Security & Commodity Brokers, Dealers, Exchanges & Services
Standard Industrial Classification: SIC 6200
Industry Insider Sentiment Analysis
The Security & Commodity Brokers, Dealers, Exchanges & Services sector (SIC 6200) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-11-26 00:34 | 2020-11-24 | SNEX | StoneX Group Inc. | BRANCH SCOTT J | Director | SELL | $62.20 | 25,000 | $1,554,888 | 416,487 |
| 2020-11-19 02:04 | 2020-11-16 | SNEX | StoneX Group Inc. | PARTHEMORE ERIC | Director | SELL | $62.00 | 1,928 | $119,536 | 18,342 |
| 2020-11-18 03:40 | 2020-11-16 | LPLA | LPL Financial Holdings Inc. | Larsen Sallie R. | Officer | SELL | $91.22 | 6,300 | $574,686 | 17,455 |
| 2020-11-18 01:02 | 2020-11-16 | TW | Tradeweb Markets Inc. | WARSHAW ROBERT J | Officer | OPT+S | $59.69 | 16,000 | $955,026 | 65,115 |
| 2020-11-14 01:04 | 2020-11-10 | ICE | Intercontinental Exchange, Inc. | Surdykowski Andrew J | Officer | OPT+S | $97.51 | 2,070 | $201,852 | 37,442 |
| 2020-11-14 03:14 | 2020-11-12 | LPLA | LPL Financial Holdings Inc. | Oroschakoff Michelle | Officer | OPT+S | $86.79 | 4,000 | $347,160 | 19,857 |
| 2020-11-14 00:29 | 2020-11-11 | SNEX | StoneX Group Inc. | PARTHEMORE ERIC | Director | SELL | $62.00 | 307 | $19,034 | 20,270 |
| 2020-11-13 00:17 | 2020-11-10 | TW | Tradeweb Markets Inc. | Maisey Simon | Officer | OPT+S | $57.73 | 7,500 | $432,974 | 80,022 |
| 2020-11-12 16:00 | 2020-11-09 | ICE | Intercontinental Exchange, Inc. | Wassersug Mark | Officer | SELL | $104.56 | 1,526 | $159,559 | 20,455 |
| 2020-11-13 01:38 | 2020-11-09 | LPLA | LPL Financial Holdings Inc. | Steinmeier Richard | Officer | SELL | $86.00 | 3,984 | $342,624 | 20,837 |
| 2020-11-13 01:34 | 2020-11-09 | LPLA | LPL Financial Holdings Inc. | Audette Matthew J | Officer | SELL | $87.46 | 12,500 | $1,093,281 | 14,835 |
| 2020-11-13 01:28 | 2020-11-09 | LPLA | LPL Financial Holdings Inc. | Arnold Dan H. | Director, Officer | OPT+S | $85.00 | 12,892 | $1,095,820 | 212,159 |
| 2020-11-13 00:39 | 2020-11-10 | SNEX | StoneX Group Inc. | BRANCH SCOTT J | Director | SELL | $60.40 | 5,038 | $304,296 | 441,487 |
| 2020-11-06 00:16 | 2020-11-03 | CBOE | Cboe Global Markets, Inc. | Tomczyk Fredric J | Director | BUY | $85.65 | 5,230 | $447,950 | 9,652 |
| 2020-11-04 00:29 | 2020-11-02 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | OPT+S | $55.24 | 10,000 | $552,442 | 62,275 |
| 2020-11-04 00:26 | 2020-11-02 | TW | Tradeweb Markets Inc. | Friedman Douglas | Officer | OPT+S | $55.25 | 10,000 | $552,491 | 67,875 |
| 2020-11-04 00:25 | 2020-11-02 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $55.25 | 50,000 | $2,762,430 | 477,375 |
| 2020-11-04 00:58 | 2020-11-02 | CME | CME GROUP INC. | Vroman Ken | Officer | SELL | $152.63 | 4,541 | $693,093 | 9,879 |
| 2020-10-24 00:05 | 2020-10-22 | SNEX | StoneX Group Inc. | FOWLER JOHN MOORE | Director | SELL | $56.10 | 992 | $55,651 | 57,977 |
| 2020-10-23 02:22 | 2020-10-20 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $60.17 | 37,011 | $2,226,767 | 557,692 |
| 2020-10-21 20:08 | 2020-09-14 | CBOE | Cboe Global Markets, Inc. | Tilly Edward T | Director, Officer | BUY | $89.42 | 10,000 | $894,200 | 164,916 |
| 2020-10-20 00:00 | 2020-10-16 | SNEX | StoneX Group Inc. | RADZIWILL JOHN | Director, Officer | SELL | $54.97 | 4,444 | $244,300 | 424,515 |
| 2020-10-17 00:34 | 2020-10-14 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $60.08 | 4,315 | $259,256 | 557,692 |
| 2020-10-17 00:36 | 2020-10-15 | TW | Tradeweb Markets Inc. | WARSHAW ROBERT J | Officer | OPT+S | $58.49 | 16,000 | $935,795 | 65,115 |
| 2020-10-15 23:51 | 2020-10-13 | SNEX | StoneX Group Inc. | RADZIWILL JOHN | Director, Officer | SELL | $54.63 | 6,520 | $356,190 | 428,959 |
| 2020-10-14 02:45 | 2020-10-09 | TW | Tradeweb Markets Inc. | Peterson Justin | Officer | OPT+S | $59.64 | 25,000 | $1,491,055 | 92,285 |
