Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-30 20:06 | 2026-07-28 | SEIC | SEI INVESTMENTS CO | Peterson Michael | Officer | OPT+S | $102.05 | 25,000 | $2,551,250 | 20,148 |
| 2026-07-30 20:06 | 2026-07-28 | SEIC | SEI INVESTMENTS CO | Warner Mark Andrew | Officer | OPT+S | $102.35 | 15,000 | $1,535,193 | 921 |
| 2026-07-30 00:57 | 2026-07-27 | SCHW | SCHWAB CHARLES CORP | Bettinger Walter W | Director, Officer | OPT+S | $104.14 | 285,896 | $29,773,924 | 529,346 |
| 2026-07-30 00:20 | 2026-07-27 | SCHW | SCHWAB CHARLES CORP | Murtagh Nigel J | Officer | OPT+S | $104.01 | 32,947 | $3,426,837 | 57,972 |
| 2026-07-29 20:06 | 2026-07-28 | MS | MORGAN STANLEY | SCHAPIRO MARY L | Director | SELL | $212.06 | 1,000 | $212,055 | 40,843 |
| 2026-07-29 18:49 | 2026-07-28 | RJF | RAYMOND JAMES FINANCIAL INC | Elwyn Tashtego S | Officer | SELL | $176.06 | 10,000 | $1,760,552 | 45,114 |
| 2026-07-28 23:53 | 2026-07-24 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $101.72 | 45,500 | $4,628,192 | 54,128,841 |
| 2026-07-28 20:35 | 2026-07-27 | RJF | RAYMOND JAMES FINANCIAL INC | Raney Steven M | Officer | SELL | $172.97 | 5,770 | $998,033 | 43,046 |
| 2026-07-28 20:37 | 2026-07-24 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $95.09 | 49,223 | $4,680,522 | 0 |
| 2026-07-28 20:08 | 2026-07-24 | SEIC | SEI INVESTMENTS CO | Sharma Sanjay | Officer | OPT+S | $99.33 | 20,000 | $1,986,588 | 39,829 |
| 2026-07-28 20:09 | 2026-07-27 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $1.59 | 93,931 | $149,350 | 0 |
| 2026-07-27 22:19 | 2026-07-24 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | BUY | $0.95 | 27,702 | $26,428 | 82,962 |
| 2026-07-27 22:19 | 2026-07-23 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $1.43 | 8,435 | $12,062 | 55,260 |
| 2026-07-27 22:05 | 2026-07-23 | SCHW | SCHWAB CHARLES CORP | Morgan Peter J. III | Officer | SELL | $102.03 | 6,952 | $709,341 | 0 |
| 2026-07-27 20:33 | 2026-07-23 | SF | STIFEL FINANCIAL CORP | Brown Maryam S. | Director | SELL | $79.20 | 4,700 | $372,233 | 5,729 |
| 2026-07-23 23:39 | 2026-07-21 | SCHW | SCHWAB CHARLES CORP | Murtagh Nigel J | Officer | OPT+S | $104.14 | 4,053 | $422,069 | 57,972 |
| 2026-07-23 19:16 | 2026-07-21 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $1.45 | 34,989 | $50,706 | 63,695 |
| 2026-07-22 20:10 | 2025-11-04 | FRHC | Freedom Holding Corp. | CHERDABAYEV BORIS | Director | SELL | $135.85 | 636 | $86,397 | 121 |
| 2026-07-21 22:54 | 2026-07-21 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | SELL | $104.21 | 2,000 | $208,411 | 11,738 |
| 2026-07-21 17:17 | 2026-07-20 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | SELL | $1.55 | 4,366 | $6,767 | 98,684 |
| 2026-07-21 17:17 | 2026-07-17 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | BUY | $1.77 | 36 | $64 | 103,050 |
| 2026-07-17 20:04 | 2026-07-15 | GS | GOLDMAN SACHS GROUP INC | LESLIE ERICKA T | Officer | SELL | $1,151.80 | 250 | $287,951 | 11,735 |
| 2026-07-17 22:17 | 2026-07-16 | BLK | BlackRock, Inc. | Meade Christopher J. | Officer | OPT+S | $1,102.09 | 18,095 | $19,942,340 | 14,059 |
| 2026-07-17 22:26 | 2026-07-16 | BLK | BlackRock, Inc. | FINK LAURENCE | Director, Officer | SELL | $1,080.57 | 1,905 | $2,058,486 | 223,831 |
| 2026-07-17 20:42 | 2026-07-15 | HOOD | Robinhood Markets, Inc. | Verma Shiv | Officer | SELL | $114.71 | 3,982 | $456,775 | 55,945 |
| 2026-07-17 20:06 | 2026-07-17 | MS | MORGAN STANLEY | Pizzi Michael A. | Officer | SELL | $215.55 | 24,165 | $5,208,824 | 121,770 |
