Security & Commodity Brokers, Dealers, Exchanges & Services
Standard Industrial Classification: SIC 6200
Industry Insider Sentiment Analysis
The Security & Commodity Brokers, Dealers, Exchanges & Services sector (SIC 6200) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-24 00:30 | 2024-02-21 | ICE | Intercontinental Exchange, Inc. | Sprecher Jeffrey C | Director, Officer | SELL | $136.35 | 48,166 | $6,567,526 | 1,179,895 |
| 2024-02-23 00:08 | 2024-02-20 | TW | Tradeweb Markets Inc. | Bruni Enrico | Officer | OPT+S | $102.21 | 21,145 | $2,161,281 | 85,021 |
| 2024-02-23 01:05 | 2024-02-20 | ICE | Intercontinental Exchange, Inc. | Martin Lynn C | Officer | SELL | $136.59 | 3,772 | $515,224 | 58,999 |
| 2024-02-23 00:30 | 2024-02-20 | ICE | Intercontinental Exchange, Inc. | Williams Stuart Glen | Officer | SELL | $136.57 | 2,927 | $399,733 | 14,658 |
| 2024-02-23 01:17 | 2024-02-20 | LPLA | LPL Financial Holdings Inc. | Enyedi Matthew | Officer | OPT+S | $256.94 | 1,381 | $354,834 | 8,634 |
| 2024-02-23 01:06 | 2024-02-20 | LPLA | LPL Financial Holdings Inc. | Arnold Dan H. | Director, Officer | OPT+S | $256.35 | 10,000 | $2,563,512 | 137,044 |
| 2024-02-23 00:48 | 2024-02-20 | CBOE | Cboe Global Markets, Inc. | Howson Dave | Officer | OPT+S | $186.96 | 5,322 | $995,001 | 17,573 |
| 2024-02-16 00:30 | 2024-02-13 | ICE | Intercontinental Exchange, Inc. | SPRIESER JUDITH A | Director | SELL | $134.02 | 2,246 | $301,009 | 31,585 |
| 2024-02-15 00:38 | 2024-02-12 | SNEX | StoneX Group Inc. | Lyon Charles M | OPT+S | $65.52 | 19,211 | $1,258,734 | 61,557 | |
| 2024-02-15 01:56 | 2024-02-12 | ICE | Intercontinental Exchange, Inc. | Gardiner Warren | Officer | SELL | $136.00 | 2,176 | $295,925 | 12,061 |
| 2024-02-15 01:54 | 2024-02-13 | ICE | Intercontinental Exchange, Inc. | Jackson Benjamin | Officer | OPT+S | $134.74 | 27,970 | $3,768,636 | 138,487 |
| 2024-02-15 01:34 | 2024-02-12 | ICE | Intercontinental Exchange, Inc. | Foley Douglas | Officer | OPT+S | $136.09 | 7,070 | $962,156 | 18,383 |
| 2024-02-14 01:01 | 2024-02-09 | CBOE | Cboe Global Markets, Inc. | Howson Dave | Officer | SELL | $183.88 | 8,314 | $1,528,778 | 17,573 |
| 2024-02-10 00:30 | 2024-02-08 | ICE | Intercontinental Exchange, Inc. | King Elizabeth Kathryn | Officer | SELL | $132.03 | 3,783 | $499,469 | 17,242 |
| 2024-02-10 00:30 | 2024-02-08 | ICE | Intercontinental Exchange, Inc. | Namkung James W | Officer | SELL | $132.03 | 1,182 | $156,059 | 16,396 |
| 2024-02-10 00:37 | 2024-02-07 | SNEX | StoneX Group Inc. | BRANCH SCOTT J | Director | SELL | $63.87 | 7,500 | $479,005 | 519,934 |
| 2024-02-09 04:39 | 2024-02-06 | FRGE | Forge Global Holdings, Inc. | Rodriques Kelly | Director, Officer | SELL | $1.71 | 50,000 | $85,255 | 10,114,325 |
| 2024-02-08 00:47 | 2024-02-05 | LPLA | LPL Financial Holdings Inc. | Audette Matthew J | Officer | OPT+S | $248.55 | 27,704 | $6,885,746 | 12,644 |
| 2024-02-01 00:14 | 2024-01-29 | TW | Tradeweb Markets Inc. | Bruni Enrico | Officer | OPT+S | $100.10 | 580 | $58,057 | 52,716 |
| 2024-01-20 01:03 | 2024-01-18 | CME | CME GROUP INC. | SHEPARD WILLIAM R | Director | BUY | $202.44 | 1,390 | $281,368 | 253,060 |
| 2024-01-10 00:17 | 2024-01-08 | SNEX | StoneX Group Inc. | BRANCH SCOTT J | Director | SELL | $70.09 | 7,500 | $525,644 | 527,434 |
| 2024-01-09 00:47 | 2024-01-04 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | SELL | $94.41 | 6,474 | $611,230 | 19,539 |
| 2024-01-09 00:47 | 2024-01-04 | TW | Tradeweb Markets Inc. | Friedman Douglas | Officer | SELL | $94.43 | 6,474 | $611,324 | 22,476 |
| 2024-01-09 00:47 | 2024-01-04 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | SELL | $94.23 | 24,041 | $2,265,306 | 133,200 |
| 2024-01-06 01:50 | 2024-01-03 | FRGE | Forge Global Holdings, Inc. | Rodriques Kelly | Director, Officer | SELL | $3.13 | 50,000 | $156,520 | 10,402,826 |
