Security Brokers, Dealers & Flotation Companies
Standard Industrial Classification: SIC 6211
Industry Insider Sentiment Analysis
The Security Brokers, Dealers & Flotation Companies sector (SIC 6211) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-28 05:06 | 2025-01-23 | SCHW | SCHWAB CHARLES CORP | SARIN ARUN | Director | OPT+S | $81.82 | 8,548 | $699,406 | 18,617 |
| 2025-01-25 02:20 | 2025-01-22 | SCHW | SCHWAB CHARLES CORP | Morgan Peter J. III | Officer | OPT+S | $80.70 | 14,643 | $1,181,709 | 0 |
| 2025-01-25 01:11 | 2025-01-22 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $50.67 | 90,866 | $4,604,180 | 0 |
| 2025-01-25 01:11 | 2025-01-22 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $50.77 | 500,000 | $25,387,300 | 0 |
| 2025-01-24 00:10 | 2025-01-21 | GS | GOLDMAN SACHS GROUP INC | HALIO CAREY | Officer | OPT+S | $624.67 | 1,545 | $965,120 | 8,192 |
| 2025-01-24 00:11 | 2025-01-21 | GS | GOLDMAN SACHS GROUP INC | Ruemmler Kathryn H. | Officer | OPT+S | $634.69 | 7,498 | $4,758,906 | 9,589 |
| 2025-01-24 00:15 | 2025-01-22 | MS | MORGAN STANLEY | CRAWLEY MANDELL | Officer | SELL | $138.06 | 8,312 | $1,147,555 | 55,249 |
| 2025-01-24 00:14 | 2025-01-21 | GS | GOLDMAN SACHS GROUP INC | FREDMAN SHEARA J | Officer | SELL | $627.01 | 2,034 | $1,275,329 | 6,455 |
| 2025-01-24 00:10 | 2025-01-21 | MS | MORGAN STANLEY | AKRAM RAJA | Officer | SELL | $136.01 | 17,500 | $2,380,175 | 81,440 |
| 2025-01-24 00:12 | 2025-01-21 | MS | MORGAN STANLEY | SIMKOWITZ DANIEL A | Officer | SELL | $136.61 | 36,631 | $5,004,069 | 423,729 |
| 2025-01-24 00:10 | 2025-01-21 | MS | MORGAN STANLEY | Pizzi Michael A. | Officer | SELL | $136.92 | 18,391 | $2,518,164 | 137,788 |
| 2025-01-24 00:14 | 2025-01-21 | MS | MORGAN STANLEY | GROSSMAN ERIC F | Officer | SELL | $136.20 | 13,097 | $1,783,754 | 197,444 |
| 2025-01-24 00:11 | 2025-01-21 | MS | MORGAN STANLEY | SAPERSTEIN ANDREW M | Officer | SELL | $136.43 | 30,820 | $4,204,677 | 327,008 |
| 2025-01-24 02:29 | 2025-01-21 | BLK | BlackRock, Inc. | Kushel J. Richard | Officer | OPT+S | $1,010.00 | 10,000 | $10,100,000 | 68,433 |
| 2025-01-22 00:55 | 2025-01-17 | GS | GOLDMAN SACHS GROUP INC | JOHNSON KEVIN R | Director | BUY | $619.02 | 2,400 | $1,485,648 | 2,400 |
| 2025-01-18 01:46 | 2025-01-15 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $45.27 | 90,866 | $4,113,885 | 0 |
| 2025-01-09 02:40 | 2025-01-06 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $42.64 | 5,876 | $250,556 | 5,876 |
| 2025-01-08 02:58 | 2025-01-03 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $40.37 | 228,645 | $9,229,736 | 0 |
| 2025-01-08 02:58 | 2025-01-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $40.45 | 100,000 | $4,045,320 | 731,642 |
| 2025-01-04 01:41 | 2025-01-02 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $74.14 | 24,000 | $1,779,329 | 534,529 |
| 2025-01-03 23:11 | 2025-01-02 | HOOD | Robinhood Markets, Inc. | Tenev Vladimir | Director, Officer | SELL | $39.16 | 750,000 | $29,372,100 | 0 |
| 2024-12-28 01:23 | 2024-12-23 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $37.51 | 300,000 | $11,251,680 | 806,955 |
| 2024-12-24 02:02 | 2024-12-20 | HOOD | Robinhood Markets, Inc. | Pinner Jeffrey Tsvi | Officer | SELL | $37.92 | 5,876 | $222,824 | 11,752 |
| 2024-12-18 03:59 | 2024-12-16 | SCHW | SCHWAB CHARLES CORP | Schwab-Pomerantz Carolyn | Director | SELL | $79.28 | 9,000 | $713,535 | 544,129 |
| 2024-12-18 00:09 | 2024-12-13 | SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | Director, Officer | SELL | $85.55 | 146,200 | $12,507,483 | 7,232,922 |
| 2024-12-17 02:31 | 2024-12-12 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $40.02 | 45,077 | $1,803,982 | 0 |
| 2024-12-17 01:57 | 2024-12-13 | RJF | RAYMOND JAMES FINANCIAL INC | Elwyn Tashtego S | Officer | OPT+S | $159.47 | 10,000 | $1,594,650 | 32,688 |
