Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals 5635 total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-02-19 04:43 | 2026-02-17 | VIRT | Virtu Financial, Inc. | Cavoli Stephen | Officer | SELL | $38.94 | 28,370 | $1,104,657 | 116,191 |
| 2026-02-18 00:14 | 2026-02-12 | FRHC | Freedom Holding Corp. | Gamble Andrew | Director | SELL | $119.39 | 400 | $47,756 | 357 |
| 2026-02-14 01:25 | 2026-02-11 | VIRT | Virtu Financial, Inc. | Cavoli Stephen | Officer | SELL | $38.09 | 71,630 | $2,728,559 | 144,561 |
| 2026-02-14 01:18 | 2026-02-11 | BLK | BlackRock, Inc. | Cohen Stephen | Officer | SELL | $1,073.87 | 2,179 | $2,339,963 | 6,543 |
| 2026-02-14 00:39 | 2026-02-11 | PIPR | PIPER SANDLER COMPANIES | Schoneman Debbra L. | Officer | OPT+S | $350.99 | 5,240 | $1,839,213 | 2,896 |
| 2026-02-14 00:23 | 2026-02-11 | GS | GOLDMAN SACHS GROUP INC | ROGERS JOHN F.W. | Officer | SELL | $959.37 | 15,855 | $15,210,754 | 9,428 |
| 2026-02-13 03:21 | 2026-02-10 | BLK | BlackRock, Inc. | Goldstein Robert L. | Officer | OPT+S | $1,087.02 | 59,483 | $64,658,979 | 46,185 |
| 2026-02-12 05:18 | 2026-02-09 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $106.35 | 158,613 | $16,868,619 | 30,483,368 |
| 2026-02-12 00:31 | 2026-02-09 | HOOD | Robinhood Markets, Inc. | Warnick Jason | SELL | $85.09 | 125,000 | $10,636,025 | 402,370 | |
| 2026-02-12 00:05 | 2026-02-09 | GS | GOLDMAN SACHS GROUP INC | COLEMAN DENIS P. | Officer | SELL | $941.57 | 11,623 | $10,943,891 | 29,342 |
| 2026-02-12 00:03 | 2026-02-09 | GS | GOLDMAN SACHS GROUP INC | GOLTEN ALEX S | Officer | SELL | $935.01 | 2,292 | $2,143,045 | 0 |
| 2026-02-11 03:49 | 2026-02-06 | SCHW | SCHWAB CHARLES CORP | Bettinger Walter W | Director, Officer | OPT+S | $104.25 | 67,514 | $7,038,476 | 529,346 |
| 2026-02-11 03:32 | 2026-02-06 | SCHW | SCHWAB CHARLES CORP | DODDS CHRISTOPHER V | Director | OPT+S | $104.55 | 11,825 | $1,236,314 | 449,406 |
| 2026-02-11 00:15 | 2026-02-10 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $171.91 | 100 | $17,191 | 9,538 |
| 2026-02-07 00:11 | 2026-02-05 | VIRT | Virtu Financial, Inc. | Gambale Virginia | Director | SELL | $37.50 | 2,950 | $110,625 | 23,978 |
| 2026-02-06 05:24 | 2026-02-03 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $103.77 | 164,600 | $17,079,949 | 55,782,729 |
| 2026-02-06 03:18 | 2026-02-03 | SCHW | SCHWAB CHARLES CORP | Bettinger Walter W | Director, Officer | OPT+S | $104.03 | 257,410 | $26,778,414 | 529,346 |
| 2026-02-06 01:00 | 2026-02-04 | GLXY | Galaxy Digital Inc. | DEASON DOUGLAS R | Director | BUY | $20.80 | 25,000 | $519,950 | 59,000 |
| 2026-02-06 00:31 | 2026-02-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $87.07 | 10,000 | $870,665 | 393,612 |
| 2026-02-06 00:30 | 2026-02-03 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $87.81 | 52,540 | $4,613,285 | 27,564 |
| 2026-02-06 00:30 | 2026-02-04 | RJF | RAYMOND JAMES FINANCIAL INC | Santelli Jonathan N | Officer | SELL | $170.46 | 4,500 | $767,079 | 26,853 |
| 2026-02-05 00:26 | 2026-02-02 | SF | STIFEL FINANCIAL CORP | Rubulotta David | SELL | $124.31 | 400 | $49,724 | 992 | |
| 2026-02-04 05:40 | 2026-02-02 | SCHW | SCHWAB CHARLES CORP | Morgan Peter J. III | Officer | OPT+S | $104.38 | 7,595 | $792,796 | 0 |
| 2026-02-04 03:48 | 2026-01-31 | VIRT | Virtu Financial, Inc. | Cavoli Stephen | Officer | OPT+S | $0.00 | 43,551 | $0 | 199,461 |
| 2026-02-03 04:40 | 2026-01-29 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $103.16 | 145,650 | $15,025,968 | 55,947,329 |
