Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-22 20:52 | 2026-05-22 | GLXY | Galaxy Digital Inc. | DAFFEY MICHAEL D | Director | OPT+S | $28.88 | 250,000 | $7,219,150 | 1,505,419 |
| 2026-05-22 20:57 | 2026-05-20 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $75.38 | 67,422 | $5,082,041 | 0 |
| 2026-05-21 20:07 | 2026-05-20 | WT | WisdomTree, Inc. | Lilien R Jarrett | Officer | SELL | $18.99 | 30,000 | $569,700 | 1,110,245 |
| 2026-05-21 22:13 | 2026-05-21 | GLXY | Galaxy Digital Inc. | DAFFEY MICHAEL D | Director | OPT+S | $28.77 | 250,000 | $7,193,275 | 1,505,419 |
| 2026-05-20 20:11 | 2026-05-19 | WT | WisdomTree, Inc. | Ziemba Peter M | Officer | SELL | $19.31 | 100,000 | $1,931,000 | 885,686 |
| 2026-05-21 00:40 | 2026-05-19 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $92.22 | 27,500 | $2,536,127 | 30,209,768 |
| 2026-05-19 20:31 | 2026-05-15 | HOOD | Robinhood Markets, Inc. | Verma Shiv | Officer | SELL | $77.36 | 5,436 | $420,535 | 47,311 |
| 2026-05-18 20:06 | 2026-05-14 | GS | GOLDMAN SACHS GROUP INC | COLEMAN DENIS P. | Officer | SELL | $973.55 | 6,857 | $6,675,612 | 31,070 |
| 2026-05-18 20:52 | 2026-05-15 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Emmons Lance | Officer | SELL | $56.36 | 35,000 | $1,972,600 | 84,262 |
| 2026-05-19 01:33 | 2026-05-18 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $92.40 | 27,500 | $2,541,008 | 30,237,268 |
| 2026-05-18 16:20 | 2026-05-14 | ETOR | eToro Group Ltd. | POLITI SANTO | Director | SELL | $41.04 | 2,892 | $118,676 | 0 |
| 2026-05-18 12:32 | 2026-05-14 | ETOR | eToro Group Ltd. | Eddy Shalev | Director | SELL | $41.26 | 100,000 | $4,125,820 | 296,779 |
| 2026-05-15 00:54 | 2026-05-13 | SCHW | SCHWAB CHARLES CORP | Sarin Arun | Director | OPT+S | $91.16 | 2,500 | $227,910 | 23,983 |
| 2026-05-11 20:15 | 2026-05-11 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $146.99 | 100 | $14,699 | 11,886 |
| 2026-05-08 20:06 | 2026-05-06 | GS | GOLDMAN SACHS GROUP INC | Ruemmler Kathryn H. | Officer | SELL | $939.07 | 14,292 | $13,421,236 | 15,657 |
| 2026-05-09 01:51 | 2026-05-08 | VIRT | Virtu Financial, Inc. | Fairclough Brett | Officer | SELL | $50.06 | 30,000 | $1,501,854 | 42,473 |
| 2026-05-09 01:27 | 2026-05-06 | JEF | Jefferies Financial Group Inc. | FRIEDMAN BRIAN P | Director, Officer | SELL | $51.90 | 1 | $52 | 2,061,442 |
| 2026-05-07 20:07 | 2026-05-05 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Gallagher Thomas P. | Director, Officer | OPT+S | $47.92 | 15,771 | $755,746 | 1,723,275 |
| 2026-05-06 20:06 | 2026-05-04 | PIPR | PIPER SANDLER COMPANIES | Doyle Jonathan J | Director, Officer | SELL | $78.84 | 90,000 | $7,096,014 | 477,684 |
| 2026-05-06 21:55 | 2026-05-05 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | OPT+S | $92.29 | 9,910 | $914,610 | 1,396,459 |
| 2026-05-06 21:41 | 2026-05-04 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $91.76 | 218,600 | $20,058,474 | 30,264,768 |
| 2026-05-06 21:32 | 2026-05-05 | VIRT | Virtu Financial, Inc. | Gambale Virginia | Director | SELL | $50.00 | 4,000 | $200,000 | 19,978 |
| 2026-05-06 20:56 | 2026-05-05 | WT | WisdomTree, Inc. | Yates David M | Officer | SELL | $18.06 | 15,000 | $270,900 | 157,499 |
| 2026-05-06 20:32 | 2026-05-04 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $76.89 | 10,000 | $768,908 | 432,849 |
| 2026-05-05 20:15 | 2026-05-01 | GS | GOLDMAN SACHS GROUP INC | Ruemmler Kathryn H. | Officer | SELL | $929.62 | 683 | $634,927 | 29,949 |
| 2026-05-05 20:17 | 2026-05-01 | GS | GOLDMAN SACHS GROUP INC | FREDMAN SHEARA J | Officer | SELL | $929.17 | 10,301 | $9,571,354 | 6,338 |
