Security & Commodity Brokers, Dealers, Exchanges & Services
Standard Industrial Classification: SIC 6200
Industry Insider Sentiment Analysis
The Security & Commodity Brokers, Dealers, Exchanges & Services sector (SIC 6200) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-11 21:17 | 2026-09-10 | CME | CME GROUP INC. | DUFFY TERRENCE A | Director, Officer | SELL | $274.44 | 15,000 | $4,116,540 | 40,630 |
| 2026-09-03 20:30 | 2026-09-01 | ICE | Intercontinental Exchange, Inc. | Jackson Benjamin | Officer | OPT+S | $160.09 | 12,862 | $2,059,065 | 164,264 |
| 2026-09-03 20:30 | 2026-09-01 | ICE | Intercontinental Exchange, Inc. | Edmonds Christopher Scott | Officer | OPT+S | $160.59 | 5,000 | $802,950 | 14,367 |
| 2026-08-31 20:20 | 2026-08-27 | LPLA | LPL Financial Holdings Inc. | Jambusaria Aneri | Officer | SELL | $357.36 | 308 | $110,067 | 6,107 |
| 2026-08-28 20:30 | 2026-08-26 | ICE | Intercontinental Exchange, Inc. | Surdykowski Andrew J | Officer | OPT+S | $161.77 | 4,574 | $739,921 | 43,065 |
| 2026-08-28 20:30 | 2026-08-26 | ICE | Intercontinental Exchange, Inc. | Tirinnanzi Martha A | Director | SELL | $161.16 | 1,340 | $215,954 | 3,747 |
| 2026-08-24 20:30 | 2026-08-20 | ICE | Intercontinental Exchange, Inc. | Foley Douglas | Officer | SELL | $160.00 | 1,600 | $256,000 | 17,463 |
| 2026-08-21 20:30 | 2026-08-19 | ICE | Intercontinental Exchange, Inc. | Gardiner Warren | Officer | SELL | $156.30 | 2,491 | $389,343 | 22,698 |
| 2026-08-21 20:08 | 2026-08-20 | LPLA | LPL Financial Holdings Inc. | Gates Greg | Officer | OPT+S | $355.38 | 4,119 | $1,463,810 | 23,602 |
| 2026-08-18 20:05 | 2026-08-14 | MRX | Marex Group Ltd | Irvin Rob | Director, Officer | SELL | $70.96 | 3,700 | $262,545 | 31,046 |
| 2026-08-18 20:18 | 2026-08-14 | TW | Tradeweb Markets Inc. | Dixon Troy | Officer | SELL | $106.00 | 3,130 | $331,793 | 31,863 |
| 2026-08-17 20:30 | 2026-08-13 | ICE | Intercontinental Exchange, Inc. | Tirinnanzi Martha A | Director | SELL | $155.00 | 141 | $21,855 | 5,087 |
| 2026-08-18 00:28 | 2026-08-14 | SNEX | StoneX Group Inc. | Dunaway William J | Officer | OPT+S | $66.35 | 96,490 | $6,401,803 | 502,203 |
| 2026-08-14 20:30 | 2026-08-12 | ICE | Intercontinental Exchange, Inc. | Kapani Mayur | Officer | OPT+S | $151.20 | 4,271 | $645,763 | 67,988 |
| 2026-08-14 20:39 | 2026-08-12 | CBOE | Cboe Global Markets, Inc. | Froetscher Janet P | Director | SELL | $278.95 | 937 | $261,376 | 12,870 |
| 2026-08-12 20:05 | 2026-08-10 | NDAQ | NASDAQ, INC. | Griggs PC Nelson | Officer | SELL | $96.16 | 3,226 | $310,212 | 201,775 |
| 2026-08-12 20:05 | 2026-08-10 | MRX | Marex Group Ltd | Tonucci Paolo | Officer | SELL | $60.92 | 16,668 | $1,015,348 | 1,265,609 |
| 2026-08-12 20:05 | 2026-08-10 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $94.75 | 2,250 | $213,188 | 102,323 |
| 2026-08-11 20:19 | 2026-08-07 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | OPT+S | $66.25 | 52,648 | $3,487,935 | 236,964 | |
| 2026-08-11 20:05 | 2026-08-07 | NDAQ | NASDAQ, INC. | Peterson Bradley J | Officer | SELL | $95.55 | 6,000 | $573,300 | 122,293 |
| 2026-08-11 23:59 | 2026-08-10 | SNEX | StoneX Group Inc. | Perkins Abigail H | Officer | OPT+S | $64.81 | 4,500 | $291,662 | 96,663 |
| 2026-08-11 20:28 | 2026-08-10 | SNEX | StoneX Group Inc. | Thamodaran Dhamu R. | Director | BUY | $64.48 | 2,500 | $161,206 | 75,760 |
| 2026-08-07 20:30 | 2026-08-05 | ICE | Intercontinental Exchange, Inc. | Foley Douglas | Officer | SELL | $148.88 | 7,300 | $1,086,788 | 19,063 |
| 2026-08-06 20:45 | 2026-08-05 | SNEX | StoneX Group Inc. | FOWLER JOHN MOORE | Director | SELL | $75.41 | 1,575 | $118,771 | 255,271 |
| 2026-08-05 20:05 | 2026-08-03 | NDAQ | NASDAQ, INC. | Smith Bryan Everard | Officer | SELL | $95.07 | 1,556 | $147,929 | 67,647 |
