Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-21 20:00 | 2026-08-19 | FRHC | Freedom Holding Corp. | Ler Evgeny | Officer | SELL | $158.63 | 20,000 | $3,172,512 | 19,077 |
| 2026-08-21 13:36 | 2026-07-15 | JEF | Jefferies Financial Group Inc. | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Director | BUY | $54.86 | 5,906,542 | $324,032,894 | 8,566,379 |
| 2026-08-20 22:22 | 2026-08-19 | VIRT | Virtu Financial, Inc. | GRANO JOSEPH J JR | Director | SELL | $60.94 | 8,400 | $511,856 | 33,814 |
| 2026-08-20 20:12 | 2026-08-19 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Gallagher Thomas P. | Director, Officer | SELL | $41.13 | 149,700 | $6,157,161 | 1,423,275 |
| 2026-08-19 20:42 | 2026-08-17 | HOOD | Robinhood Markets, Inc. | Verma Shiv | Officer | SELL | $95.07 | 3,982 | $378,569 | 51,963 |
| 2026-08-19 20:10 | 2026-08-17 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Emmons Lance | Officer | SELL | $42.83 | 35,000 | $1,499,050 | 86,538 |
| 2026-08-19 20:12 | 2026-08-17 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Schwarzkopf Cynthia | Director | OPT+S | $42.85 | 5,000 | $214,250 | 88,545 |
| 2026-08-18 21:01 | 2026-08-17 | VIRT | Virtu Financial, Inc. | Nixon John | Director | SELL | $60.13 | 9,094 | $546,822 | 30,902 |
| 2026-08-18 21:55 | 2026-08-17 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | SELL | $111.33 | 1,000 | $111,330 | 10,738 |
| 2026-08-18 21:23 | 2026-08-18 | VIRT | Virtu Financial, Inc. | Gambale Virginia | Director | SELL | $62.00 | 6,460 | $400,520 | 16,910 |
| 2026-08-18 20:39 | 2026-08-14 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $96.80 | 50,317 | $4,870,630 | 0 |
| 2026-08-17 22:22 | 2026-08-14 | SCHW | SCHWAB CHARLES CORP | Craig Jonathan M. | Officer | OPT+S | $111.03 | 21,866 | $2,427,688 | 0 |
| 2026-08-17 21:43 | 2026-08-13 | SCHW | SCHWAB CHARLES CORP | Howard Dennis | Officer | SELL | $110.00 | 2,198 | $241,780 | 6,980 |
| 2026-08-14 20:07 | 2026-08-13 | FRHC | Freedom Holding Corp. | Tukanov Renat | Officer | SELL | $151.25 | 2,700 | $408,375 | 7,500 |
| 2026-08-14 10:54 | 2026-08-12 | GLXY | Galaxy Digital Inc. | DEASON DOUGLAS R | Director | BUY | $21.54 | 12,000 | $258,432 | 71,000 |
| 2026-08-14 00:36 | 2026-08-12 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $108.18 | 46,410 | $5,020,448 | 30,021,463 |
| 2026-08-12 01:44 | 2026-08-11 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $107.78 | 46,445 | $5,005,717 | 30,067,873 |
| 2026-08-11 00:05 | 2026-08-06 | SCHW | SCHWAB CHARLES CORP | Murtagh Nigel J | Officer | OPT+S | $109.01 | 26,675 | $2,907,791 | 57,972 |
| 2026-08-10 23:05 | 2026-08-07 | SCHW | SCHWAB CHARLES CORP | SNEED PAULA A | Director | SELL | $107.15 | 5,263 | $563,954 | 91,711 |
| 2026-08-10 21:26 | 2026-08-10 | GLXY | Galaxy Digital Inc. | BANDROWCZAK STEVEN JOHN | Director | BUY | $19.63 | 5,100 | $100,113 | 39,186 |
| 2026-08-10 21:28 | 2026-08-06 | GLXY | Galaxy Digital Inc. | Rico Robert Daniel | Officer | OPT+S | $19.66 | 9,095 | $178,808 | 64,428 |
| 2026-08-10 20:15 | 2026-08-10 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $162.60 | 100 | $16,260 | 11,586 |
| 2026-08-10 19:02 | 2026-08-06 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $0.94 | 45,130 | $42,377 | 31,125 |
| 2026-08-07 22:36 | 2026-08-05 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $107.70 | 18,561 | $1,999,016 | 1,332,337 |
| 2026-08-07 22:15 | 2026-08-05 | SCHW | SCHWAB CHARLES CORP | Craig Jonathan M. | Officer | OPT+S | $107.02 | 21,750 | $2,327,752 | 0 |
