Investment Advice
Standard Industrial Classification: SIC 6282
Industry Insider Sentiment Analysis
The Investment Advice sector (SIC 6282) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-10-23 01:39 | 2024-10-18 | PX | Ridgepost Capital, Inc. | 210 Capital, LLC | Director, Officer, 10% owner | SELL | $11.29 | 68,446 | $772,653 | 2,500,000 |
| 2024-10-22 23:08 | 2024-10-18 | CNS | COHEN & STEERS, INC. | RHEIN PETER L | Director | SELL | $105.51 | 2,500 | $263,785 | 12,202 |
| 2024-10-21 22:32 | 2024-10-17 | ALTI | AlTi Global, Inc. | Maliagros Spiros | Officer | SELL | $4.00 | 7,991 | $31,964 | 397,176 |
| 2024-10-22 00:45 | 2024-10-17 | ARES | Ares Management Corporation | Berry Ryan | Officer | SELL | $167.99 | 40,000 | $6,719,792 | 304,202 |
| 2024-10-18 03:00 | 2024-10-15 | PX | Ridgepost Capital, Inc. | 210 Capital, LLC | Director, Officer, 10% owner | SELL | $11.32 | 181,554 | $2,054,901 | 2,568,446 |
| 2024-10-15 23:20 | 2024-10-14 | HLI | HOULIHAN LOKEY, INC. | Zucker Gillian Beth | Director | SELL | $168.08 | 200 | $33,616 | 6,601 |
| 2024-10-09 01:12 | 2024-10-04 | PX | Ridgepost Capital, Inc. | 210 Capital, LLC | Director, Officer, 10% owner | SELL | $11.05 | 247,424 | $2,734,456 | 2,750,000 |
| 2024-10-09 01:28 | 2024-10-04 | ARES | Ares Management Corporation | Berry Ryan | Officer | SELL | $160.07 | 20,000 | $3,201,400 | 344,202 |
| 2024-10-04 00:09 | 2024-10-01 | BX | Blackstone Inc. | Baratta Joseph | Director | SELL | $150.81 | 116,448 | $17,561,069 | 799,749 |
| 2024-10-01 00:10 | 2024-09-30 | MORN | Morningstar, Inc. | Lyons William M | Director | SELL | $316.48 | 750 | $237,360 | 13,590 |
| 2024-09-30 23:38 | 2024-09-26 | PX | Ridgepost Capital, Inc. | 210 Capital, LLC | Director, Officer, 10% owner | SELL | $11.00 | 2,576 | $28,336 | 2,997,424 |
| 2024-09-30 23:14 | 2024-09-27 | HNNA | HENNESSY ADVISORS INC | Newton Kiera | Director | SELL | $9.40 | 520 | $4,888 | 12,930 |
| 2024-09-27 23:07 | 2024-09-25 | HNNA | HENNESSY ADVISORS INC | Pomilia Susan Weber | Director | SELL | $9.80 | 10,250 | $100,469 | 44,287 |
| 2024-09-26 20:36 | 2024-09-24 | PX | Ridgepost Capital, Inc. | Abell Alexander I. | SELL | $10.85 | 50,000 | $542,250 | 350,000 | |
| 2024-09-24 19:13 | 2024-09-23 | DHIL | DIAMOND HILL INVESTMENT GROUP INC | Thomas L'Quentus | Director | SELL | $161.64 | 250 | $40,410 | 1,858 |
| 2024-09-24 23:31 | 2024-09-20 | AB | AllianceBernstein Holding L.P. | Equitable Holdings, Inc. | BUY | $34.18 | 500,000 | $17,091,700 | 3,066,838 | |
| 2024-09-23 19:25 | 2024-09-19 | PX | Ridgepost Capital, Inc. | Nelson Andrew Rowan | SELL | $10.85 | 9,307 | $100,981 | 55,625 | |
| 2024-09-21 02:30 | 2024-09-18 | PX | Ridgepost Capital, Inc. | 210 Capital, LLC | Director, Officer, 10% owner | SELL | $10.82 | 230,805 | $2,496,641 | 3,000,000 |
| 2024-09-19 21:11 | 2024-09-17 | ALTI | AlTi Global, Inc. | Maliagros Spiros | Officer | SELL | $4.47 | 5,769 | $25,787 | 405,167 |
| 2024-09-20 02:29 | 2024-09-17 | ARES | Ares Management Corporation | Berry Ryan | Officer | SELL | $153.30 | 50,000 | $7,664,885 | 364,202 |
| 2024-09-18 23:05 | 2024-09-17 | CNS | COHEN & STEERS, INC. | Villani Edmond D | Director | SELL | $96.76 | 3,000 | $290,280 | 28,460 |
| 2024-09-18 02:49 | 2024-09-13 | PX | Ridgepost Capital, Inc. | 210 Capital, LLC | Director, Officer, 10% owner | SELL | $10.58 | 269,195 | $2,848,783 | 3,230,805 |
| 2024-09-17 23:13 | 2024-09-16 | CNS | COHEN & STEERS, INC. | POLI FRANCIS C | Officer | SELL | $94.08 | 15,000 | $1,411,218 | 64,866 |
| 2024-09-17 02:27 | 2024-09-12 | ARES | Ares Management Corporation | Berry Ryan | Officer | SELL | $146.67 | 32,500 | $4,766,691 | 414,202 |
| 2024-09-17 02:22 | 2024-09-12 | ARES | Ares Management Corporation | Rosenthal Bennett | Director, Officer | SELL | $143.05 | 75,000 | $10,728,915 | 0 |
