Security & Commodity Brokers, Dealers, Exchanges & Services
Standard Industrial Classification: SIC 6200
Industry Insider Sentiment Analysis
The Security & Commodity Brokers, Dealers, Exchanges & Services sector (SIC 6200) acts as a critical barometer for broader economic health. Our real-time monitoring reveals 3529 total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-20 00:00 | 2026-02-17 | NDAQ | NASDAQ, INC. | Torgeby Johan | Director | BUY | $79.86 | 12,000 | $958,320 | 40,797 |
| 2026-02-18 17:25 | 2026-02-13 | SNEX | StoneX Group Inc. | Perkins Abigail H | Officer | OPT+S | $126.72 | 8,000 | $1,013,729 | 48,259 |
| 2026-02-13 23:56 | 2026-02-13 | NDAQ | NASDAQ, INC. | INVESTOR AB | 10% owner | BUY | $79.18 | 200,000 | $15,835,040 | 58,382,426 |
| 2026-02-13 00:33 | 2026-02-10 | ICE | Intercontinental Exchange, Inc. | Jackson Benjamin | Officer | OPT+S | $165.00 | 12,861 | $2,122,078 | 165,692 |
| 2026-02-13 00:12 | 2026-02-10 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $115.45 | 121,218 | $13,994,618 | 126,738 |
| 2026-02-13 00:11 | 2026-02-10 | TW | Tradeweb Markets Inc. | Peterson Justin | Officer | SELL | $115.47 | 11,254 | $1,299,484 | 58,841 |
| 2026-02-13 00:11 | 2026-02-10 | TW | Tradeweb Markets Inc. | Friedman Douglas | Officer | SELL | $115.46 | 30,549 | $3,527,230 | 13,128 |
| 2026-02-13 00:11 | 2026-02-10 | TW | Tradeweb Markets Inc. | Furber Sara | Officer | SELL | $115.10 | 63,128 | $7,266,241 | 23,520 |
| 2026-02-13 00:11 | 2026-02-10 | TW | Tradeweb Markets Inc. | Clack Amy | Officer | SELL | $114.68 | 1,677 | $192,318 | 16,524 |
| 2026-02-12 00:27 | 2026-02-09 | SNEX | StoneX Group Inc. | OCONNOR SEAN MICHAEL | Director, Officer | OPT+S | $124.75 | 80,000 | $9,980,360 | 854,127 |
| 2026-02-12 00:20 | 2026-02-09 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | OPT+S | $124.88 | 40,000 | $4,995,120 | 90,331 | |
| 2026-02-11 01:07 | 2026-02-09 | SNEX | StoneX Group Inc. | Lyon Charles M | Officer | OPT+S | $124.78 | 30,000 | $3,743,271 | 150,330 |
| 2026-02-10 00:30 | 2026-02-05 | ICE | Intercontinental Exchange, Inc. | SPRIESER JUDITH A | Director | SELL | $169.19 | 4,722 | $798,899 | 9,747 |
| 2026-02-09 21:03 | 2026-02-06 | CME | CME GROUP INC. | Suskind Dennis | Director | SELL | $300.00 | 748 | $224,400 | 2,699 |
| 2026-02-04 17:13 | 2026-02-02 | SNEX | StoneX Group Inc. | FOWLER JOHN MOORE | Director | SELL | $112.70 | 1,125 | $126,788 | 113,765 |
| 2026-02-04 00:03 | 2026-02-02 | NDAQ | NASDAQ, INC. | FRIEDMAN ADENA T | Director, Officer | OPT+S | $96.91 | 300,000 | $29,073,000 | 1,924,903 |
| 2026-01-09 00:00 | 2026-01-06 | NDAQ | NASDAQ, INC. | Zecca John | Officer | SELL | $100.01 | 4,500 | $450,045 | 125,674 |
| 2026-01-07 00:00 | 2026-01-02 | NDAQ | NASDAQ, INC. | FRIEDMAN ADENA T | Director, Officer | OPT+S | $96.39 | 300,000 | $28,917,000 | 1,924,903 |
| 2026-01-02 22:30 | 2025-12-30 | CME | CME GROUP INC. | SHEPARD WILLIAM R | Director | BUY | $278.37 | 262 | $73,008 | 258,710 |
| 2025-12-23 00:35 | 2025-12-19 | SNEX | StoneX Group Inc. | Rotsztain Diego | Officer | SELL | $94.50 | 2,029 | $191,731 | 15,498 |
| 2025-12-19 17:18 | 2025-12-17 | SNEX | StoneX Group Inc. | Rotsztain Diego | Officer | SELL | $95.36 | 3,825 | $364,741 | 17,527 |
| 2025-12-19 00:19 | 2025-12-16 | SNEX | StoneX Group Inc. | RADZIWILL JOHN | Director, Officer | BUY | $97.25 | 1,000 | $97,250 | 101,596 |
| 2025-12-17 00:30 | 2025-12-12 | ICE | Intercontinental Exchange, Inc. | Foley Douglas | Officer | SELL | $163.20 | 1,600 | $261,120 | 24,196 |
| 2025-12-15 23:05 | 2025-12-11 | CME | CME GROUP INC. | DUFFY TERRENCE A | Director, Officer | SELL | $269.55 | 25,000 | $6,738,815 | 65,804 |
| 2025-12-11 00:30 | 2025-12-08 | ICE | Intercontinental Exchange, Inc. | Kapani Mayur | Officer | OPT+S | $156.67 | 5,345 | $837,382 | 65,240 |