| 2024-01-06 01:43 | 2024-01-04 | ICE | Intercontinental Exchange, Inc. | Sprecher Jeffrey C | Director, Officer | OPT+S | $125.90 | 168,388 | $21,200,420 | 2,771,705 |
| 2024-01-04 00:07 | 2024-01-02 | BGC | BGC Group, Inc. | MERKEL STEPHEN M | Officer | SELL | $0.00 | 136,891 | $0 | 9,618 |
| 2023-12-29 23:31 | 2023-12-28 | CME | CME GROUP INC. | SHEPARD WILLIAM R | Director | BUY | $210.79 | 278 | $58,646 | 251,729 |
| 2023-12-29 00:23 | 2023-12-26 | ICE | Intercontinental Exchange, Inc. | Surdykowski Andrew J | Officer | OPT+S | $126.00 | 2,364 | $297,864 | 43,493 |
| 2023-12-28 00:50 | 2023-12-22 | SNEX | StoneX Group Inc. | PARTHEMORE ERIC | Director | SELL | $71.34 | 2,250 | $160,515 | 19,344 |
| 2023-12-22 00:25 | 2023-12-19 | SNEX | StoneX Group Inc. | Smith Philip Andrew | SELL | $69.12 | 17,125 | $1,183,665 | 240,898 | |
| 2023-12-16 00:40 | 2023-12-13 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | SELL | $67.21 | 5,000 | $336,061 | 42,478 | |
| 2023-12-16 00:34 | 2023-12-13 | ICE | Intercontinental Exchange, Inc. | Namkung James W | Officer | SELL | $122.40 | 2,249 | $275,270 | 17,599 |
| 2023-12-16 00:45 | 2023-12-14 | SNEX | StoneX Group Inc. | PARTHEMORE ERIC | Director | SELL | $68.00 | 2,140 | $145,520 | 21,594 |
| 2023-12-14 03:15 | 2023-12-11 | ICE | Intercontinental Exchange, Inc. | Edmonds Christopher Scott | Officer | SELL | $115.00 | 1,266 | $145,590 | 11,533 |
| 2023-12-13 00:02 | 2023-12-08 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $90.47 | 35,000 | $3,166,349 | 182,888 |
| 2023-12-12 22:29 | 2023-12-11 | CME | CME GROUP INC. | Durkin Bryan T | Director | SELL | $216.37 | 5,560 | $1,203,018 | 62,452 |
| 2023-12-12 00:36 | 2023-12-08 | ICE | Intercontinental Exchange, Inc. | Gardiner Warren | Officer | SELL | $112.34 | 500 | $56,170 | 15,025 |
| 2023-12-07 05:12 | 2023-12-04 | FRGE | Forge Global Holdings, Inc. | Rodriques Kelly | Director, Officer | SELL | $3.15 | 50,000 | $157,700 | 10,488,420 |
| 2023-12-07 00:37 | 2023-12-04 | ICE | Intercontinental Exchange, Inc. | Jackson Benjamin | Officer | OPT+S | $114.78 | 10,100 | $1,159,240 | 125,184 |
| 2023-12-07 00:36 | 2023-12-04 | ICE | Intercontinental Exchange, Inc. | Edmonds Christopher Scott | Officer | SELL | $115.00 | 2,030 | $233,450 | 12,799 |
| 2023-12-06 00:08 | 2023-12-01 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | SELL | $95.61 | 3,048 | $291,419 | 29,719 |
| 2023-12-06 00:20 | 2023-12-01 | CBOE | Cboe Global Markets, Inc. | Isaacson Christopher A | Officer | SELL | $182.23 | 3,850 | $701,586 | 45,102 |
| 2023-12-06 02:30 | 2023-12-01 | CME | CME GROUP INC. | Sammann Derek | Officer | SELL | $220.73 | 12,543 | $2,768,659 | 0 |
| 2023-12-02 00:41 | 2023-12-01 | SNEX | StoneX Group Inc. | FOWLER JOHN MOORE | Director | SELL | $60.65 | 600 | $36,390 | 82,527 |
| 2023-11-29 00:38 | 2023-11-24 | ICE | Intercontinental Exchange, Inc. | Foley Douglas | Officer | SELL | $114.46 | 1,600 | $183,136 | 16,802 |
| 2023-11-29 00:10 | 2023-11-24 | CBOE | Cboe Global Markets, Inc. | Clay Catherine R | Officer | SELL | $179.62 | 1,300 | $233,506 | 4,214 |
| 2023-11-28 00:18 | 2023-11-22 | TW | Tradeweb Markets Inc. | Bruni Enrico | Officer | SELL | $95.08 | 6,516 | $619,510 | 61,478 |
| 2023-11-17 00:04 | 2023-11-14 | SNEX | StoneX Group Inc. | PARTHEMORE ERIC | Director | SELL | $102.00 | 73 | $7,446 | 15,823 |
| 2023-11-15 01:07 | 2023-11-10 | LPLA | LPL Financial Holdings Inc. | Larsen Sallie R. | Officer | OPT+S | $226.57 | 13,488 | $3,055,976 | 25,196 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security & Commodity Brokers, Dealers, Exchanges & Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6200) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security & Commodity Brokers, Dealers, Exchanges & Services
Every transaction in the Security & Commodity Brokers, Dealers, Exchanges & Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.