| 2026-08-04 20:14 | 2026-07-31 | LPLA | LPL Financial Holdings Inc. | Enyedi Matthew | Officer | SELL | $352.72 | 1,000 | $352,716 | 13,121 |
| 2026-07-31 20:05 | 2026-07-29 | NDAQ | NASDAQ, INC. | Griggs PC Nelson | Officer | SELL | $96.35 | 11,010 | $1,060,814 | 205,001 |
| 2026-07-28 20:05 | 2026-07-24 | NDAQ | NASDAQ, INC. | Griggs PC Nelson | Officer | SELL | $93.42 | 17,787 | $1,661,576 | 216,011 |
| 2026-07-28 20:05 | 2026-07-24 | NDAQ | NASDAQ, INC. | Peterson Bradley J | Officer | SELL | $92.61 | 13,000 | $1,203,930 | 128,293 |
| 2026-07-27 23:29 | 2026-07-24 | SNEX | StoneX Group Inc. | Rotsztain Diego | Officer | SELL | $74.40 | 20,630 | $1,534,886 | 34,870 |
| 2026-07-24 00:29 | 2026-07-22 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | OPT+S | $74.32 | 52,376 | $3,892,679 | 220,240 | |
| 2026-07-24 00:29 | 2026-07-22 | SNEX | StoneX Group Inc. | Smith Philip Andrew | Director, Officer | OPT+S | $74.32 | 45,000 | $3,344,481 | 738,216 |
| 2026-07-24 00:30 | 2026-07-22 | SNEX | StoneX Group Inc. | Dunaway William J | Officer | OPT+S | $74.33 | 95,970 | $7,133,325 | 472,131 |
| 2026-07-24 00:30 | 2026-07-22 | SNEX | StoneX Group Inc. | OCONNOR SEAN MICHAEL | Director, Officer | OPT+S | $74.33 | 104,934 | $7,799,776 | 1,750,447 |
| 2026-07-24 00:31 | 2026-07-22 | SNEX | StoneX Group Inc. | Rotsztain Diego | Officer | OPT+S | $74.32 | 29,995 | $2,229,282 | 55,500 |
| 2026-07-22 00:17 | 2026-07-20 | SNEX | StoneX Group Inc. | Perkins Abigail H | Officer | SELL | $70.43 | 8,919 | $628,147 | 96,663 |
| 2026-07-20 20:30 | 2026-07-16 | ICE | Intercontinental Exchange, Inc. | Martin Lynn C | Officer | OPT+S | $141.15 | 15,882 | $2,241,714 | 54,420 |
| 2026-07-17 01:57 | 2026-07-15 | SNEX | StoneX Group Inc. | BEXIGA ANNABELLE G | Director | SELL | $113.92 | 1,500 | $170,880 | 18,688 |
| 2026-07-15 20:05 | 2026-07-13 | MRX | Marex Group Ltd | Lowitt Ian T | Director, Officer | SELL | $64.39 | 37,142 | $2,391,703 | 2,794,216 |
| 2026-07-15 20:05 | 2026-07-13 | MRX | Marex Group Ltd | Tonucci Paolo | Officer | SELL | $64.42 | 16,666 | $1,073,579 | 1,282,277 |
| 2026-07-02 20:05 | 2026-07-01 | NDAQ | NASDAQ, INC. | Smith Bryan Everard | Officer | SELL | $80.00 | 3,000 | $240,000 | 69,203 |
| 2026-07-01 22:48 | 2026-06-30 | SNEX | StoneX Group Inc. | Smith Philip Andrew | Director, Officer | OPT+S | $118.72 | 51,540 | $6,119,076 | 492,144 |
| 2026-06-29 20:28 | 2026-06-25 | CME | CME GROUP INC. | SHEPARD WILLIAM R | Director | BUY | $230.57 | 339 | $78,186 | 260,442 |
| 2026-06-22 20:07 | 2026-06-17 | LPLA | LPL Financial Holdings Inc. | Jambusaria Aneri | Officer | SELL | $306.00 | 308 | $94,248 | 6,415 |
| 2026-06-17 20:55 | 2026-06-15 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | OPT+S | $134.89 | 46,248 | $6,238,420 | 135,496 | |
| 2026-06-16 20:05 | 2026-06-15 | MRX | Marex Group plc | Tonucci Paolo | Officer | SELL | $62.45 | 16,666 | $1,040,848 | 1,298,943 |
| 2026-06-16 20:35 | 2026-06-12 | SNEX | StoneX Group Inc. | Lyon Charles M | Officer | SELL | $131.96 | 9,000 | $1,187,640 | 216,495 |
| 2026-06-16 20:05 | 2026-06-12 | MRX | Marex Group plc | Lowitt Ian T | Director, Officer | SELL | $62.37 | 37,143 | $2,316,497 | 2,831,358 |
| 2026-06-16 20:30 | 2026-06-12 | ICE | Intercontinental Exchange, Inc. | Hague William Jefferson | Director | SELL | $139.46 | 1,333 | $185,900 | 20,132 |
| 2026-06-16 20:31 | 2026-06-15 | SNEX | StoneX Group Inc. | BEXIGA ANNABELLE G | Director | SELL | $133.36 | 1,500 | $200,040 | 20,188 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security & Commodity Brokers, Dealers, Exchanges & Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6200) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security & Commodity Brokers, Dealers, Exchanges & Services
Every transaction in the Security & Commodity Brokers, Dealers, Exchanges & Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.