| 2024-09-16 18:51 | 2024-09-13 | TROW | PRICE T ROWE GROUP INC | Hiebler Jessica M | Officer | SELL | $104.73 | 484 | $50,689 | 13,939 |
| 2024-09-13 19:36 | 2024-09-11 | BEN | FRANKLIN RESOURCES INC | JOHNSON CHARLES B | 10% owner | BUY | $19.08 | 100,000 | $1,907,990 | 89,308,192 |
| 2024-09-14 00:21 | 2024-09-13 | HLI | HOULIHAN LOKEY, INC. | Zucker Gillian Beth | Director | SELL | $152.28 | 200 | $30,456 | 6,801 |
| 2024-09-12 22:30 | 2024-09-10 | ALTI | AlTi Global, Inc. | Maliagros Spiros | Officer | SELL | $4.12 | 5,926 | $24,409 | 410,936 |
| 2024-09-13 01:21 | 2024-09-10 | ALTI | AlTi Global, Inc. | IlWaddi Holdings | 10% owner | BUY | $3.87 | 5,854 | $22,655 | 18,117,850 |
| 2024-09-12 23:48 | 2024-09-10 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $305.97 | 345 | $105,561 | 10,516,912 |
| 2024-09-13 02:46 | 2024-09-10 | JHG | JANUS HENDERSON GROUP PLC | THOMPSON ROGER MJ | Officer | SELL | $35.49 | 18,000 | $638,856 | 130,171 |
| 2024-09-11 16:43 | 2024-09-09 | ALTI | AlTi Global, Inc. | Maliagros Spiros | Officer | SELL | $4.04 | 5,612 | $22,672 | 416,862 |
| 2024-09-10 23:19 | 2024-09-06 | APO | Apollo Global Management Inc. | O'Neill Mitra | Director | BUY | $108.40 | 923 | $100,053 | 27,131 |
| 2024-09-11 00:43 | 2024-09-09 | GCMG | GCM Grosvenor Inc. | SULLIVAN KATHLEEN PATRICIA | Officer | SELL | $10.73 | 5,000 | $53,635 | 47,307 |
| 2024-09-11 00:02 | 2024-09-06 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $306.23 | 8,481 | $2,597,115 | 10,517,257 |
| 2024-09-10 17:48 | 2024-09-09 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner | BUY | $24.20 | 8 | $194 | 248,616 |
| 2024-09-09 17:09 | 2024-09-06 | HKHC | Horizon Kinetics Holding Corp | Brennan Alice C | Director | BUY | $25.56 | 400 | $10,224 | 900 |
| 2024-09-09 19:27 | 2024-09-06 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner | BUY | $26.00 | 8 | $208 | 248,608 |
| 2024-09-10 03:38 | 2024-09-05 | ARES | Ares Management Corporation | Berry Ryan | Officer | SELL | $140.95 | 67,500 | $9,513,889 | 446,702 |
| 2024-09-09 21:17 | 2024-09-06 | TROW | PRICE T ROWE GROUP INC | Thomson Andrew Justin Mackenzie | Officer | OPT+S | $102.83 | 11,969 | $1,230,726 | 123,624 |
| 2024-09-06 22:41 | 2024-09-04 | ALTI | AlTi Global, Inc. | IlWaddi Holdings | 10% owner | BUY | $3.80 | 13,189 | $50,118 | 18,111,996 |
| 2024-09-07 01:01 | 2024-09-04 | OWL | BLUE OWL CAPITAL INC. | Polland Andrew Robert | Officer | SELL | $0.00 | 49,647 | $0 | 0 |
| 2024-09-06 20:33 | 2024-09-05 | HKHC | Horizon Kinetics Holding Corp | Nagelberg Allison | Director | BUY | $25.48 | 200 | $5,096 | 200 |
| 2024-09-06 22:14 | 2024-09-05 | HKHC | Horizon Kinetics Holding Corp | DOYLE PETER | Director, Officer, 10% owner | BUY | $26.50 | 50 | $1,325 | 880,682 |
| 2024-09-06 23:33 | 2024-09-03 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $312.86 | 7,236 | $2,263,827 | 10,525,738 |
| 2024-09-06 19:11 | 2024-09-05 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner | BUY | $27.00 | 8 | $216 | 248,600 |
| 2024-09-05 20:23 | 2024-09-04 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner | BUY | $27.90 | 8 | $223 | 248,592 |
| 2024-09-06 00:09 | 2024-09-03 | LAZ | Lazard, Inc. | JACOBS KENNETH M | Director, Officer | SELL | $48.11 | 189,004 | $9,093,606 | 1,523,722 |
| 2024-09-04 23:44 | 2024-08-30 | AMP | Ameriprise Financial, Inc. | Davies William | Officer | SELL | $442.07 | 8,700 | $3,846,009 | 13,199 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Investment Advice sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6282) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Investment Advice
Every transaction in the Investment Advice industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.