Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-06 21:28 | 2026-10-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Schafer Douglas M. JR | Officer | OPT+S | $33.34 | 40,000 | $1,333,600 | 387,414 |
| 2026-10-05 20:01 | 2026-10-01 | SCHW | SCHWAB CHARLES CORP | Hathi Neesha | Officer | OPT+S | $97.80 | 5,000 | $489,007 | 5,770 |
| 2026-10-05 20:01 | 2026-10-01 | IBKR | Interactive Brokers Group, Inc. | Conkling Lori A | Director | BUY | $85.42 | 25 | $2,136 | 2,584 |
| 2026-10-06 01:42 | 2026-10-05 | BULL | Webull Corp | Denier Anthony Michael | Director, Officer | SELL | $7.33 | 53,846 | $394,939 | 2,170,757 |
| 2026-10-05 22:34 | 2026-10-01 | CSHR | CoinShares PLC | Masters Daniel | Director, 10% owner | SELL | $4.92 | 100,000 | $492,460 | 21,510,245 |
| 2026-10-01 20:05 | 2026-09-29 | SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | SELL | $103.36 | 33,877 | $3,501,662 | 6,784,574 | |
| 2026-09-24 20:15 | 2026-09-22 | SEIC | SEI INVESTMENTS CO | LANE MICHAEL | Officer | SELL | $102.78 | 2,400 | $246,672 | 39,581 |
| 2026-09-24 20:33 | 2026-09-22 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $125.33 | 240,834 | $30,184,351 | 0 |
| 2026-09-23 12:08 | 2026-09-21 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $125.58 | 259,166 | $32,545,600 | 0 |
| 2026-09-23 01:18 | 2026-09-21 | BULL | Webull Corp | Denier Anthony Michael | Director, Officer | SELL | $8.32 | 53,846 | $447,735 | 2,224,603 |
| 2026-09-18 23:23 | 2026-09-16 | CSHR | CoinShares PLC | Masters Daniel | Director, 10% owner | SELL | $5.08 | 182,370 | $926,203 | 21,610,245 |
| 2026-09-18 01:48 | 2026-09-16 | XP | XP Inc. | Dos Santos Bruno Constantino Alexandre | Director | SELL | $19.58 | 123,257 | $2,413,865 | 1,500,000 |
| 2026-09-17 20:41 | 2026-09-15 | HOOD | Robinhood Markets, Inc. | Verma Shiv | Officer | SELL | $110.42 | 11,472 | $1,266,788 | 56,858 |
| 2026-09-17 20:43 | 2026-09-16 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Brown Shelly | Officer | SELL | $38.61 | 21,217 | $819,188 | 316,490 |
| 2026-09-16 10:07 | 2026-09-14 | BULL | Webull Corp | Wang Haichen | Director, Officer | SELL | $8.98 | 55,000 | $493,746 | 772,046 |
| 2026-09-14 20:33 | 2026-09-10 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $114.28 | 43,373 | $4,956,493 | 0 |
| 2026-09-14 12:00 | 2026-09-10 | DOMH | Dominari Holdings Inc. | Wool Kyle Michael | Director, Officer | BUY | $2.09 | 100,000 | $209,190 | 4,311,828 |
| 2026-09-14 12:00 | 2026-09-10 | DOMH | Dominari Holdings Inc. | Hayes Anthony | Director, Officer | BUY | $2.09 | 100,000 | $209,190 | 4,600,873 |
| 2026-09-11 20:15 | 2026-09-10 | MKTX | MARKETAXESS HOLDINGS INC | Cruger William Frank Jr. | Director | SELL | $163.20 | 6,164 | $1,005,965 | 4,033 |
| 2026-09-11 20:15 | 2026-09-10 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $163.32 | 100 | $16,332 | 11,486 |
| 2026-09-10 21:08 | 2026-09-08 | HOOD | Robinhood Markets, Inc. | Treseder Oluwadara Johnson | Director | SELL | $125.00 | 1,875 | $234,375 | 70,567 |
| 2026-09-10 20:38 | 2026-09-09 | WT | WisdomTree, Inc. | Lilien R Jarrett | Officer | SELL | $24.56 | 30,000 | $736,800 | 1,080,245 |
| 2026-09-10 11:16 | 2026-09-09 | GLXY | Galaxy Digital Inc. | Friedrich Matthew W. | Officer | SELL | $27.03 | 4,993 | $134,961 | 275,782 |
| 2026-09-09 01:22 | 2026-09-08 | BULL | Webull Corp | Denier Anthony Michael | Director, Officer | SELL | $9.58 | 53,846 | $515,705 | 2,278,449 |
| 2026-09-08 20:05 | 2026-09-03 | SEIC | SEI INVESTMENTS CO | Hicke Ryan | Officer | OPT+S | $110.71 | 37,500 | $4,151,663 | 192,815 |
