Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-05-02 22:27 | 2017-04-28 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | SELL | $79.24 | 3,000 | $237,720 | 52,486 |
| 2017-05-02 23:47 | 2017-05-01 | SYF | Synchrony Financial | Graylin Will W | Director | BUY | $27.80 | 18,000 | $500,400 | 55,389 |
| 2017-05-03 01:30 | 2017-05-01 | GDOT | GREEN DOT CORP | Archer Kuan | Officer | OPT+S | $34.38 | 12,199 | $419,433 | 117,967 |
| 2017-05-02 23:48 | 2017-05-01 | SYF | Synchrony Financial | NAYLOR JEFFREY G | Director | BUY | $27.62 | 7,000 | $193,340 | 37,519 |
| 2017-04-27 22:41 | 2017-04-25 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | OPT+S | $80.78 | 46,950 | $3,792,621 | 56,726 |
| 2017-04-14 01:42 | 2017-04-12 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $32.94 | 5,000 | $164,724 | 785,062 |
| 2017-04-07 23:14 | 2017-04-05 | SYF | Synchrony Financial | MELITO DAVID P | Officer | SELL | $34.24 | 748 | $25,612 | 43,390 |
| 2017-04-05 22:36 | 2016-10-13 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | QUIST SCOTT M | Director, Officer, 10% owner | OPT+S | $6.31 | 29,393 | $185,470 | 6,616 |
| 2017-04-04 23:13 | 2017-04-03 | SYF | Synchrony Financial | MELITO DAVID P | Officer | SELL | $34.11 | 600 | $20,466 | 44,138 |
| 2017-03-20 15:48 | 2017-03-16 | MFIN | MEDALLION FINANCIAL CORP | RUDNICK DAVID L | Director | BUY | $2.04 | 2,663 | $5,433 | 34,553 |
| 2017-03-20 15:41 | 2017-03-16 | MFIN | MEDALLION FINANCIAL CORP | MURSTEIN ANDREW | Director, Officer | BUY | $2.13 | 5,000 | $10,672 | 237,335 |
| 2017-03-18 00:32 | 2017-03-16 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | POWELL CURTIS K | Officer | SELL | $5.27 | 7,004 | $36,889 | 220,956 |
| 2017-03-17 01:06 | 2017-03-10 | MFIN | MEDALLION FINANCIAL CORP | RUDNICK DAVID L | Director | BUY | $1.96 | 23,890 | $46,824 | 31,890 |
| 2017-03-15 00:05 | 2017-03-13 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $30.27 | 5,000 | $151,336 | 790,062 |
| 2017-03-14 03:02 | 2017-03-09 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | POWELL CURTIS K | Officer | SELL | $5.34 | 21,120 | $112,884 | 227,960 |
| 2017-03-11 03:49 | 2017-02-27 | GDOT | GREEN DOT CORP | Ricci John C | Officer | SELL | $29.91 | 78,287 | $2,341,392 | 53,416 |
| 2017-03-10 23:03 | 2017-03-08 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | CREATURA MARK | Officer | SELL | $5.29 | 10,000 | $52,853 | 348,600 |
| 2017-03-07 03:38 | 2017-03-02 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | ROBERTS WILLIAM B | Director | SELL | $5.27 | 10,000 | $52,700 | 749,078 |
| 2017-03-03 01:06 | 2017-03-01 | GDOT | GREEN DOT CORP | Archer Kuan | Officer | SELL | $29.65 | 12,300 | $364,743 | 99,257 |
| 2017-03-02 00:41 | 2017-02-27 | SYF | Synchrony Financial | MOTHNER JONATHAN S | Officer | OPT+S | $36.39 | 1,500 | $54,580 | 104,238 |
| 2017-03-02 00:40 | 2017-02-28 | SYF | Synchrony Financial | KEANE MARGARET M | Director, Officer | OPT+S | $36.13 | 11,500 | $415,495 | 358,706 |
| 2017-03-02 00:40 | 2017-02-28 | SYF | Synchrony Financial | DOUBLES BRIAN D | Officer | OPT+S | $36.13 | 8,109 | $292,978 | 161,853 |
| 2017-02-28 23:32 | 2017-02-27 | RTTR | Qualigen Therapeutics Inc. | Step Michael D | Director, Officer | BUY | $2.65 | 10,000 | $26,480 | 37,000 |
| 2017-02-23 23:59 | 2017-02-22 | AXP | AMERICAN EXPRESS CO | Brennan John Joseph | Director | BUY | $79.74 | 4,000 | $318,940 | 4,000 |
| 2017-02-17 02:08 | 2017-02-15 | GDOT | GREEN DOT CORP | Archer Kuan | Officer | SELL | $26.78 | 12,096 | $323,928 | 111,557 |
