Security & Commodity Brokers, Dealers, Exchanges & Services
Standard Industrial Classification: SIC 6200
Industry Insider Sentiment Analysis
The Security & Commodity Brokers, Dealers, Exchanges & Services sector (SIC 6200) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-15 00:32 | 2023-02-10 | SNEX | StoneX Group Inc. | Dunaway William J | Officer | SELL | $103.12 | 736 | $75,895 | 67,947 |
| 2023-02-14 00:02 | 2023-02-09 | NDAQ | NASDAQ, INC. | Daly Michelle Lynn | Officer | SELL | $59.55 | 1,998 | $118,981 | 8,971 |
| 2023-02-11 02:26 | 2023-02-08 | SNEX | StoneX Group Inc. | Dunaway William J | Officer | SELL | $100.76 | 264 | $26,602 | 68,683 |
| 2023-02-09 00:42 | 2023-02-06 | LPLA | LPL Financial Holdings Inc. | Audette Matthew J | Officer | OPT+S | $239.30 | 20,810 | $4,979,733 | 12,667 |
| 2023-01-31 00:08 | 2023-01-26 | TW | Tradeweb Markets Inc. | Friedman Douglas | Officer | OPT+S | $75.00 | 10,000 | $750,048 | 24,798 |
| 2023-01-25 00:32 | 2022-01-23 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $61.75 | 2,100 | $129,675 | 72,567 |
| 2023-01-21 00:41 | 2022-12-28 | CME | CME GROUP INC. | SHEPARD WILLIAM R | Director | BUY | $174.49 | 1,601 | $279,346 | 249,376 |
| 2023-01-19 00:08 | 2023-01-13 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | OPT+S | $72.04 | 33,214 | $2,392,737 | 24,302 |
| 2023-01-10 04:21 | 2023-01-05 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | SELL | $63.62 | 11,096 | $705,889 | 24,302 |
| 2023-01-10 04:21 | 2023-01-05 | TW | Tradeweb Markets Inc. | Peterson Justin | Officer | SELL | $63.60 | 13,838 | $880,154 | 37,475 |
| 2023-01-10 04:20 | 2023-01-05 | TW | Tradeweb Markets Inc. | Friedman Douglas | Officer | SELL | $63.52 | 13,402 | $851,329 | 24,798 |
| 2023-01-10 04:20 | 2023-01-05 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | SELL | $63.59 | 41,260 | $2,623,711 | 125,672 |
| 2023-01-04 00:31 | 2022-12-30 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | SELL | $95.27 | 4,381 | $417,361 | 31,652 | |
| 2022-12-28 00:23 | 2022-12-22 | TW | Tradeweb Markets Inc. | Peterson Justin | Officer | OPT+S | $62.43 | 25,000 | $1,560,833 | 63,201 |
| 2022-12-23 01:31 | 2022-12-21 | SNEX | StoneX Group Inc. | Dunaway William J | Officer | SELL | $97.95 | 2,823 | $276,515 | 68,947 |
| 2022-12-23 00:03 | 2022-12-21 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $60.45 | 2,100 | $126,945 | 74,667 |
| 2022-12-20 01:19 | 2022-12-15 | SNEX | StoneX Group Inc. | Dunaway William J | Officer | SELL | $91.95 | 600 | $55,170 | 72,770 |
| 2022-12-09 00:19 | 2022-12-06 | SNEX | StoneX Group Inc. | Maurer Mark Lowry | SELL | $97.81 | 4,711 | $460,766 | 26,411 | |
| 2022-12-08 00:21 | 2022-12-05 | CBOE | Cboe Global Markets, Inc. | Griebenow Jill | Officer | SELL | $128.00 | 400 | $51,200 | 7,230 |
| 2022-12-07 00:14 | 2022-12-05 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | SELL | $63.69 | 2,306 | $146,869 | 42,310 |
| 2022-12-06 00:14 | 2022-12-02 | CME | CME GROUP INC. | Tierney Robert J JR | Director | BUY | $176.55 | 1,500 | $264,825 | 11,609 |
| 2022-12-03 01:27 | 2022-12-01 | SNEX | StoneX Group Inc. | FOWLER JOHN MOORE | Director | SELL | $101.25 | 300 | $30,375 | 54,802 |
| 2022-12-02 00:20 | 2022-11-30 | CBOE | Cboe Global Markets, Inc. | Sexton John P | Officer | SELL | $127.00 | 2,872 | $364,744 | 15,190 |
| 2022-12-01 04:45 | 2022-11-29 | ICE | Intercontinental Exchange, Inc. | Sprecher Jeffrey C | Director, Officer | SELL | $105.37 | 30,000 | $3,161,202 | 2,971,705 |
| 2022-11-29 01:38 | 2022-11-23 | ICE | Intercontinental Exchange, Inc. | Foley Douglas | Officer | SELL | $105.98 | 1,600 | $169,568 | 20,934 |
| 2022-11-24 03:09 | 2022-11-22 | SNEX | StoneX Group Inc. | OCONNOR SEAN MICHAEL | Director, Officer | SELL | $101.34 | 18,600 | $1,884,892 | 331,659 |