| 2026-08-07 21:08 | 2026-08-05 | COHN | Cohen & Co Inc. | Pooler Joseph W. Jr. | Officer | SELL | $11.71 | 8,795 | $102,967 | 60,278 |
| 2026-08-06 20:04 | 2026-08-04 | GS | GOLDMAN SACHS GROUP INC | LESLIE ERICKA T | Officer | SELL | $1,053.97 | 175 | $184,445 | 11,560 |
| 2026-08-06 22:00 | 2026-08-05 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $0.93 | 10,392 | $9,633 | 76,255 |
| 2026-08-06 20:23 | 2026-08-04 | SEIC | SEI INVESTMENTS CO | McCabe Philip | Officer | OPT+S | $105.12 | 30,000 | $3,153,471 | 54,884 |
| 2026-08-06 20:05 | 2026-08-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Gallagher Thomas P. | Director, Officer | OPT+S | $45.69 | 48,334 | $2,208,380 | 1,723,275 |
| 2026-08-06 20:06 | 2026-08-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Schafer Douglas M. JR | Officer | OPT+S | $45.71 | 48,000 | $2,194,080 | 387,414 |
| 2026-08-06 20:08 | 2026-08-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Deitzel Edward | Officer | OPT+S | $45.78 | 11,000 | $503,580 | 119,601 |
| 2026-08-06 20:09 | 2026-08-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Comly Barbara J. | Officer | OPT+S | $45.69 | 44,445 | $2,030,692 | 882,984 |
| 2026-08-06 20:10 | 2026-08-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Jayabalan Harish | Officer | OPT+S | $45.90 | 20,000 | $918,000 | 78,065 |
| 2026-08-06 20:10 | 2026-08-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Teekell Judson Gray | Director | SELL | $45.79 | 3,000 | $137,370 | 72,251 |
| 2026-08-06 20:11 | 2026-08-04 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Eckert Kurt M. | Director | OPT+S | $45.80 | 1,063 | $48,685 | 149,612 |
| 2026-08-05 23:36 | 2026-08-04 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $106.36 | 22,640 | $2,408,036 | 1,350,898 |
| 2026-08-05 20:39 | 2026-08-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $90.42 | 10,000 | $904,192 | 461,396 |
| 2026-08-05 19:21 | 2026-08-04 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | BUY | $0.92 | 13,764 | $12,663 | 86,647 |
| 2026-08-05 19:21 | 2026-08-03 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $0.93 | 1,827 | $1,692 | 72,883 |
| 2026-08-04 20:01 | 2026-08-03 | IBKR | Interactive Brokers Group, Inc. | Conkling Lori A | Director | BUY | $87.03 | 25 | $2,176 | 2,534 |
| 2026-08-04 23:27 | 2026-08-03 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $105.70 | 142,900 | $15,104,987 | 53,877,941 |
| 2026-08-04 20:24 | 2026-08-03 | SEIC | SEI INVESTMENTS CO | MCCARTHY KATHRYN | Director | OPT+S | $103.54 | 10,000 | $1,035,350 | 77,883 |
| 2026-08-03 22:11 | 2026-07-31 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | BUY | $0.94 | 34,355 | $32,397 | 74,710 |
| 2026-08-03 22:11 | 2026-07-30 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $1.04 | 16,205 | $16,853 | 40,355 |
| 2026-07-31 20:51 | 2026-07-29 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $1.21 | 3,029 | $3,665 | 56,560 |
| 2026-07-31 00:57 | 2026-07-28 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $105.74 | 143,450 | $15,168,690 | 30,114,318 |
| 2026-07-31 00:33 | 2026-07-28 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $105.71 | 22,650 | $2,394,399 | 1,373,809 |
| 2026-07-30 23:43 | 2026-07-28 | SCHW | SCHWAB CHARLES CORP | Howard Dennis | Officer | OPT+S | $105.01 | 28,000 | $2,940,263 | 10,470 |
| 2026-07-30 20:05 | 2026-07-28 | SEIC | SEI INVESTMENTS CO | GUARINO CARL | Director | OPT+S | $103.20 | 10,000 | $1,031,950 | 18,308 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.