Finance Services
Standard Industrial Classification: SIC 6199
Industry Insider Sentiment Analysis
The Finance Services sector (SIC 6199) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-11-23 05:30 | 2013-11-20 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.27 | 131,962 | $827,560 | 2,323,984 |
| 2013-11-19 04:39 | 2013-11-14 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.55 | 186,717 | $1,222,847 | 2,455,946 |
| 2013-11-18 20:11 | 2013-11-15 | IKNX | TERAWULF INC. | Shaw Karl G. | Officer | OPT+S | $16.50 | 2,400 | $39,600 | 0 |
| 2013-11-15 23:06 | 2013-11-15 | IKNX | TERAWULF INC. | ERICKSON RONDI | Director | BUY | $16.50 | 1,000 | $16,500 | 16,398 |
| 2013-11-13 04:45 | 2013-11-08 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.62 | 47,230 | $312,502 | 2,642,663 |
| 2013-11-13 01:17 | 2013-11-12 | WD | Walker & Dunlop, Inc. | SCHMALTZ DANA L | Director | BUY | $13.69 | 1,000 | $13,690 | 21,243 |
| 2013-11-08 05:07 | 2013-11-05 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.87 | 374,615 | $2,572,931 | 2,689,893 |
| 2013-11-06 00:19 | 2013-11-04 | AXP | AMERICAN EXPRESS CO | PARENT LOUISE M | Officer | OPT+S | $81.84 | 130,000 | $10,638,641 | 85,472 |
| 2013-11-05 02:05 | 2013-10-31 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Straten Laurie | Officer | SELL | $6.72 | 25,000 | $168,003 | 20,250 |
| 2013-11-05 00:46 | 2013-11-01 | AXP | AMERICAN EXPRESS CO | Glenn William H | Officer | OPT+S | $81.89 | 119,845 | $9,813,712 | 67,933 |
| 2013-10-30 19:50 | 2013-10-29 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | TERRY CHRIS | Officer | SELL | $7.06 | 7,174 | $50,683 | 50,000 |
| 2013-10-30 01:34 | 2013-10-25 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | TERRY CHRIS | Officer | SELL | $7.23 | 20,000 | $144,666 | 57,174 |
| 2013-10-26 00:30 | 2013-10-23 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | TERRY CHRIS | Officer | SELL | $7.36 | 11,825 | $87,083 | 77,174 |
| 2013-10-23 23:14 | 2013-10-21 | AXP | AMERICAN EXPRESS CO | Squeri Stephen J | Officer | OPT+S | $80.45 | 103,046 | $8,289,597 | 149,082 |
| 2013-10-21 23:24 | 2013-10-18 | AXP | AMERICAN EXPRESS CO | Bush James Peter | Officer | OPT+S | $80.52 | 45,418 | $3,657,185 | 61,605 |
| 2013-10-21 23:12 | 2013-10-18 | AXP | AMERICAN EXPRESS CO | Glenn William H | Officer | OPT+S | $79.75 | 172,452 | $13,753,771 | 87,778 |
| 2013-10-22 00:47 | 2013-10-17 | MARA | MARA Holdings, Inc. | SPANGENBERG ERICH | 10% owner | BUY | $0.00 | 150,000 | $0 | 150,000 |
| 2013-10-18 23:22 | 2013-10-18 | AXP | AMERICAN EXPRESS CO | Cox L Kevin | Officer | OPT+S | $79.99 | 66,737 | $5,338,146 | 35,731 |
| 2013-10-19 00:02 | 2013-10-18 | AXP | AMERICAN EXPRESS CO | PARENT LOUISE M | Officer | OPT+S | $79.64 | 130,000 | $10,352,862 | 85,472 |
| 2013-10-18 00:56 | 2013-10-15 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Quist S. Andrew | Director, Officer | SELL | $5.79 | 2,340 | $13,549 | 17,925 |
| 2013-10-04 02:21 | 2013-10-01 | GDOT | GREEN DOT CORP | Greenleaf Timothy R | Director | SELL | $26.37 | 50,000 | $1,318,500 | 369,954 |
| 2013-09-28 03:09 | 2013-09-25 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $5.70 | 18,372 | $104,785 | 1,167,613 |
| 2013-09-25 04:05 | 2013-09-20 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $5.96 | 28,948 | $172,490 | 1,185,985 |
| 2013-09-20 03:36 | 2013-09-17 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.05 | 28,443 | $172,146 | 1,214,933 |
| 2013-09-17 02:09 | 2013-09-12 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.05 | 22,280 | $134,825 | 1,243,376 |
| 2013-09-16 18:36 | 2013-09-12 | MKTY | Soluna Holdings, Inc | MICHAELS DAVID C | Director | BUY | $0.82 | 7,200 | $5,904 | 12,200 |
