Security & Commodity Brokers, Dealers, Exchanges & Services
Standard Industrial Classification: SIC 6200
Industry Insider Sentiment Analysis
The Security & Commodity Brokers, Dealers, Exchanges & Services sector (SIC 6200) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-03-12 04:54 | 2021-03-09 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $74.15 | 71,593 | $5,308,557 | 390,378 |
| 2021-03-11 01:16 | 2021-03-08 | LPLA | LPL Financial Holdings Inc. | Steinmeier Richard | Officer | SELL | $136.67 | 1,406 | $192,158 | 22,902 |
| 2021-03-11 00:10 | 2021-03-08 | CBOE | Cboe Global Markets, Inc. | Richter Michael L | Director | SELL | $105.10 | 1,236 | $129,904 | 22,171 |
| 2021-03-09 23:25 | 2021-03-05 | CME | CME GROUP INC. | Piell Hilda Harris | Officer | SELL | $213.00 | 1,500 | $319,500 | 36,704 |
| 2021-03-10 01:07 | 2021-03-05 | NDAQ | NASDAQ, INC. | Peterson Bradley J | Officer | SELL | $144.58 | 1,000 | $144,580 | 21,298 |
| 2021-03-10 01:05 | 2021-03-05 | NDAQ | NASDAQ, INC. | Griggs PC Nelson | Officer | SELL | $144.45 | 1,000 | $144,450 | 28,765 |
| 2021-03-05 03:09 | 2021-03-02 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $74.59 | 3,740 | $278,963 | 452,885 |
| 2021-03-05 01:13 | 2020-11-09 | BGCP | BGC Group, Inc. | MERKEL STEPHEN M | Officer | SELL | $3.51 | 2,250 | $7,898 | 0 |
| 2021-03-04 04:12 | 2021-03-01 | TW | Tradeweb Markets Inc. | Peterson Justin | Officer | OPT+S | $72.85 | 50,000 | $3,642,250 | 75,793 |
| 2021-03-04 03:59 | 2021-03-01 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | OPT+S | $72.94 | 33,212 | $2,422,367 | 57,416 |
| 2021-03-04 03:56 | 2021-03-01 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $74.15 | 215,904 | $16,009,130 | 390,378 |
| 2021-03-04 04:02 | 2021-03-01 | TW | Tradeweb Markets Inc. | WARSHAW ROBERT J | Officer | OPT+S | $72.21 | 30,000 | $2,166,216 | 61,453 |
| 2021-03-03 00:33 | 2021-02-26 | ICE | Intercontinental Exchange, Inc. | Surdykowski Andrew J | Officer | OPT+S | $111.21 | 2,451 | $272,581 | 41,685 |
| 2021-03-03 00:04 | 2021-02-26 | CME | CME GROUP INC. | Sammann Derek | Officer | SELL | $199.10 | 7,335 | $1,460,423 | 17,651 |
| 2021-03-03 00:04 | 2021-02-26 | CME | CME GROUP INC. | Tully Sean | Officer | SELL | $201.41 | 10,000 | $2,014,050 | 19,670 |
| 2021-03-02 04:00 | 2021-02-26 | LPLA | LPL Financial Holdings Inc. | Seese Scott | Officer | SELL | $130.23 | 907 | $118,119 | 25,594 |
| 2021-03-02 03:54 | 2021-02-26 | LPLA | LPL Financial Holdings Inc. | Oroschakoff Michelle | Officer | SELL | $130.23 | 943 | $122,807 | 24,392 |
| 2021-03-02 03:40 | 2021-02-26 | LPLA | LPL Financial Holdings Inc. | Kalbaugh John Andrew | Officer | SELL | $130.23 | 926 | $120,593 | 27,523 |
| 2021-03-02 03:30 | 2021-03-01 | LPLA | LPL Financial Holdings Inc. | Enyedi Matthew | Officer | SELL | $136.41 | 476 | $64,931 | 5,210 |
| 2021-03-02 03:24 | 2021-02-26 | LPLA | LPL Financial Holdings Inc. | Audette Matthew J | Officer | SELL | $131.31 | 1,512 | $198,533 | 12,393 |
| 2021-03-02 03:17 | 2021-02-26 | LPLA | LPL Financial Holdings Inc. | Arnold Dan H. | Director, Officer | SELL | $130.23 | 2,558 | $333,128 | 204,015 |
| 2021-02-27 03:22 | 2021-02-24 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $71.44 | 442,577 | $31,615,665 | 452,885 |
| 2021-02-27 03:16 | 2021-02-26 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $74.17 | 7,454 | $552,838 | 390,378 |
| 2021-02-27 00:53 | 2021-02-24 | ICE | Intercontinental Exchange, Inc. | Sprecher Jeffrey C | Director, Officer | OPT+S | $111.26 | 169,037 | $18,807,158 | 3,211,705 |
| 2021-02-26 01:53 | 2021-02-24 | LPLA | LPL Financial Holdings Inc. | Seese Scott | Officer | SELL | $134.94 | 4,661 | $628,955 | 24,860 |
| 2021-02-26 01:40 | 2021-02-24 | LPLA | LPL Financial Holdings Inc. | Oroschakoff Michelle | Officer | SELL | $134.94 | 513 | $69,224 | 23,725 |