| 2026-05-05 20:19 | 2026-05-01 | GS | GOLDMAN SACHS GROUP INC | SOLOMON DAVID M | Director, Officer | SELL | $930.70 | 3,470 | $3,229,543 | 137,262 |
| 2026-05-05 13:14 | 2026-05-04 | SEIC | SEI INVESTMENTS CO | MCCARTHY KATHRYN | Director | OPT+S | $91.07 | 10,000 | $910,700 | 77,883 |
| 2026-05-05 12:16 | 2026-05-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Deitzel Edward | Officer | OPT+S | $47.28 | 11,000 | $520,080 | 116,221 |
| 2026-05-05 12:17 | 2026-05-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Gallagher Thomas P. | Director, Officer | OPT+S | $47.26 | 54,229 | $2,562,863 | 1,723,275 |
| 2026-05-05 11:41 | 2026-05-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Teekell Judson Gray | Director | SELL | $47.30 | 3,000 | $141,900 | 56,338 |
| 2026-05-05 11:43 | 2026-05-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Brown Shelly | Officer | OPT+S | $47.28 | 16,000 | $756,480 | 325,047 |
| 2026-05-05 11:30 | 2026-05-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Comly Barbara J. | Officer | OPT+S | $47.26 | 28,000 | $1,323,280 | 843,844 |
| 2026-05-05 11:31 | 2026-05-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Eckert Kurt M. | Director | OPT+S | $47.29 | 5,625 | $266,006 | 142,375 |
| 2026-05-05 11:32 | 2026-05-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Schafer Douglas M. JR | Officer | OPT+S | $47.25 | 48,000 | $2,268,000 | 396,681 |
| 2026-05-04 20:41 | 2026-05-01 | IBKR | Interactive Brokers Group, Inc. | Conkling Lori A | Director | BUY | $79.64 | 25 | $1,991 | 2,459 |
| 2026-05-04 12:00 | 2026-05-01 | JEF | Jefferies Financial Group Inc. | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Director | BUY | $48.22 | 6,429,337 | $310,022,630 | 6,429,337 |
| 2026-05-01 23:06 | 2026-04-29 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $91.33 | 168,743 | $15,410,809 | 54,389,641 |
| 2026-04-30 15:35 | 2026-04-28 | SEIC | SEI INVESTMENTS CO | Warner Mark Andrew | Officer | OPT+S | $91.16 | 4,000 | $364,640 | 921 |
| 2026-04-29 20:01 | 2026-04-28 | IBKR | Interactive Brokers Group, Inc. | Harris Lawrence E | Director | SELL | $76.93 | 26,000 | $2,000,180 | 173,482 |
| 2026-04-29 23:39 | 2026-04-28 | SCHW | SCHWAB CHARLES CORP | HERRINGER FRANK C | Director | OPT+S | $90.60 | 2,520 | $228,314 | 177,508 |
| 2026-04-29 22:52 | 2026-04-28 | BLK | BlackRock, Inc. | FINK LAURENCE | Director, Officer | SELL | $1,050.55 | 33,900 | $35,613,716 | 230,516 |
| 2026-04-29 20:30 | 2026-04-27 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $83.92 | 5,835 | $489,687 | 12,171 |
| 2026-04-28 23:23 | 2026-04-27 | BLK | BlackRock, Inc. | KAPITO ROBERT | Director, Officer | SELL | $1,056.60 | 8,739 | $9,233,596 | 210,186 |
| 2026-04-27 23:59 | 2026-04-23 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $90.25 | 72,900 | $6,579,327 | 55,673,384 |
| 2026-04-24 20:03 | 2026-04-23 | GS | GOLDMAN SACHS GROUP INC | GOLTEN ALEX S | Officer | SELL | $936.18 | 1,116 | $1,044,782 | 2,578 |
| 2026-04-24 17:13 | 2026-04-23 | SEIC | SEI INVESTMENTS CO | McCabe Philip | Officer | SELL | $91.82 | 15,000 | $1,377,300 | 54,884 |
| 2026-04-23 21:35 | 2026-04-23 | SEIC | SEI INVESTMENTS CO | Sharma Sanjay | Officer | OPT+S | $90.12 | 25,000 | $2,253,013 | 39,829 |
| 2026-04-23 21:33 | 2026-04-23 | SEIC | SEI INVESTMENTS CO | Peterson Michael | Officer | OPT+S | $90.00 | 10,000 | $900,000 | 20,148 |
| 2026-04-21 20:03 | 2026-04-17 | GS | GOLDMAN SACHS GROUP INC | GOLTEN ALEX S | Officer | SELL | $919.19 | 1,115 | $1,024,895 | 3,694 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.