| 2013-09-16 23:21 | 2013-09-11 | VSUL | USBC, Inc. | Kruse Jeffrey Richard | BUY | $0.08 | 2,300 | $174 | 152,300 | |
| 2013-09-12 02:45 | 2013-09-10 | WD | Walker & Dunlop, Inc. | Warner Richard C | Officer | SELL | $14.97 | 7,502 | $112,305 | 25,520 |
| 2013-09-12 02:44 | 2013-09-09 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.07 | 89,830 | $545,439 | 1,265,656 |
| 2013-09-10 23:10 | 2013-09-10 | WD | Walker & Dunlop, Inc. | Smith Howard W III | Director, Officer | SELL | $15.05 | 10,000 | $150,500 | 1,078,807 |
| 2013-09-09 21:19 | 2013-09-05 | IKNX | TERAWULF INC. | NERGES JOSEPH R | 10% owner | BUY | $17.50 | 1,007 | $17,620 | 408,995 |
| 2013-09-07 03:51 | 2013-09-04 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | LEVINE LEICHTMAN CAPITAL PARTNERS INC | 10% owner | SELL | $6.05 | 22,127 | $133,930 | 1,355,486 |
| 2013-09-05 23:17 | 2013-09-03 | VSUL | USBC, Inc. | Kruse Jeffrey Richard | BUY | $0.08 | 30,000 | $2,250 | 150,000 | |
| 2013-09-04 20:04 | 2013-09-03 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.81 | 10,062 | $8,156 | 130,000 |
| 2013-09-04 03:39 | 2013-08-29 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | TERRY CHRIS | Officer | SELL | $5.91 | 12,571 | $74,273 | 88,999 |
| 2013-08-30 17:01 | 2013-08-29 | MKTY | Soluna Holdings, Inc | Jones Frederick W. | Officer | BUY | $0.80 | 1,500 | $1,200 | 29,668 |
| 2013-08-30 19:21 | 2013-08-29 | MKTY | Soluna Holdings, Inc | Marusak Thomas J | Director | BUY | $0.83 | 10,000 | $8,300 | 75,875 |
| 2013-08-30 19:45 | 2013-08-28 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $0.84 | 20,000 | $16,700 | 119,938 |
| 2013-08-29 00:26 | 2013-08-28 | ATAXZ | Greystone Housing Impact Investors LP | YANNEY MICHAEL B | Officer | BUY | $6.98 | 14,000 | $97,720 | 14,000 |
| 2013-08-28 00:03 | 2013-08-23 | SNFCA | SECURITY NATIONAL FINANCIAL CORP | Wilbur Norman G | Director | SELL | $5.82 | 3,616 | $21,045 | 5,622 |
| 2013-08-28 01:42 | 2013-08-26 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | POWELL CURTIS K | Officer | SELL | $6.14 | 5,000 | $30,704 | 130,250 |
| 2013-08-23 01:40 | 2013-08-20 | GDOT | GREEN DOT CORP | Keatley John L | Officer | SELL | $24.25 | 25,000 | $606,250 | 72,931 |
| 2013-08-21 01:42 | 2013-08-20 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Washer Greg | Director | BUY | $6.15 | 4,250 | $26,140 | 93,457 |
| 2013-08-17 04:43 | 2013-08-14 | CPSS | CONSUMER PORTFOLIO SERVICES, INC. | Haskell Richard Brian | Officer | OPT+S | $7.06 | 30,000 | $211,650 | 0 |
| 2013-08-16 01:01 | 2013-08-15 | GDOT | GREEN DOT CORP | Altman Samuel H. | Director | OPT+S | $24.11 | 10,750 | $259,166 | 1,154 |
| 2013-08-15 23:19 | 2013-08-13 | TAXI | MEDALLION FINANCIAL CORP | KOWALSKY MICHAEL J | Officer | OPT+S | $15.05 | 6,000 | $90,301 | 33,023 |
| 2013-08-15 23:18 | 2013-08-13 | TAXI | MEDALLION FINANCIAL CORP | Taggart John M. | Officer | OPT+S | $15.01 | 6,000 | $90,068 | 76,926 |
| 2013-08-15 01:00 | 2013-08-12 | WD | Walker & Dunlop, Inc. | Gaynor Mitchell M | Director | BUY | $14.51 | 3,000 | $43,530 | 18,543 |
| 2013-08-14 20:28 | 2013-08-13 | MKTY | Soluna Holdings, Inc | LYNCH KEVIN G | Director, Officer | BUY | $1.00 | 10,000 | $9,965 | 99,938 |
| 2013-08-13 16:00 | 2013-08-12 | WD | Walker & Dunlop, Inc. | Walker William M | Director, Officer | BUY | $14.68 | 10,000 | $146,800 | 1,789,078 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Finance Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6199) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Finance Services
Every transaction in the Finance Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.