Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-07-29 00:47 | 2025-07-24 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $101.88 | 418,338 | $42,621,656 | 0 |
| 2025-07-26 00:06 | 0025-07-25 | GS | GOLDMAN SACHS GROUP INC | COLEMAN DENIS P. | Officer | SELL | $724.44 | 9,539 | $6,910,421 | 18,594 |
| 2025-07-26 03:38 | 2025-07-25 | BLK | BlackRock, Inc. | Lord Rachel | Officer | OPT+S | $1,125.60 | 18,036 | $20,301,296 | 19,205 |
| 2025-07-26 00:09 | 2025-07-23 | GS | GOLDMAN SACHS GROUP INC | SOLOMON DAVID M | Director, Officer | SELL | $712.31 | 6,608 | $4,706,944 | 126,176 |
| 2025-07-26 00:08 | 2025-07-23 | GS | GOLDMAN SACHS GROUP INC | ROGERS JOHN F.W. | Officer | SELL | $717.39 | 6,008 | $4,310,059 | 65,761 |
| 2025-07-26 02:15 | 2025-07-24 | BLK | BlackRock, Inc. | Freda Fabrizio | Director | SELL | $1,122.81 | 4,434 | $4,978,539 | 3,506 |
| 2025-07-26 02:36 | 2025-07-24 | BLK | BlackRock, Inc. | FINK LAURENCE | Director, Officer | SELL | $1,123.69 | 26,882 | $30,207,027 | 251,697 |
| 2025-07-18 23:12 | 2025-07-17 | MS | MORGAN STANLEY | SMITH CHARLES A | Officer | SELL | $140.30 | 20,000 | $2,805,918 | 119,239 |
| 2025-07-18 23:13 | 2025-07-17 | MS | MORGAN STANLEY | YESHAYA SHARON | Officer | SELL | $139.81 | 25,583 | $3,576,706 | 0 |
| 2025-07-19 01:37 | 2025-07-16 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $101.90 | 385,485 | $39,279,380 | 0 |
| 2025-07-18 23:11 | 2025-07-17 | MS | MORGAN STANLEY | SIMKOWITZ DANIEL A | Officer | SELL | $141.13 | 29,000 | $4,092,628 | 399,105 |
| 2025-07-18 23:08 | 2025-07-17 | MS | MORGAN STANLEY | Pizzi Michael A. | Officer | SELL | $140.62 | 18,000 | $2,531,077 | 136,407 |
| 2025-07-18 23:07 | 2025-07-17 | MS | MORGAN STANLEY | GROSSMAN ERIC F | Officer | SELL | $141.12 | 12,000 | $1,693,400 | 186,420 |
| 2025-07-18 23:10 | 2025-07-17 | MS | MORGAN STANLEY | SAPERSTEIN ANDREW M | Officer | SELL | $140.97 | 43,566 | $6,141,712 | 0 |
| 2025-07-15 23:50 | 2025-07-11 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $101.65 | 114,515 | $11,640,370 | 0 |
| 2025-07-10 00:23 | 2025-07-07 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $93.51 | 5,864 | $548,353 | 8,908 |
| 2025-07-09 00:30 | 2025-07-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $93.88 | 25,000 | $2,346,983 | 816,887 |
| 2025-07-08 01:35 | 2025-07-03 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $91.59 | 24,000 | $2,198,155 | 469,714 |
| 2025-07-03 19:15 | 2025-07-01 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $93.27 | 750,000 | $69,954,825 | 0 |
| 2025-07-03 02:54 | 2025-07-01 | SCHW | SCHWAB CHARLES CORP | Woolway Paul V | Officer | SELL | $90.95 | 3,290 | $299,220 | 35,864 |
| 2025-07-02 23:21 | 2025-06-30 | FRHC | Freedom Holding Corp. | Lukyanov Sergey | Officer | BUY | $145.21 | 6,900 | $1,001,974 | 126,700 |
| 2025-07-03 00:11 | 2025-06-30 | HOOD | Robinhood Markets, Inc. | Warnick Jason | Officer | OPT+S | $90.09 | 175,000 | $15,765,225 | 598,797 |
| 2025-06-28 00:40 | 2025-06-25 | HOOD | Robinhood Markets, Inc. | Warnick Jason | Officer | SELL | $83.63 | 350,000 | $29,270,360 | 598,797 |
| 2025-06-28 00:40 | 2025-06-25 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $84.96 | 92,257 | $7,838,413 | 136,364 |
| 2025-06-25 01:00 | 2025-06-20 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $77.82 | 5,864 | $456,362 | 14,772 |
| 2025-06-20 23:18 | 2025-06-18 | SCHW | SCHWAB CHARLES CORP | Woolway Paul V | Officer | OPT+S | $90.01 | 10,129 | $911,684 | 39,154 |
