Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-03-08 02:36 | 2025-03-05 | SCHW | SCHWAB CHARLES CORP | Murtagh Nigel J | Officer | SELL | $75.38 | 15,229 | $1,147,936 | 59,092 |
| 2025-03-07 18:45 | 2025-03-05 | SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | Director, Officer | SELL | $76.28 | 1,372 | $104,656 | 7,078,708 |
| 2025-03-07 00:04 | 2025-03-04 | FRHC | Freedom Holding Corp. | Tukanov Renat | Officer | SELL | $143.01 | 3,000 | $429,024 | 6,006 |
| 2025-03-07 01:15 | 2025-03-04 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $45.27 | 14,279 | $646,379 | 309,518 |
| 2025-03-05 18:41 | 2025-03-03 | SEIC | SEI INVESTMENTS CO | Warner Mark Andrew | OPT+S | $80.39 | 5,000 | $401,950 | 1,300 | |
| 2025-03-06 01:24 | 2025-03-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $49.02 | 25,000 | $1,225,465 | 822,893 |
| 2025-03-05 18:44 | 2025-03-03 | SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | Director, Officer | SELL | $77.88 | 152,842 | $11,903,335 | 7,080,080 |
| 2025-03-05 04:43 | 2025-03-03 | SCHW | SCHWAB CHARLES CORP | Woolway Paul V | Officer | SELL | $79.32 | 3,380 | $268,118 | 57,818 |
| 2025-03-05 05:08 | 2025-03-03 | SCHW | SCHWAB CHARLES CORP | Craig Jonathan M. | Officer | OPT+S | $79.32 | 28,668 | $2,273,972 | 23,258 |
| 2025-03-05 04:10 | 2025-02-28 | BLK | BlackRock, Inc. | Kushel J. Richard | Officer | SELL | $949.37 | 430 | $408,229 | 3,720 |
| 2025-03-04 03:17 | 2025-02-27 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $79.14 | 55,598 | $4,399,953 | 59,968,250 |
| 2025-03-04 00:09 | 2024-12-02 | FRHC | Freedom Holding Corp. | Zhumagulov Aidos | Officer | SELL | $144.60 | 7,227 | $1,045,050 | 144,786 |
| 2025-03-04 01:00 | 2025-02-28 | HOOD | Robinhood Markets, Inc. | Malka Meyer | Director | SELL | $49.64 | 64,951 | $3,224,272 | 3,235,585 |
| 2025-03-01 00:08 | 2025-02-26 | GS | GOLDMAN SACHS GROUP INC | SOLOMON DAVID M | Director, Officer | SELL | $622.15 | 2,415 | $1,502,492 | 115,468 |
| 2025-02-28 00:04 | 2025-02-25 | FRHC | Freedom Holding Corp. | Lukyanov Sergey | Officer | SELL | $144.00 | 1,000 | $144,000 | 119,800 |
| 2025-02-28 00:47 | 2025-02-25 | HOOD | Robinhood Markets, Inc. | Warnick Jason | Officer | SELL | $45.91 | 25,000 | $1,147,755 | 871,543 |
| 2025-02-26 03:29 | 2025-02-21 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $81.90 | 124,000 | $10,156,084 | 60,161,358 |
| 2025-02-26 02:21 | 2025-02-21 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | SELL | $55.80 | 123,272 | $6,878,935 | 298,826 |
| 2025-02-21 18:47 | 2025-02-18 | FRHC | Freedom Holding Corp. | Ler Evgeny | Officer | SELL | $156.85 | 20,000 | $3,136,972 | 33,908 |
| 2025-02-21 01:00 | 2025-02-14 | FRHC | Freedom Holding Corp. | Lukyanov Sergey | Officer | SELL | $159.38 | 6,901 | $1,099,913 | 120,800 |
| 2025-02-21 02:22 | 2025-02-18 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | OPT+S | $60.77 | 50,000 | $3,038,625 | 706,642 |
| 2025-02-20 16:15 | 2025-02-18 | FRHC | Freedom Holding Corp. | Wotczak Robert | Officer | SELL | $156.74 | 20,000 | $3,134,710 | 50,000 |
| 2025-02-21 01:00 | 2025-02-18 | FRHC | Freedom Holding Corp. | Ler Evgeny | Officer | SELL | $3,911.19 | 20,000 | $78,223,896 | 33,908 |
| 2025-02-20 05:28 | 2025-02-18 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | SELL | $81.94 | 129,865 | $10,640,865 | 60,285,358 |
| 2025-02-20 02:22 | 2025-02-14 | HOOD | Robinhood Markets, Inc. | Warnick Jason | Officer | OPT+S | $63.72 | 150,000 | $9,558,090 | 896,543 |