| 2026-07-17 20:07 | 2026-07-16 | MS | MORGAN STANLEY | YESHAYA SHARON | Officer | SELL | $222.51 | 15,554 | $3,460,921 | 0 |
| 2026-07-17 16:53 | 2026-07-15 | LGHL | Lion Group Holding Ltd | HRT FINANCIAL LP | 10% owner | BUY | $1.87 | 98,790 | $184,471 | 103,014 |
| 2026-07-17 10:15 | 2026-07-15 | JEF | Jefferies Financial Group Inc. | SUMITOMO MITSUI FINANCIAL GROUP, INC. | Director | BUY | $53.96 | 5,906,542 | $318,717,006 | 8,566,379 |
| 2026-07-16 20:15 | 2026-07-15 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Schwarzkopf Cynthia | Director | OPT+S | $42.00 | 5,000 | $210,000 | 88,545 |
| 2026-07-14 20:04 | 2026-07-13 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Gallagher Thomas P. | Director, Officer | OPT+S | $42.52 | 70,000 | $2,976,400 | 1,723,275 |
| 2026-07-14 20:07 | 2026-07-13 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Comly Barbara J. | Officer | OPT+S | $41.98 | 28,000 | $1,175,440 | 882,984 |
| 2026-07-10 20:15 | 2026-07-10 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $115.12 | 100 | $11,512 | 11,686 |
| 2026-07-10 00:21 | 2026-07-07 | SCHW | SCHWAB CHARLES CORP | Craig Jonathan M. | Officer | OPT+S | $102.01 | 21,750 | $2,218,722 | 0 |
| 2026-07-08 21:06 | 2026-07-07 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | SELL | $102.01 | 2,000 | $204,018 | 13,738 |
| 2026-07-08 20:32 | 2026-07-06 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $116.14 | 10,000 | $1,161,433 | 471,396 |
| 2026-07-08 20:33 | 2026-07-06 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $116.17 | 375,000 | $43,562,363 | 0 |
| 2026-07-07 21:01 | 2026-07-02 | HOOD | Robinhood Markets, Inc. | Loop Paula | Director | SELL | $120.00 | 8,336 | $1,000,320 | 63,674 |
| 2026-07-07 21:02 | 2026-07-02 | HOOD | Robinhood Markets, Inc. | Treseder Oluwadara Johnson | Director | SELL | $117.50 | 3,750 | $440,625 | 72,442 |
| 2026-07-07 21:03 | 2026-07-02 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $119.96 | 19,377 | $2,324,465 | 62,612 |
| 2026-07-07 21:03 | 2026-07-06 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Gallagher Thomas P. | Director, Officer | OPT+S | $42.16 | 70,000 | $2,951,382 | 1,723,275 |
| 2026-07-07 20:13 | 2026-07-06 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Deitzel Edward | Officer | OPT+S | $42.04 | 11,000 | $462,440 | 119,601 |
| 2026-07-07 20:14 | 2026-07-06 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Jayabalan Harish | Officer | OPT+S | $42.12 | 20,000 | $842,400 | 78,065 |
| 2026-07-07 20:06 | 2026-07-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Schafer Douglas M. JR | Officer | OPT+S | $41.22 | 48,000 | $1,978,560 | 387,414 |
| 2026-07-07 20:06 | 2026-07-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Comly Barbara J. | Officer | OPT+S | $41.22 | 28,000 | $1,154,160 | 882,984 |
| 2026-07-07 20:08 | 2026-07-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Eckert Kurt M. | Director | OPT+S | $39.35 | 5,250 | $206,588 | 149,612 |
| 2026-07-07 20:09 | 2026-07-02 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Teekell Judson Gray | Director | SELL | $40.00 | 3,000 | $120,000 | 75,251 |
| 2026-07-07 20:10 | 2026-07-06 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | Brown Shelly | Officer | OPT+S | $42.13 | 16,000 | $674,080 | 353,990 |
| 2026-07-06 22:33 | 2026-07-02 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | SELL | $98.52 | 4,000 | $394,074 | 15,738 |
| 2026-07-02 21:37 | 2025-08-27 | HOOD | Robinhood Markets, Inc. | Malka Meyer | Director | SELL | $103.88 | 1,173,808 | $121,937,405 | 3,976,234 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.