Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-03-22 23:28 | 2016-03-18 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | SECOND CURVE CAPITAL LLC | 10% owner | SELL | $3.92 | 10,000 | $39,172 | 2,554,588 |
| 2016-03-22 23:15 | 2016-03-18 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $24.12 | 1,000 | $24,120 | 36,339 |
| 2016-03-21 22:45 | 2016-03-18 | ATAX | Greystone Housing Impact Investors LP | JUNG PATRICK J | Director | BUY | $5.25 | 2,800 | $14,691 | 24,800 |
| 2016-03-17 18:54 | 2016-03-16 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | SECOND CURVE CAPITAL LLC | 10% owner | SELL | $3.89 | 6,000 | $23,362 | 2,564,588 |
| 2016-03-16 15:44 | 2016-03-15 | TAXI | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | BUY | $9.08 | 5,000 | $45,380 | 174,074 |
| 2016-03-15 00:05 | 2016-03-10 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | SECOND CURVE CAPITAL LLC | 10% owner | SELL | $4.25 | 5,000 | $21,241 | 2,570,588 |
| 2016-03-14 15:40 | 2016-03-11 | TAXI | MEDALLION FINANCIAL CORP | MURSTEIN ANDREW | Director, Officer | BUY | $8.62 | 10,000 | $86,210 | 1,481,863 |
| 2016-03-11 22:37 | 2016-03-10 | ATAX | Greystone Housing Impact Investors LP | KRAUSS GEORGE H | Director | BUY | $5.16 | 1,350 | $6,971 | 87,868 |
| 2016-03-04 00:22 | 2016-03-03 | TAXI | MEDALLION FINANCIAL CORP | Silverman Marisa T. | Officer | BUY | $8.37 | 470 | $3,934 | 2,870 |
| 2016-03-03 04:29 | 2016-03-01 | STQN | STRATEGIC ACQUISITIONS INC /NV/ | OSHEA JOHN P | Director, Officer, 10% owner | BUY | $0.40 | 25,000 | $10,000 | 1,504,800 |
| 2016-03-02 16:40 | 2016-02-29 | TAXI | MEDALLION FINANCIAL CORP | MURSTEIN ALVIN | Director, Officer | BUY | $8.04 | 6,000 | $48,249 | 169,074 |
| 2016-03-01 16:46 | 2016-02-29 | TAXI | MEDALLION FINANCIAL CORP | Poulton Donald S. | Officer | BUY | $8.08 | 3,000 | $24,230 | 27,887 |
| 2016-03-01 01:15 | 2016-02-25 | GDOT | GREEN DOT CORP | Ricci John C | Officer | SELL | $20.04 | 14,100 | $282,564 | 172,296 |
| 2016-02-29 16:44 | 2016-02-25 | TAXI | MEDALLION FINANCIAL CORP | MURSTEIN ANDREW | Director, Officer | BUY | $7.47 | 24,800 | $185,296 | 1,471,863 |
| 2016-02-25 21:58 | 2016-02-23 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $11.04 | 1,719 | $18,975 | 441,690 |
| 2016-02-25 02:32 | 2016-02-22 | RTTR | Qualigen Therapeutics Inc. | Ritter Ira E. | Director, Officer, 10% owner | BUY | $1.60 | 6,250 | $10,000 | 6,250 |
| 2016-02-25 02:28 | 2016-02-22 | RTTR | Qualigen Therapeutics Inc. | Ritter Andrew J | Director, Officer, 10% owner | BUY | $1.60 | 6,250 | $10,000 | 6,250 |
| 2016-02-19 21:03 | 2016-01-14 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | OPT+S | $5.64 | 3,921 | $22,103 | 4,540 |
| 2016-02-17 17:00 | 2016-02-12 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $20.20 | 1,500 | $30,298 | 35,339 |
| 2016-02-03 21:19 | 2016-02-01 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | OPT+S | $5.54 | 2,400 | $13,296 | 821 |
| 2016-01-28 23:12 | 2016-01-26 | AXP | AMERICAN EXPRESS CO | WILLIAMS RONALD A | Director | BUY | $55.51 | 18,040 | $1,001,310 | 59,125 |
| 2016-01-16 01:07 | 2016-01-14 | GDOT | GREEN DOT CORP | Ricci John C | Officer | OPT+S | $15.49 | 7,866 | $121,844 | 186,396 |
| 2016-01-12 23:18 | 2016-01-11 | LMFA | LM FUNDING AMERICA, INC. | Graham Andrew L. | Director | BUY | $8.75 | 1,000 | $8,750 | 2,000 |
| 2016-01-12 00:40 | 2016-01-08 | RTTR | Qualigen Therapeutics Inc. | FOEHR MATTHEW W | Director | BUY | $1.64 | 13,000 | $21,320 | 17,000 |