| 2026-02-03 00:26 | 2026-01-29 | SF | STIFEL FINANCIAL CORP | ZEMLYAK JAMES M | Officer | OPT+S | $123.90 | 9 | $1,115 | 7,072 |
| 2026-02-02 19:52 | 2026-01-29 | SEIC | SEI INVESTMENTS CO | Hicke Ryan | Director, Officer | OPT+S | $87.36 | 80,000 | $6,989,064 | 197,164 |
| 2026-01-31 00:34 | 2026-01-30 | MS | MORGAN STANLEY | SIMKOWITZ DANIEL A | Officer | SELL | $182.61 | 32,968 | $6,020,313 | 357,342 |
| 2026-01-30 00:12 | 2026-01-27 | GS | GOLDMAN SACHS GROUP INC | HALIO CAREY | Officer | SELL | $927.17 | 2,846 | $2,638,717 | 2,017 |
| 2026-01-30 00:09 | 2026-01-29 | GS | GOLDMAN SACHS GROUP INC | SOLOMON DAVID M | Director, Officer | SELL | $938.92 | 272 | $255,387 | 125,527 |
| 2026-01-29 05:09 | 2026-01-26 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | OPT+S | $103.13 | 206,332 | $21,278,627 | 56,092,979 |
| 2026-01-29 00:33 | 2026-01-26 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $107.48 | 5,864 | $630,284 | 9,133 |
| 2026-01-29 00:05 | 2026-01-26 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Director, Officer | SELL | $75.84 | 155,000 | $11,755,913 | 0 |
| 2026-01-28 00:12 | 2026-01-23 | GS | GOLDMAN SACHS GROUP INC | Ruemmler Kathryn H. | Officer | SELL | $927.51 | 9,589 | $8,893,930 | 18,533 |
| 2026-01-28 00:08 | 2026-01-23 | GS | GOLDMAN SACHS GROUP INC | FREDMAN SHEARA J | Officer | SELL | $923.75 | 4,863 | $4,492,188 | 10,301 |
| 2026-01-28 00:02 | 2026-01-23 | GS | GOLDMAN SACHS GROUP INC | HALIO CAREY | Officer | OPT+S | $920.62 | 1,757 | $1,617,531 | 4,863 |
| 2026-01-27 04:11 | 2026-01-22 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $105.19 | 42,865 | $4,509,081 | 436,149 |
| 2026-01-27 01:00 | 2026-01-22 | IBKR | Interactive Brokers Group, Inc. | Nemser Earl H | Director, Officer | SELL | $77.43 | 245,000 | $18,969,689 | 155,000 |
| 2026-01-24 04:53 | 2026-01-22 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | OPT+S | $105.00 | 2,000 | $210,003 | 21,768 |
| 2026-01-24 02:54 | 2026-01-21 | BLK | BlackRock, Inc. | Kushel J. Richard | Officer | OPT+S | $1,125.00 | 20,000 | $22,500,000 | 61,894 |
| 2026-01-23 00:16 | 2026-01-20 | MS | MORGAN STANLEY | YESHAYA SHARON | Officer | SELL | $185.77 | 15,838 | $2,942,176 | 135,304 |
| 2026-01-23 00:16 | 2026-01-20 | MS | MORGAN STANLEY | SMITH CHARLES A | Officer | SELL | $182.08 | 8,500 | $1,547,686 | 119,128 |
| 2026-01-23 00:15 | 2026-01-20 | MS | MORGAN STANLEY | SAPERSTEIN ANDREW M | Officer | SELL | $183.62 | 30,330 | $5,569,085 | 280,481 |
| 2026-01-23 00:14 | 2026-01-20 | MS | MORGAN STANLEY | Pizzi Michael A. | Officer | SELL | $184.55 | 20,000 | $3,691,000 | 127,872 |
| 2026-01-23 00:13 | 2026-01-20 | MS | MORGAN STANLEY | GROSSMAN ERIC F | Officer | SELL | $184.00 | 21,555 | $3,966,137 | 171,005 |
| 2026-01-23 00:12 | 2026-01-20 | MS | MORGAN STANLEY | CRAWLEY MANDELL | Officer | SELL | $183.45 | 7,860 | $1,441,879 | 68,788 |
| 2026-01-22 03:38 | 2026-01-16 | BLK | BlackRock, Inc. | Small Martin | Officer | OPT+S | $1,171.14 | 27,047 | $31,675,813 | 10,557 |
| 2026-01-22 00:43 | 2026-01-16 | GS | GOLDMAN SACHS GROUP INC | VINIAR DAVID A | Director | SELL | $971.13 | 3,390 | $3,292,137 | 100,000 |
| 2026-01-22 00:41 | 2026-01-16 | GS | GOLDMAN SACHS GROUP INC | VINIAR DAVID A | Director | SELL | $965.00 | 64,796 | $62,528,399 | 103,390 |
| 2026-01-13 00:15 | 2026-01-12 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $168.63 | 100 | $16,863 | 9,638 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.