| 2024-12-17 00:15 | 2024-12-12 | HOOD | Robinhood Markets, Inc. | Malka Meyer | Director | SELL | $36.48 | 32,894 | $1,200,019 | 5,200,042 |
| 2024-12-14 02:29 | 2024-12-11 | HOOD | Robinhood Markets, Inc. | Bhatt Baiju | Director | SELL | $38.13 | 186,514 | $7,112,301 | 0 |
| 2024-12-12 03:04 | 2024-12-09 | HOOD | Robinhood Markets, Inc. | Warnick Jason | Officer | SELL | $40.12 | 150,000 | $6,018,195 | 860,846 |
| 2024-12-10 00:15 | 2024-12-09 | MKTX | MARKETAXESS HOLDINGS INC | Pintoff Scott | Officer | SELL | $240.57 | 300 | $72,171 | 8,302 |
| 2024-12-06 20:29 | 2024-12-04 | RJF | RAYMOND JAMES FINANCIAL INC | Reid Shannon B | Officer | SELL | $165.30 | 1,241 | $205,141 | 7,079 |
| 2024-12-07 03:53 | 2024-12-06 | BLK | BlackRock, Inc. | Meade Christopher J. | Officer | OPT+S | $1,045.83 | 18,000 | $18,824,989 | 8,628 |
| 2024-12-06 23:50 | 2024-12-05 | RJF | RAYMOND JAMES FINANCIAL INC | Santelli Jonathan N | Officer | SELL | $165.59 | 3,100 | $513,318 | 26,845 |
| 2024-12-07 04:26 | 2024-12-04 | HOOD | Robinhood Markets, Inc. | Malka Meyer | Director | SELL | $40.52 | 3,212,314 | $130,147,223 | 3,297,605 |
| 2024-12-07 03:48 | 2024-12-05 | BLK | BlackRock, Inc. | Goldstein Robert L. | Officer | OPT+S | $1,046.03 | 54,000 | $56,485,636 | 41,916 |
| 2024-12-07 03:56 | 2024-12-06 | BLK | BlackRock, Inc. | Wiedman Mark | Officer | OPT+S | $1,045.90 | 36,190 | $37,851,103 | 6,480 |
| 2024-12-07 01:28 | 2024-12-04 | SEIC | SEI INVESTMENTS CO | WEST ALFRED P JR | Director, Officer, 10% owner | OPT+S | $82.91 | 24,994 | $2,072,168 | 7,371,522 |
| 2024-12-07 03:40 | 2024-12-04 | BLK | BlackRock, Inc. | FINK LAURENCE | Director, Officer | SELL | $1,035.76 | 48,700 | $50,441,712 | 295,090 |
| 2024-12-05 21:27 | 2024-12-04 | RJF | RAYMOND JAMES FINANCIAL INC | Carter Horace | Officer | SELL | $165.03 | 5,000 | $825,147 | 34,603 |
| 2024-12-06 02:09 | 2024-12-03 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | SELL | $38.22 | 12,500 | $477,794 | 1,106,955 |
| 2024-12-05 01:39 | 2024-12-02 | WT | WisdomTree, Inc. | ETFS Capital Limited. | SELL | $11.34 | 3,000,000 | $34,020,000 | 12,250,000 | |
| 2024-12-04 01:10 | 2024-12-03 | RJF | RAYMOND JAMES FINANCIAL INC | Larson Katherine H | Officer | OPT+S | $166.01 | 1,492 | $247,691 | 602 |
| 2024-12-04 00:03 | 2024-11-29 | FRHC | Freedom Holding Corp. | Akhmetov Kairat Bakibayevich | Officer | SELL | $120.38 | 6,100 | $734,300 | 133,900 |
| 2024-12-04 02:43 | 2024-12-01 | HOOD | Robinhood Markets, Inc. | Gallagher Daniel Martin Jr | Officer | OPT+S | $37.54 | 57,884 | $2,172,965 | 1,119,455 |
| 2024-12-04 00:06 | 2024-11-29 | GS | GOLDMAN SACHS GROUP INC | SOLOMON DAVID M | Director, Officer | SELL | $610.91 | 6,550 | $4,001,461 | 117,883 |
| 2024-12-04 02:44 | 2024-12-01 | HOOD | Robinhood Markets, Inc. | Quirk Steven M. | Officer | OPT+S | $37.54 | 19,861 | $745,582 | 395,166 |
| 2024-12-04 01:29 | 2024-11-29 | RJF | RAYMOND JAMES FINANCIAL INC | Allaire Bella Loykhter | Officer | OPT+S | $166.59 | 4,621 | $769,791 | 80,421 |
| 2024-12-04 01:38 | 2024-11-29 | RJF | RAYMOND JAMES FINANCIAL INC | Raney Steven M | Officer | OPT+S | $169.02 | 13,845 | $2,340,135 | 43,432 |
| 2024-12-04 01:43 | 2024-12-02 | RJF | RAYMOND JAMES FINANCIAL INC | REILLY PAUL C | Director, Officer | OPT+S | $167.30 | 50,000 | $8,365,065 | 283,110 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Security Brokers, Dealers & Flotation Companies sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6211) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Security Brokers, Dealers & Flotation Companies
Every transaction in the Security Brokers, Dealers & Flotation Companies industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.