90 | 5,000 | $19,489 | 2,279,884 |
| 2017-08-07 18:33 | 2017-08-02 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | SECOND CURVE CAPITAL LLC | 10% owner | SELL | $3.98 | 15,000 | $59,703 | 2,284,884 |
| 2017-08-04 04:07 | 2017-08-01 | GDOT | GREEN DOT CORP | Archer Kuan | Officer | OPT+S | $40.22 | 12,356 | $496,962 | 104,668 |
| 2017-08-04 04:10 | 2017-08-01 | GDOT | GREEN DOT CORP | Aldrich Kenneth C | Director | SELL | $39.90 | 10,000 | $398,969 | 180,000 |
| 2017-08-02 23:31 | 2017-07-31 | SYF | Synchrony Financial | MOTHNER JONATHAN S | Officer | SELL | $30.06 | 500 | $15,030 | 113,458 |
| 2017-08-03 00:15 | 2017-07-31 | AXP | AMERICAN EXPRESS CO | Williams Anre D | Officer | OPT+S | $85.24 | 53,111 | $4,527,182 | 59,481 |
| 2017-07-28 00:15 | 2017-07-25 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Officer | OPT+S | $85.41 | 94,792 | $8,096,185 | 204,359 |
| 2017-07-25 23:08 | 2017-07-24 | SYF | Synchrony Financial | Alves Paget Leonard | Director | BUY | $30.85 | 2,000 | $61,700 | 8,521 |
| 2017-07-26 00:18 | 2017-07-24 | AXP | AMERICAN EXPRESS CO | CHENAULT KENNETH I | Director, Officer | OPT+S | $84.62 | 789,503 | $66,805,375 | 1,060,333 |
| 2017-07-21 22:15 | 2017-07-21 | AXP | AMERICAN EXPRESS CO | Fabara Paul D | Officer | SELL | $85.88 | 5,981 | $513,648 | 16,490 |
| 2017-07-15 01:27 | 2017-07-12 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $39.86 | 5,000 | $199,325 | 762,575 |
| 2017-07-15 01:30 | 2017-07-12 | GDOT | GREEN DOT CORP | Aldrich Kenneth C | Director | SELL | $40.01 | 10,000 | $400,064 | 190,000 |
| 2017-07-07 16:00 | 2017-07-06 | VSUL | USBC, Inc. | ERICKSON RONALD P | Director, Officer | BUY | $0.23 | 2,000 | $460 | 20,934 |
| 2017-06-30 00:04 | 2017-06-27 | KBLM | FORUM MARKETS Inc | Polar Asset Management Partners Inc. | 10% owner | SELL | $9.70 | 12,500 | $121,250 | 1,487,500 |
| 2017-06-27 23:23 | 2017-06-23 | KBLMU | FORUM MARKETS Inc | KRAUSS MARLENE | Director, Officer, 10% owner | BUY | $10.00 | 27,500 | $275,000 | 3,252,500 |
| 2017-06-24 00:07 | 2017-03-31 | EMSF | MedWellAI, Inc. | Rubakh Steve | Director, Officer, 10% owner | SELL | $0.01 | 839,201 | $6,042 | 33,314,629 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.