Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-23 00:15 | 2026-01-20 | MS | MORGAN STANLEY | SAPERSTEIN ANDREW M | Officer | SELL | $183.62 | 30,330 | $5,569,085 | 280,481 |
| 2026-01-22 03:38 | 2026-01-16 | BLK | BlackRock, Inc. | Small Martin | Officer | OPT+S | $1,171.14 | 27,047 | $31,675,813 | 10,557 |
| 2026-01-22 00:43 | 2026-01-16 | GS | GOLDMAN SACHS GROUP INC | VINIAR DAVID A | Director | SELL | $971.13 | 3,390 | $3,292,137 | 100,000 |
| 2026-01-22 00:41 | 2026-01-16 | GS | GOLDMAN SACHS GROUP INC | VINIAR DAVID A | Director | SELL | $965.00 | 64,796 | $62,528,399 | 103,390 |
| 2026-01-13 00:15 | 2026-01-12 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $168.63 | 100 | $16,863 | 9,638 |
| 2026-01-08 00:31 | 2026-01-05 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $121.63 | 375,000 | $45,609,750 | 0 |
| 2026-01-08 00:31 | 2026-01-05 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $121.59 | 5,864 | $712,984 | 14,997 |
| 2026-01-08 00:30 | 2026-01-05 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $121.58 | 10,000 | $1,215,799 | 403,612 |
| 2025-12-30 02:01 | 2025-12-23 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | OPT+S | $102.01 | 2,000 | $204,022 | 11,923 |
| 2025-12-24 00:41 | 2025-12-22 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $122.39 | 5,864 | $717,689 | 20,861 |
| 2025-12-23 19:15 | 2025-12-22 | SEIC | SEI INVESTMENTS CO | DORAN WILLIAM | Director | SELL | $83.85 | 7,000 | $586,950 | 623,802 |
| 2025-12-16 04:04 | 2025-12-15 | RJF | RAYMOND JAMES FINANCIAL INC | REILLY PAUL C | Director, Officer | OPT+S | $163.15 | 130,687 | $21,321,440 | 260,546 |
| 2025-12-15 23:53 | 2025-12-12 | MIAX | MIAMI INTERNATIONAL HOLDINGS, INC. | STAHL MURRAY | Director | BUY | $41.00 | 2,439 | $99,999 | 4,560,364 |
| 2025-12-13 00:15 | 2025-12-12 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $177.85 | 100 | $17,785 | 9,738 |
| 2025-12-10 15:56 | 2025-12-08 | DOMH | Dominari Holdings Inc. | Devall Christopher Franklin | Officer | SELL | $3.85 | 45,000 | $173,061 | 145,702 |
| 2025-12-10 15:54 | 2025-12-08 | DOMH | Dominari Holdings Inc. | Wool Kyle Michael | Officer | BUY | $3.87 | 25,000 | $96,798 | 2,453,817 |
| 2025-12-11 05:22 | 2025-12-08 | DOMH | Dominari Holdings Inc. | Hayes Anthony | Officer | BUY | $3.87 | 23,000 | $89,054 | 1,750,873 |
| 2025-12-11 05:20 | 2025-12-08 | DOMH | Dominari Holdings Inc. | Wool Kyle Michael | Officer | BUY | $3.87 | 25,000 | $96,798 | 1,211,828 |
| 2025-12-10 00:30 | 2025-12-05 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $132.26 | 5,865 | $775,711 | 26,725 |
| 2025-12-09 00:20 | 2025-12-04 | SEIC | SEI INVESTMENTS CO | McCabe Philip | Officer | OPT+S | $81.11 | 12,000 | $973,320 | 62,544 |
| 2025-12-06 00:31 | 2025-12-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $132.13 | 120,000 | $15,855,432 | 430,012 |
| 2025-12-06 00:30 | 2025-12-03 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $131.15 | 49,942 | $6,550,008 | 54,496 |
| 2025-12-06 04:56 | 2025-12-03 | DOMH | Dominari Holdings Inc. | Devall Christopher Franklin | Officer | SELL | $3.96 | 220,000 | $871,398 | 190,702 |
| 2025-12-06 01:57 | 2025-12-03 | SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | Director, Officer | OPT+S | $80.87 | 24,770 | $2,003,150 | 6,942,812 |
| 2025-12-04 00:36 | 2025-12-01 | BLK | BlackRock, Inc. | Small Martin | Officer | SELL | $1,043.38 | 1,258 | $1,312,572 | 6,209 |