| 2026-09-04 21:06 | 2026-08-12 | ETOR | eToro Group Ltd. | POLITI SANTO | Director | SELL | $28.01 | 5,783 | $161,999 | 0 |
| 2026-09-04 21:13 | 2026-09-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $122.43 | 10,000 | $1,224,335 | 509,943 |
| 2026-09-04 21:14 | 2026-09-03 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $120.33 | 24,416 | $2,937,889 | 77,839 |
| 2026-09-04 20:31 | 2026-09-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Comly Barbara J. | Officer | OPT+S | $40.49 | 44,445 | $1,799,578 | 839,564 |
| 2026-09-04 20:35 | 2026-09-03 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Gallagher Thomas P. | Director, Officer | OPT+S | $42.43 | 47,000 | $1,994,210 | 1,423,275 |
| 2026-09-04 20:21 | 2026-09-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Teekell Judson Gray | Director | SELL | $41.34 | 8,545 | $353,232 | 69,251 |
| 2026-09-04 20:25 | 2026-09-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Schafer Douglas M. JR | Officer | OPT+S | $40.48 | 48,000 | $1,943,040 | 387,414 |
| 2026-09-04 20:28 | 2026-09-03 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Deitzel Edward | Officer | OPT+S | $42.21 | 11,000 | $464,310 | 119,601 |
| 2026-09-03 20:09 | 2026-09-01 | SEIC | SEI INVESTMENTS CO | ROMEO CARMEN | Director | OPT+S | $109.70 | 5,000 | $548,500 | 1,560,293 |
| 2026-09-02 20:01 | 2026-09-01 | IBKR | Interactive Brokers Group, Inc. | Conkling Lori A | Director | BUY | $94.53 | 25 | $2,363 | 2,559 |
| 2026-09-03 01:04 | 2026-09-01 | SCHW | SCHWAB CHARLES CORP | Hathi Neesha | Officer | OPT+S | $109.04 | 3,177 | $346,428 | 5,770 |
| 2026-09-01 19:59 | 2026-08-28 | FRHC | Freedom Holding Corp. | Yerdessov Azamat | Officer | SELL | $173.30 | 3,000 | $519,900 | 224,442 |
| 2026-09-01 20:04 | 2026-08-28 | GS | GOLDMAN SACHS GROUP INC | LESLIE ERICKA T | Officer | SELL | $1,033.80 | 600 | $620,280 | 10,960 |
| 2026-09-01 20:05 | 2026-08-28 | SEIC | SEI INVESTMENTS CO | Peterson Michael | Officer | OPT+S | $111.51 | 37,500 | $4,181,625 | 20,148 |
| 2026-08-31 23:39 | 2026-08-28 | SCHW | SCHWAB CHARLES CORP | Bettinger Walter W | Director, Officer | OPT+S | $110.91 | 74,388 | $8,250,648 | 610,360 |
| 2026-08-31 22:30 | 2026-08-28 | SCHW | SCHWAB CHARLES CORP | Hathi Neesha | Officer | OPT+S | $108.12 | 3,177 | $343,498 | 0 |
| 2026-08-31 21:21 | 2026-08-28 | RJF | RAYMOND JAMES FINANCIAL INC | Allaire Bella Loykhter | Officer | SELL | $177.60 | 7,500 | $1,331,981 | 46,086 |
| 2026-08-31 16:16 | 2026-08-28 | ETOR | eToro Group Ltd. | Eddy Shalev | Director | SELL | $31.20 | 100,000 | $3,120,100 | 196,779 |
| 2026-08-28 20:02 | 2026-08-26 | FRHC | Freedom Holding Corp. | Kim Valeriy | Officer | SELL | $169.31 | 5,000 | $846,550 | 47,400 |
| 2026-08-28 19:00 | 2026-05-28 | SIEB | SIEBERT FINANCIAL CORP | Gebbia Richard | BUY | $1.86 | 15,000 | $27,900 | 576,273 | |
| 2026-08-27 22:00 | 2026-08-26 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $109.25 | 9,175 | $1,002,397 | 1,323,162 |
| 2026-08-27 00:15 | 2026-08-24 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $113.20 | 117,000 | $13,244,412 | 53,558,741 |
| 2026-08-26 23:37 | 2026-08-24 | SCHW | SCHWAB CHARLES CORP | Bettinger Walter W | Director, Officer | OPT+S | $113.49 | 176,210 | $19,997,368 | 610,360 |
| 2026-08-26 10:11 | 2026-08-25 | BULL | Webull Corp | Denier Anthony Michael | Director, Officer | SELL | $8.83 | 53,848 | $475,607 | 2,332,295 |
| 2026-08-24 12:10 | 2026-08-21 | BULL | Webull Corp | James Benjamin Worthy | Director, Officer | SELL | $9.02 | 50,273 | $453,276 | 1,150,991 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.