| 2017-02-15 21:06 | 2017-02-13 | PIH | FG Nexus Inc. | Fundamental Global Investors, LLC | Director, 10% owner | BUY | $8.00 | 505,000 | $4,040,000 | 289,598 |
| 2017-02-15 01:56 | 2017-02-13 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $26.89 | 5,000 | $134,449 | 780,366 |
| 2017-02-08 01:16 | 2017-02-03 | AXP | AMERICAN EXPRESS CO | Cox L Kevin | Officer | OPT+S | $77.93 | 32,726 | $2,550,285 | 2,112 |
| 2017-01-28 00:07 | 2017-01-25 | AXP | AMERICAN EXPRESS CO | Cox L Kevin | Officer | OPT+S | $78.01 | 77,006 | $6,007,215 | 8,264 |
| 2017-01-14 02:55 | 2017-01-12 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $24.80 | 5,000 | $124,015 | 785,366 |
| 2017-01-13 01:09 | 2017-01-10 | AXP | AMERICAN EXPRESS CO | Cox L Kevin | Officer | OPT+S | $78.00 | 54,574 | $4,256,772 | 10,751 |
| 2017-01-07 00:01 | 2017-01-04 | SYF | Synchrony Financial | MELITO DAVID P | Officer | OPT+S | $38.00 | 1,392 | $52,896 | 40,863 |
| 2017-01-06 01:49 | 2016-12-30 | STQN | STRATEGIC ACQUISITIONS INC /NV/ | OSHEA JOHN P | Director, Officer, 10% owner | SELL | $0.40 | 125,000 | $50,000 | 1,379,800 |
| 2017-01-05 02:10 | 2017-01-04 | BIOP | Riot Platforms, Inc. | Honig Barry C | 10% owner | BUY | $4.22 | 4,000 | $16,880 | 443,585 |
| 2016-12-16 19:35 | 2016-12-15 | MKTY | Soluna Holdings, Inc | MICHAELS DAVID C | Director | BUY | $1.50 | 5,000 | $7,500 | 44,412 |
| 2016-12-17 00:52 | 2016-12-15 | MFIN | MEDALLION FINANCIAL CORP | MURSTEIN ANDREW | Director, Officer | BUY | $3.57 | 7,000 | $25,019 | 232,335 |
| 2016-12-17 00:39 | 2016-12-15 | MFIN | MEDALLION FINANCIAL CORP | HALL LARRY D | Officer | SELL | $3.58 | 10,992 | $39,317 | 21,522 |
| 2016-12-15 22:02 | 2016-12-13 | MCVT | SUI Group Holdings Ltd. | POLINSKY DOUGLAS MICHAEL | Director, Officer | BUY | $0.30 | 2,500 | $750 | 182,664 |
| 2016-12-15 23:56 | 2016-12-13 | MCVT | SUI Group Holdings Ltd. | GERACI JOSEPH ANTHONY II | Director, Officer | BUY | $0.49 | 11,449 | $5,587 | 331,751 |
| 2016-12-15 02:10 | 2016-12-12 | GDOT | GREEN DOT CORP | Shifke Mark L | Officer | SELL | $25.26 | 5,000 | $126,290 | 799,845 |
| 2016-12-13 00:33 | 2016-12-08 | AXP | AMERICAN EXPRESS CO | Zukauckas Linda | Officer | SELL | $74.51 | 5,180 | $385,958 | 0 |
| 2016-12-13 02:46 | 2016-12-08 | PIH | FG Nexus Inc. | Fundamental Global Investors, LLC | 10% owner | BUY | $7.60 | 29,263 | $222,314 | 722,784 |
| 2016-12-13 00:39 | 2016-12-08 | MFIN | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | BUY | $3.64 | 100,000 | $363,850 | 1,268,182 |
| 2016-12-13 00:39 | 2016-12-08 | MFIN | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | SELL | $3.61 | 100,000 | $361,280 | 79,074 |
| 2016-12-09 22:41 | 2016-12-07 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | OPT+S | $74.39 | 46,779 | $3,479,890 | 48,568 |
| 2016-12-09 22:55 | 2016-12-07 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Officer | OPT+S | $74.31 | 34,755 | $2,582,644 | 206,731 |
| 2016-12-10 01:06 | 2016-12-07 | PIH | FG Nexus Inc. | KINGSWAY FINANCIAL SERVICES INC | 10% owner | SELL | $7.57 | 100,000 | $757,000 | 900,000 |
| 2016-12-08 18:14 | 2016-12-07 | PIH | FG Nexus Inc. | Fundamental Global Investors, LLC | 10% owner | BUY | $7.56 | 115,300 | $871,899 | 693,521 |
| 2016-12-08 00:30 | 2016-12-05 | WD | Walker & Dunlop, Inc. | Walker William M | Director, Officer | SELL | $29.94 | 34,557 | $1,034,578 | 1,357,918 |
| 2016-12-08 00:07 | 2016-12-05 | MSTR | Strategy Inc | Epstein Robert H | Director | OPT+S | $195.25 | 368 | $71,852 | 0 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.