| 2020-10-14 02:43 | 2020-10-12 | TW | Tradeweb Markets Inc. | Maisey Simon | Officer | OPT+S | $59.75 | 7,500 | $448,162 | 80,022 |
| 2020-10-14 02:42 | 2020-10-09 | TW | Tradeweb Markets Inc. | Olesky Lee | Director, Officer | OPT+S | $60.21 | 84,270 | $5,073,753 | 557,692 |
| 2020-10-14 02:40 | 2020-10-09 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $60.08 | 3,300 | $198,254 | 477,375 |
| 2020-10-13 23:42 | 2020-10-09 | SNEX | StoneX Group Inc. | RADZIWILL JOHN | Director, Officer | SELL | $54.22 | 23,098 | $1,252,334 | 435,479 |
| 2020-10-09 23:35 | 2020-10-08 | ICE | Intercontinental Exchange, Inc. | Wassersug Mark | Officer | SELL | $101.29 | 2,946 | $298,400 | 21,981 |
| 2020-10-09 23:43 | 2020-10-07 | SNEX | StoneX Group Inc. | RADZIWILL JOHN | Director, Officer | SELL | $53.53 | 30,000 | $1,606,023 | 458,577 |
| 2020-10-07 23:43 | 2020-10-05 | SNEX | StoneX Group Inc. | RADZIWILL JOHN | Director, Officer | SELL | $52.64 | 30,794 | $1,621,125 | 488,577 |
| 2020-10-03 02:10 | 2020-10-01 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | OPT+S | $58.50 | 10,000 | $584,991 | 62,275 |
| 2020-10-03 02:08 | 2020-10-01 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $58.50 | 50,000 | $2,925,025 | 477,375 |
| 2020-10-03 02:06 | 2020-10-01 | TW | Tradeweb Markets Inc. | Friedman Douglas | Officer | OPT+S | $58.50 | 10,000 | $584,986 | 67,875 |
| 2020-10-01 23:29 | 2020-10-01 | SNEX | StoneX Group Inc. | FOWLER JOHN MOORE | Director | SELL | $51.00 | 1,042 | $53,142 | 58,969 |
| 2020-10-01 23:30 | 2020-09-29 | SNEX | StoneX Group Inc. | RADZIWILL JOHN | Director, Officer | SELL | $51.42 | 13,394 | $688,717 | 519,371 |
| 2020-09-29 22:49 | 2020-09-28 | TW | Tradeweb Markets Inc. | Bruni Enrico | Officer | OPT+S | $57.38 | 15,000 | $860,625 | 102,301 |
| 2020-09-26 00:09 | 2020-09-23 | ICE | Intercontinental Exchange, Inc. | Sprecher Jeffrey C | Director, Officer | OPT+S | $98.33 | 38,026 | $3,739,108 | 1,390,946 |
| 2020-09-17 03:08 | 2020-09-15 | TW | Tradeweb Markets Inc. | WARSHAW ROBERT J | Officer | OPT+S | $54.36 | 16,000 | $869,758 | 65,115 |
| 2020-09-11 22:57 | 2020-09-10 | TW | Tradeweb Markets Inc. | Maisey Simon | Officer | OPT+S | $54.08 | 7,500 | $405,599 | 80,022 |
| 2020-09-10 23:25 | 2020-09-08 | ICE | Intercontinental Exchange, Inc. | Wassersug Mark | Officer | SELL | $99.33 | 2,344 | $232,830 | 24,927 |
| 2020-09-08 23:31 | 2020-09-03 | LPLA | LPL Financial Holdings Inc. | Arnold Dan H. | Director, Officer | OPT+S | $85.43 | 1,956 | $167,092 | 212,159 |
| 2020-09-03 22:23 | 2020-09-02 | CME | CME GROUP INC. | GEPSMAN MARTIN J | Director | SELL | $173.52 | 5,000 | $867,600 | 30,617 |
| 2020-09-02 23:14 | 2020-09-01 | TW | Tradeweb Markets Inc. | Hult William | Director, Officer | OPT+S | $57.72 | 50,000 | $2,885,870 | 477,375 |
| 2020-09-02 23:12 | 2020-09-01 | TW | Tradeweb Markets Inc. | Friedman Douglas | Officer | OPT+S | $57.72 | 10,000 | $577,150 | 67,875 |
| 2020-09-02 23:11 | 2020-09-01 | TW | Tradeweb Markets Inc. | Zucker Scott | Officer | OPT+S | $57.72 | 10,000 | $577,154 | 62,275 |
| 2020-09-02 23:10 | 2020-08-31 | NDAQ | NASDAQ, INC. | Peterson Bradley J | Officer | SELL | $135.00 | 1,500 | $202,500 | 24,333 |
| 2020-08-31 21:30 | 2020-08-27 | CME | CME GROUP INC. | Cutinho Sunil | Officer | SELL | $178.00 | 5,600 | $996,800 | 33,803 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security & Commodity Brokers, Dealers, Exchanges & Services sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6200) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security & Commodity Brokers, Dealers, Exchanges & Services
Every transaction in the Security & Commodity Brokers, Dealers, Exchanges & Services industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.