| 2016-01-09 02:15 | 2016-01-07 | RTTR | Qualigen Therapeutics Inc. | Step Michael D | Director, Officer | BUY | $1.48 | 27,000 | $39,960 | 27,000 |
| 2016-01-09 01:50 | 2015-12-24 | CNCG | Marygold Companies, Inc. | Neibert David Wayne | Director, Officer | BUY | $0.04 | 100,018 | $3,501 | 1,047,577 |
| 2016-01-07 00:06 | 2016-01-04 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $28.20 | 15,000 | $422,939 | 979,208 |
| 2015-12-31 00:05 | 2015-07-31 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $24.28 | 204 | $4,952 | 3,100 |
| 2015-12-30 18:25 | 2015-12-29 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.88 | 1,169 | $1,029 | 180,758 |
| 2015-12-23 17:07 | 2015-12-22 | MKTY | Soluna Holdings, Inc | MICHAELS DAVID C | Director | BUY | $0.80 | 2,000 | $1,600 | 24,000 |
| 2015-12-22 00:05 | 2015-12-17 | IKNX | TERAWULF INC. | SIMONSON GERALD W | Director | BUY | $10.00 | 500 | $5,000 | 117,673 |
| 2015-12-21 20:05 | 2015-12-18 | ATAX | Greystone Housing Impact Investors LP | KRAUSS GEORGE H | BUY | $5.19 | 19,800 | $102,683 | 172,785 | |
| 2015-12-19 02:35 | 2015-12-17 | WD | Walker & Dunlop, Inc. | Walker William M | Director, Officer | OPT+S | $28.31 | 109,085 | $3,088,535 | 1,543,320 |
| 2015-12-18 00:14 | 2015-12-15 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Adams Chris | Director | BUY | $5.02 | 13,000 | $65,322 | 13,000 |
| 2015-12-16 21:56 | 2015-12-14 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $10.38 | 4,600 | $47,731 | 439,971 |
| 2015-12-10 16:29 | 2015-12-08 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.76 | 4,589 | $3,503 | 179,589 |
| 2015-12-02 03:39 | 2015-11-27 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | BUY | $4.70 | 10,000 | $46,950 | 317,744 |
| 2015-12-02 01:17 | 2015-11-30 | MGT | MGT CAPITAL INVESTMENTS, INC. | LADD ROBERT | Director, Officer | SELL | $0.25 | 100,000 | $25,000 | 273,603 |
| 2015-11-25 22:24 | 2015-11-23 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $10.88 | 1,427 | $15,529 | 435,371 |
| 2015-11-25 16:44 | 2015-11-24 | ATAX | Greystone Housing Impact Investors LP | Griffith Walter K | BUY | $5.35 | 10,000 | $53,500 | 25,000 | |
| 2015-11-24 22:08 | 2015-11-20 | AXP | AMERICAN EXPRESS CO | Gupta Ashwini | Officer | OPT+S | $72.48 | 103,084 | $7,471,085 | 120,091 |
| 2015-11-20 01:47 | 2015-11-17 | SYF | Synchrony Financial | COLAO DANIEL O | Director | BUY | $0.00 | 2,107 | $0 | 2,107 |
| 2015-11-20 01:46 | 2015-11-17 | SYF | Synchrony Financial | KRATKY ANNE KENNELLY | Director | BUY | $0.00 | 1,639 | $0 | 1,639 |
| 2015-11-19 00:15 | 2015-11-16 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $28.00 | 43,897 | $1,229,116 | 996,708 |
| 2015-11-14 00:16 | 2015-11-11 | AXP | AMERICAN EXPRESS CO | Buckminster Douglas E. | Officer | OPT+S | $72.85 | 46,345 | $3,376,372 | 37,849 |
| 2015-11-13 22:22 | 2015-11-11 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $10.64 | 2,219 | $23,605 | 433,944 |
| 2015-11-12 21:17 | 2015-11-12 | ATAX | Greystone Housing Impact Investors LP | KRAUSS GEORGE H | BUY | $5.49 | 2,331 | $12,794 | 162,785 | |
| 2015-11-12 16:05 | 2015-11-10 | ATAX | Greystone Housing Impact Investors LP | YANNEY MICHAEL B | Officer | SELL | $5.35 | 19,000 | $101,650 | 28,167 |
| 2015-11-12 16:04 | 2015-11-10 | ATAX | Greystone Housing Impact Investors LP | YANNEY GAIL WALLING | SELL | $5.35 | 19,000 | $101,650 | 28,167 | |
| 2015-11-10 19:02 | 2015-11-09 | ATAX | Greystone Housing Impact Investors LP | YEUTTER CLAYTON K | BUY | $5.38 | 4,000 | $21,513 | 14,000 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.