| 2025-02-20 00:10 | 2025-02-14 | PIPR | PIPER SANDLER COMPANIES | SMITH SHERRY M | Director | SELL | $305.18 | 2,483 | $757,757 | 10,479 |
| 2025-02-19 02:33 | 2025-02-13 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $62.70 | 522,180 | $32,739,851 | 0 |
| 2025-02-19 03:08 | 2025-02-14 | VIRT | Virtu Financial, Inc. | Cavoli Stephen | Officer | SELL | $37.14 | 68,000 | $2,525,846 | 157,703 |
| 2025-02-15 05:20 | 2025-02-12 | SCHW | SCHWAB CHARLES CORP | Schwab Charles R. | Director, Officer | OPT+S | $81.74 | 305,506 | $24,971,297 | 60,415,223 |
| 2025-02-15 01:34 | 2025-02-12 | VIRT | Virtu Financial, Inc. | Fairclough Brett | Officer | SELL | $36.84 | 72,967 | $2,688,440 | 90,749 |
| 2025-02-15 02:19 | 2025-02-12 | SCHW | SCHWAB CHARLES CORP | Bettinger Walter W | Director, Officer | OPT+S | $81.91 | 464,629 | $38,057,576 | 827,377 |
| 2025-02-15 00:12 | 2025-02-13 | PIPR | PIPER SANDLER COMPANIES | Schoneman Debbra L. | Officer | OPT+S | $299.45 | 15,000 | $4,491,758 | 3,837 |
| 2025-02-13 01:00 | 2025-02-10 | DOMH | Dominari Holdings Inc. | Lieberman Ronald J. | Director | BUY | $0.00 | 21,613 | $0 | 21,613 |
| 2025-02-13 00:58 | 2025-02-12 | DOMH | Dominari Holdings Inc. | Wool Kyle Michael | Director, Officer, 10% owner | BUY | $0.00 | 288,184 | $0 | 2,200,769 |
| 2025-02-13 00:56 | 2025-02-10 | DOMH | Dominari Holdings Inc. | Haug Kyle | Director | BUY | $0.00 | 14,409 | $0 | 14,409 |
| 2025-02-13 00:53 | 2025-02-10 | DOMH | Dominari Holdings Inc. | Blattner Gregory James | Director | BUY | $0.00 | 14,409 | $0 | 26,820 |
| 2025-02-13 00:51 | 2025-02-10 | DOMH | Dominari Holdings Inc. | Devall Christopher Franklin | Officer | BUY | $0.00 | 28,818 | $0 | 58,851 |
| 2025-02-13 00:49 | 2025-02-10 | DOMH | Dominari Holdings Inc. | Hayes Anthony | Director, Officer | BUY | $0.00 | 288,184 | $0 | 975,007 |
| 2025-02-13 01:03 | 2025-02-10 | DOMH | Dominari Holdings Inc. | LEDWICK TIM S | Director | BUY | $0.00 | 8,645 | $0 | 21,471 |
| 2025-02-12 02:23 | 2025-02-07 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $55.34 | 90,866 | $5,028,524 | 0 |
| 2025-02-08 02:28 | 2025-02-06 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $82.70 | 24,000 | $1,984,846 | 524,929 |
| 2025-02-07 04:01 | 2025-02-04 | VIRT | Virtu Financial, Inc. | Cifu Douglas A | Director, Officer | SELL | $0.00 | 12,879 | $0 | 701,187 |
| 2025-02-06 01:09 | 2025-02-04 | WT | WisdomTree, Inc. | Marinof Alexis | Officer | SELL | $9.87 | 90,980 | $897,909 | 221,146 |
| 2025-02-06 01:34 | 2025-02-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $51.60 | 25,000 | $1,290,090 | 706,642 |
| 2025-02-05 00:16 | 2025-01-31 | IBKR | Interactive Brokers Group, Inc. | Bright Jill | Director | BUY | $219.51 | 135 | $29,634 | 2,476 |
| 2025-02-03 21:38 | 2025-01-31 | RJF | RAYMOND JAMES FINANCIAL INC | Santelli Jonathan N | Officer | SELL | $168.25 | 4,160 | $699,932 | 22,879 |
| 2025-02-01 02:00 | 2025-01-30 | BLK | BlackRock, Inc. | Kushel J. Richard | Officer | OPT+S | $1,072.64 | 10,000 | $10,726,365 | 68,433 |
| 2025-01-31 00:04 | 2025-01-28 | GS | GOLDMAN SACHS GROUP INC | GOLTEN ALEX S | Officer | SELL | $636.25 | 5,208 | $3,313,567 | 3,545 |
| 2025-01-30 02:30 | 2025-01-27 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $47.82 | 5,876 | $280,963 | 0 |
| 2025-01-29 00:04 | 2025-01-24 | GS | GOLDMAN SACHS GROUP INC | HALIO CAREY | Officer | SELL | $636.74 | 3,640 | $2,317,733 | 4,552 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.