| 2025-06-20 23:19 | 2025-06-18 | SCHW | SCHWAB CHARLES CORP | Murtagh Nigel J | Officer | OPT+S | $90.01 | 20,872 | $1,878,666 | 58,999 |
| 2025-06-20 23:02 | 2025-06-20 | FRHC | Freedom Holding Corp. | Tashtitov Askar | Director, Officer | BUY | $140.75 | 600 | $84,450 | 137,208 |
| 2025-06-18 00:27 | 2025-06-13 | HOOD | Robinhood Markets, Inc. | Payne Christopher D | Director | BUY | $74.19 | 26,500 | $1,965,995 | 26,500 |
| 2025-06-14 00:35 | 2025-06-11 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $74.29 | 418,338 | $31,078,497 | 0 |
| 2025-06-11 23:15 | 2025-06-11 | MKTX | MARKETAXESS HOLDINGS INC | McPherson Kevin M | Officer | SELL | $224.77 | 2,000 | $449,540 | 69,175 |
| 2025-06-11 00:06 | 2025-06-09 | GLXY | Galaxy Digital Inc. | Galaxy Group Investments LLC | 10% owner | SELL | $18.10 | 4,380,967 | $79,284,550 | 0 |
| 2025-06-11 00:27 | 2025-06-09 | OPY | OPPENHEIMER HOLDINGS INC | Friedman Paul M | Director | SELL | $63.31 | 7,000 | $443,199 | 17,000 |
| 2025-06-11 00:05 | 2025-06-09 | GLXY | Galaxy Digital Inc. | Novogratz Michael | Director, Officer, 10% owner | SELL | $18.10 | 4,380,967 | $79,284,550 | 0 |
| 2025-06-10 01:17 | 2025-06-05 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $73.49 | 5,865 | $431,021 | 20,636 |
| 2025-06-09 23:03 | 2025-06-06 | OPY | OPPENHEIMER HOLDINGS INC | Friedman Paul M | Director | SELL | $63.11 | 3,000 | $189,320 | 24,000 |
| 2025-06-06 23:16 | 2025-06-05 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $87.25 | 24,000 | $2,093,957 | 479,314 |
| 2025-06-06 23:45 | 2025-06-06 | SF | STIFEL FINANCIAL CORP | ZIMMERMAN MICHAEL J | Director | OPT+S | $96.70 | 10,000 | $966,950 | 45,833 |
| 2025-06-06 01:23 | 2025-06-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $71.64 | 25,000 | $1,791,045 | 841,887 |
| 2025-06-06 01:23 | 2025-06-03 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $70.14 | 104,887 | $7,356,942 | 228,621 |
| 2025-06-04 01:06 | 2025-06-02 | SCHW | SCHWAB CHARLES CORP | Woolway Paul V | Officer | SELL | $87.68 | 3,290 | $288,452 | 39,154 |
| 2025-06-02 23:48 | 2025-05-30 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | SELL | $87.57 | 2,850 | $249,572 | 15,219 |
| 2025-06-03 00:50 | 2025-05-29 | GLXY | Galaxy Digital Inc. | Brown Erin Elizabeth | Officer | SELL | $18.10 | 353,956 | $6,405,719 | 198,088 |
| 2025-06-03 01:23 | 2025-05-29 | GLXY | Galaxy Digital Inc. | Siegel Andrew N | Officer | SELL | $18.10 | 223,169 | $4,038,801 | 479,896 |
| 2025-06-03 01:21 | 2025-05-29 | GLXY | Galaxy Digital Inc. | Ferraro Christopher C | Officer | SELL | $18.10 | 1,250,000 | $22,621,875 | 1,437,921 |
| 2025-06-03 00:39 | 2025-05-29 | GLXY | Galaxy Digital Inc. | Galaxy Group Investments LLC | 10% owner | SELL | $18.10 | 3,372,875 | $61,040,605 | 0 |
| 2025-06-03 00:43 | 2025-05-29 | GLXY | Galaxy Digital Inc. | Novogratz Michael | Director, Officer, 10% owner | SELL | $18.10 | 3,372,875 | $61,040,605 | 0 |
| 2025-05-30 23:02 | 2025-05-28 | SCHW | SCHWAB CHARLES CORP | Murtagh Nigel J | Officer | OPT+S | $88.20 | 25,000 | $2,205,105 | 58,999 |
| 2025-05-30 23:22 | 2025-05-29 | RJF | RAYMOND JAMES FINANCIAL INC | Allaire Bella Loykhter | Officer | SELL | $146.61 | 6,570 | $963,228 | 74,586 |
| 2025-05-30 19:53 | 2025-05-28 | SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | Director, Officer | SELL | $85.08 | 141,126 | $12,006,817 | 6,937,582 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.