| 2021-02-26 01:34 | 2021-02-24 | LPLA | LPL Financial Holdings Inc. | Larsen Sallie R. | Officer | SELL | $134.94 | 4,489 | $605,746 | 16,691 |
| 2021-02-26 01:29 | 2021-02-23 | LPLA | LPL Financial Holdings Inc. | Kalbaugh John Andrew | Officer | OPT+S | $133.44 | 13,414 | $1,789,972 | 26,543 |
| 2021-02-26 01:17 | 2021-02-24 | LPLA | LPL Financial Holdings Inc. | Audette Matthew J | Officer | SELL | $134.94 | 8,847 | $1,193,814 | 13,126 |
| 2021-02-26 01:09 | 2021-02-24 | LPLA | LPL Financial Holdings Inc. | Arnold Dan H. | Director, Officer | SELL | $136.11 | 25,294 | $3,442,718 | 194,121 |
| 2021-02-26 01:15 | 2021-02-24 | NDAQ | NASDAQ, INC. | Peterson Bradley J | Officer | SELL | $139.57 | 15,000 | $2,093,501 | 22,298 |
| 2021-02-25 01:07 | 2021-02-22 | SNEX | StoneX Group Inc. | Smith Philip Andrew | OPT+S | $59.91 | 10,000 | $599,074 | 131,472 | |
| 2021-02-25 00:34 | 2021-02-22 | ICE | Intercontinental Exchange, Inc. | Hill Scott A | Officer | SELL | $111.14 | 7,987 | $887,680 | 143,395 |
| 2021-02-24 04:38 | 2021-02-19 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $69.67 | 150,000 | $10,451,220 | 390,378 |
| 2021-02-24 04:37 | 2021-02-19 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $69.67 | 169,503 | $11,809,291 | 564,965 |
| 2021-02-24 01:37 | 2021-02-19 | CME | CME GROUP INC. | Durkin Bryan T | Director | SELL | $195.58 | 11,000 | $2,151,360 | 71,150 |
| 2021-02-24 01:20 | 2021-02-19 | CME | CME GROUP INC. | Kometer Kevin | Officer | SELL | $195.75 | 8,000 | $1,566,015 | 69,388 |
| 2021-02-19 02:45 | 2021-02-16 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $68.11 | 154,366 | $10,513,158 | 564,965 |
| 2021-02-19 01:27 | 2021-02-16 | ICE | Intercontinental Exchange, Inc. | Hill Scott A | Officer | SELL | $112.25 | 17,079 | $1,917,130 | 154,504 |
| 2021-02-19 01:26 | 2021-02-16 | ICE | Intercontinental Exchange, Inc. | Goone David S | Officer | SELL | $112.24 | 14,157 | $1,588,958 | 191,600 |
| 2021-02-18 02:34 | 2021-02-16 | LPLA | LPL Financial Holdings Inc. | Simonich Brent | Officer | BUY | $131.00 | 1,909 | $250,079 | 1,909 |
| 2021-02-18 02:18 | 2021-02-12 | LPLA | LPL Financial Holdings Inc. | Oroschakoff Michelle | Officer | OPT+S | $128.16 | 4,000 | $512,640 | 19,857 |
| 2021-02-18 02:11 | 2021-02-16 | LPLA | LPL Financial Holdings Inc. | Arnold Dan H. | Director, Officer | SELL | $130.86 | 7,974 | $1,043,478 | 194,121 |
| 2021-02-16 20:06 | 2021-02-12 | CME | CME GROUP INC. | Suskind Dennis | Director | SELL | $183.32 | 1,000 | $183,320 | 2,565 |
| 2021-02-13 01:33 | 2021-02-10 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $68.12 | 179,875 | $12,252,635 | 564,965 |
| 2021-02-13 02:15 | 2021-02-10 | LPLA | LPL Financial Holdings Inc. | Kalbaugh John Andrew | Officer | OPT+S | $127.74 | 17,984 | $2,297,327 | 27,484 |
| 2021-02-12 02:32 | 2021-02-10 | TW | Tradeweb Markets Inc. | Maisey Simon | Officer | OPT+S | $67.45 | 10,050 | $677,914 | 85,028 |
| 2021-02-12 00:43 | 2021-02-09 | LPLA | LPL Financial Holdings Inc. | Enyedi Matthew | Officer | OPT+S | $124.89 | 1,473 | $183,963 | 4,243 |
| 2021-02-11 01:01 | 2021-02-08 | NDAQ | NASDAQ, INC. | Ottersgard Lars | Officer | SELL | $142.60 | 6,215 | $886,250 | 9,731 |
| 2021-02-10 04:44 | 2021-02-09 | TW | Tradeweb Markets Inc. | Bruni Enrico | Officer | OPT+S | $67.66 | 142,861 | $9,666,275 | 92,241 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security & Commodity Brokers, Dealers, Exchanges & Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6200) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security & Commodity Brokers, Dealers, Exchanges & Services
Every transaction in the Security & Commodity Brokers, Dealers, Exchanges & Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.