| 2025-12-10 03:15 | 2025-12-05 | LPLA | LPL Financial Holdings Inc. | Steinmeier Richard | Officer | SELL | $370.99 | 5,058 | $1,876,482 | 9,326 |
| 2025-12-10 03:03 | 2025-12-05 | LPLA | LPL Financial Holdings Inc. | Gates Greg | Officer | SELL | $370.97 | 750 | $278,231 | 14,620 |
| 2025-12-10 00:30 | 2025-12-05 | ICE | Intercontinental Exchange, Inc. | SPRIESER JUDITH A | Director | SELL | $157.96 | 3,700 | $584,440 | 14,469 |
| 2025-12-04 00:37 | 2025-12-01 | LPLA | LPL Financial Holdings Inc. | Jambusaria Aneri | Officer | SELL | $352.48 | 80 | $28,198 | 5,502 |
| 2025-12-04 00:08 | 2025-12-01 | NDAQ | NASDAQ, INC. | Smith Bryan Everard | Officer | SELL | $90.57 | 4,633 | $419,611 | 57,670 |
| 2025-12-04 00:06 | 2025-12-01 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $90.57 | 2,105 | $190,650 | 82,869 |
| 2025-11-25 00:30 | 2025-11-20 | ICE | Intercontinental Exchange, Inc. | Gardiner Warren | Officer | SELL | $153.65 | 1,572 | $241,538 | 20,534 |
| 2025-11-22 00:35 | 2025-11-19 | ICE | Intercontinental Exchange, Inc. | Surdykowski Andrew J | Officer | OPT+S | $152.52 | 1,770 | $269,960 | 44,212 |
| 2025-11-22 00:30 | 2025-11-19 | ICE | Intercontinental Exchange, Inc. | Sprecher Jeffrey C | Director, Officer | SELL | $153.08 | 150,000 | $22,962,585 | 1,801,705 |
| 2025-11-22 00:09 | 2025-11-20 | CME | CME GROUP INC. | Sammann Derek | Officer | SELL | $275.67 | 7,200 | $1,984,798 | 7,022 |
| 2025-11-14 00:30 | 2025-11-11 | ICE | Intercontinental Exchange, Inc. | Surdykowski Andrew J | Officer | SELL | $151.00 | 2,081 | $314,231 | 44,212 |
| 2025-11-08 00:10 | 2025-11-05 | LPLA | LPL Financial Holdings Inc. | Gates Greg | Officer | SELL | $376.43 | 1,500 | $564,647 | 15,370 |
| 2025-11-06 00:35 | 2025-11-03 | SNEX | StoneX Group Inc. | FOWLER JOHN MOORE | Director | SELL | $91.20 | 1,125 | $102,600 | 114,769 |
| 2025-11-06 00:00 | 2025-11-03 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $85.40 | 2,105 | $179,767 | 84,974 |
| 2025-11-04 19:34 | 2025-11-03 | CME | CME GROUP INC. | Ford Harold Eugene Jr. | Director | SELL | $263.53 | 1,000 | $263,530 | 1,091 |
| 2025-10-10 23:30 | 2025-10-08 | ICE | Intercontinental Exchange, Inc. | Kapani Mayur | Officer | OPT+S | $158.88 | 10,082 | $1,601,861 | 65,240 |
| 2025-10-08 23:23 | 2025-10-06 | LPLA | LPL Financial Holdings Inc. | Gates Greg | Officer | SELL | $314.42 | 750 | $235,814 | 16,870 |
| 2025-10-07 01:08 | 2025-10-06 | BGC | BGC Group, Inc. | CF GROUP MANAGEMENT INC | Director, 10% owner | BUY | $9.21 | 8,973,721 | $82,631,818 | 102,314,198 |
| 2025-10-07 01:05 | 2025-10-06 | BGC | BGC Group, Inc. | CANTOR FITZGERALD, L. P. | Director, 10% owner | BUY | $9.21 | 8,973,721 | $82,631,818 | 102,314,198 |
| 2025-10-07 01:02 | 2025-10-06 | BGC | BGC Group, Inc. | LUTNICK HOWARD W | Director, 10% owner | SELL | $0.75 | 109,833,810 | $82,627,975 | 0 |
| 2025-10-07 00:57 | 2025-10-06 | BGC | BGC Group, Inc. | Lutnick Brandon | Director, 10% owner | BUY | $0.75 | 109,833,809 | $82,627,975 | 1,978,568 |
| 2025-10-03 23:00 | 2025-10-01 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $88.22 | 2,105 | $185,703 | 88,341 |
| 2025-09-27 03:46 | 2025-09-25 | CME | CME GROUP INC. | SHEPARD WILLIAM R | Director | BUY | $265.19 | 274 | $72,672 | 2,466 |
| 2025-09-19 23:30 | 2025-09-17 | ICE | Intercontinental Exchange, Inc. | Williams Stuart Glen | Officer | SELL | $172.04 | 939 | $161,542 | 16,624 |
| 2025-09-19 02:30 | 2025-09-18 | CME | CME GROUP INC. | Marcus Jonathan L | Officer | SELL | $262.00 | 392 | $102,704 | 7,851 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security & Commodity Brokers, Dealers, Exchanges & Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6200) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security & Commodity Brokers, Dealers, Exchanges & Services
Every transaction in the Security & Commodity Brokers, Dealers, Exchanges & Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.