| 2025-12-04 00:32 | 2025-12-02 | WT | WisdomTree, Inc. | Yates David M | Officer | SELL | $11.13 | 6,820 | $75,873 | 152,123 |
| 2025-12-02 00:38 | 2025-11-26 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $121.33 | 50,000 | $6,066,500 | 480,949 |
| 2025-12-02 01:49 | 2025-11-26 | PIPR | PIPER SANDLER COMPANIES | Abraham Chad R | Director, Officer | OPT+S | $337.04 | 7,400 | $2,494,075 | 53,558 |
| 2025-11-27 00:34 | 2025-11-24 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $112.98 | 10,000 | $1,129,807 | 530,949 |
| 2025-11-26 01:02 | 2025-11-25 | WT | WisdomTree, Inc. | Lilien R Jarrett | Officer | SELL | $11.01 | 12,500 | $137,625 | 998,638 |
| 2025-11-22 00:44 | 2025-11-21 | PIPR | PIPER SANDLER COMPANIES | Clune Katherine Patricia | Officer | SELL | $324.69 | 1,367 | $443,851 | 10,425 |
| 2025-11-20 00:31 | 2025-11-17 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $116.56 | 418,338 | $48,762,398 | 0 |
| 2025-11-20 00:21 | 2025-11-18 | PIPR | PIPER SANDLER COMPANIES | SORAN PHILIP | Director | SELL | $317.05 | 598 | $189,596 | 19,217 |
| 2025-11-15 03:05 | 2025-11-12 | SCHW | SCHWAB CHARLES CORP | Beatty Jonathan S | Officer | OPT+S | $98.00 | 3,072 | $301,056 | 11,923 |
| 2025-11-14 14:23 | 2025-11-12 | WT | WisdomTree, Inc. | Lilien R Jarrett | Officer | SELL | $11.77 | 25,000 | $294,250 | 1,011,138 |
| 2025-11-13 23:51 | 2025-11-11 | HOOD | Robinhood Markets, Inc. | Warnick Jason | Officer | OPT+S | $132.81 | 300,000 | $39,842,130 | 463,691 |
| 2025-11-13 22:21 | 2025-11-12 | SEIC | SEI INVESTMENTS CO | Peterson Michael | Officer | OPT+S | $84.21 | 25,000 | $2,105,250 | 13,500 |
| 2025-11-13 23:51 | 2025-11-11 | HOOD | Robinhood Markets, Inc. | RUBINSTEIN JONATHAN | Director | SELL | $132.26 | 42,430 | $5,611,796 | 146,678 |
| 2025-11-14 00:05 | 2025-11-11 | GLXY | Galaxy Digital Inc. | DEASON DOUGLAS R | Director | BUY | $30.50 | 24,000 | $732,000 | 34,000 |
| 2025-11-12 19:20 | 2025-11-11 | SEIC | SEI INVESTMENTS CO | ROMEO CARMEN | Director | OPT+S | $84.01 | 5,000 | $420,050 | 1,573,527 |
| 2025-11-11 02:30 | 2025-11-07 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $128.47 | 1,330,000 | $170,863,371 | 0 |
| 2025-11-11 05:17 | 2025-11-07 | SCHW | SCHWAB CHARLES CORP | Craig Jonathan M. | Officer | OPT+S | $95.35 | 35,188 | $3,355,028 | 0 |
| 2025-11-11 01:19 | 2025-11-07 | GLXY | Galaxy Digital Inc. | DEASON DOUGLAS R | Director | BUY | $29.59 | 10,000 | $295,918 | 10,000 |
| 2025-11-08 00:38 | 2025-11-04 | VIRT | Virtu Financial, Inc. | Gambale Virginia | Director | SELL | $34.57 | 3,875 | $133,959 | 26,928 |
| 2025-11-07 01:01 | 2025-11-04 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $140.61 | 48,350 | $6,798,677 | 70,279 |
| 2025-11-06 02:22 | 2025-11-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $145.95 | 25,000 | $3,648,718 | 540,949 |
| 2025-11-06 01:06 | 2025-11-05 | PIPR | PIPER SANDLER COMPANIES | Schoneman Debbra L. | Officer | OPT+S | $330.33 | 2,500 | $825,826 | 2,896 |
| 2025-10-31 23:42 | 2025-10-31 | MS | MORGAN STANLEY | PICK EDWARD | Director, Officer | SELL | $164.34 | 100,000 | $16,434,440 | 574,986 |
| 2025-10-31 23:47 | 2025-10-29 | IBKR | Interactive Brokers Group, Inc. | Harris Lawrence E | Director | SELL | $69.00 | 10,645 | $734,505 | 198,704 |
| 2025-10-31 04:39 | 2025-10-28 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $94.22 | 109,150 | $10,283,720 | 56,171,954 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.