| 2022-11-23 00:30 | 2022-11-21 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $65.44 | 2,100 | $137,424 | 54,381 |
| 2022-11-22 05:00 | 2022-11-17 | FRGE | Forge Global Holdings, Inc. | Vogel Kimberley H | Director | BUY | $1.51 | 33,000 | $49,820 | 33,000 |
| 2022-11-22 01:21 | 2022-11-18 | LPLA | LPL Financial Holdings Inc. | Simonich Brent | Officer | BUY | $219.15 | 920 | $201,618 | 6,042 |
| 2022-11-22 01:13 | 2022-11-17 | LPLA | LPL Financial Holdings Inc. | Oroschakoff Michelle | Officer | OPT+S | $213.80 | 5,213 | $1,114,539 | 41,100 |
| 2022-11-22 01:07 | 2022-11-18 | LPLA | LPL Financial Holdings Inc. | Glavin William Francis Jr | Director | BUY | $217.74 | 458 | $99,725 | 2,218 |
| 2022-11-18 00:38 | 2022-11-15 | SNEX | StoneX Group Inc. | OCONNOR SEAN MICHAEL | Director, Officer | SELL | $98.39 | 1,400 | $137,739 | 350,259 |
| 2022-11-16 01:18 | 2022-11-11 | FRGE | Forge Global Holdings, Inc. | Vogel Kimberley H | Director | BUY | $1.65 | 30,303 | $50,000 | 54,303 |
| 2022-11-16 01:50 | 2022-11-14 | ICE | Intercontinental Exchange, Inc. | Surdykowski Andrew J | Officer | OPT+S | $105.00 | 2,500 | $262,500 | 40,507 |
| 2022-11-11 00:37 | 2022-11-08 | NDAQ | NASDAQ, INC. | Peterson Bradley J | Officer | SELL | $65.00 | 13,596 | $883,740 | 122,169 |
| 2022-11-10 00:10 | 2022-11-07 | CBOE | Cboe Global Markets, Inc. | Tilly Edward T | Director, Officer | SELL | $126.77 | 10,000 | $1,267,700 | 164,123 |
| 2022-11-09 00:13 | 2022-11-04 | CBOE | Cboe Global Markets, Inc. | Schell Brian N | Officer | SELL | $130.00 | 1,829 | $237,770 | 9,341 |
| 2022-11-09 03:28 | 2022-11-04 | CME | CME GROUP INC. | SHEPARD WILLIAM R | Director | BUY | $170.00 | 48,645 | $8,269,635 | 247,843 |
| 2022-11-02 23:50 | 2022-10-31 | LPLA | LPL Financial Holdings Inc. | Audette Matthew J | Officer | OPT+S | $257.09 | 20,000 | $5,141,816 | 12,667 |
| 2022-10-25 23:04 | 2022-10-21 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $56.86 | 2,100 | $119,406 | 56,481 |
| 2022-10-08 00:18 | 2022-10-05 | LPLA | LPL Financial Holdings Inc. | Arnold Dan H. | Director, Officer | OPT+S | $240.27 | 20,000 | $4,805,400 | 157,823 |
| 2022-10-05 23:08 | 2022-10-03 | CBOE | Cboe Global Markets, Inc. | Schell Brian N | Officer | SELL | $117.11 | 7,303 | $855,254 | 11,170 |
| 2022-09-28 04:49 | 2022-09-23 | FRGE | Forge Global Holdings, Inc. | Hansmeyer Christoph | Director | BUY | $1.91 | 5,541 | $10,598 | 33,900 |
| 2022-09-27 01:04 | 2022-09-22 | FRGE | Forge Global Holdings, Inc. | Hansmeyer Christoph | Director | BUY | $2.00 | 4,359 | $8,718 | 28,359 |
| 2022-09-22 23:44 | 2022-09-21 | ICE | Intercontinental Exchange, Inc. | Sprecher Jeffrey C | Director, Officer | OPT+S | $94.95 | 97,377 | $9,245,897 | 3,001,705 |
| 2022-09-22 23:21 | 2022-09-21 | NDAQ | NASDAQ, INC. | SKULE JEREMY | Officer | SELL | $59.80 | 2,100 | $125,580 | 58,581 |
| 2022-09-20 22:51 | 2022-09-20 | CME | CME GROUP INC. | McCourt Timothy Francis | Officer | SELL | $189.29 | 97 | $18,361 | 5,334 |
| 2022-09-20 01:53 | 2022-09-19 | CME | CME GROUP INC. | McCourt Timothy Francis | Officer | SELL | $190.77 | 360 | $68,677 | 5,431 |
| 2022-09-13 18:10 | 2022-09-12 | CME | CME GROUP INC. | Vroman Ken | Officer | SELL | $201.41 | 750 | $151,058 | 12,486 |
| 2022-09-12 21:53 | 2022-09-09 | CME | CME GROUP INC. | Sammann Derek | Officer | SELL | $201.51 | 4,000 | $806,047 | 13,333 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security & Commodity Brokers, Dealers, Exchanges & Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6200) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security & Commodity Brokers, Dealers, Exchanges & Services
Every transaction in the Security & Commodity Brokers, Dealers, Exchanges & Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.