Investment Advice
Standard Industrial Classification: SIC 6282
Industry Insider Sentiment Analysis
The Investment Advice sector (SIC 6282) acts as a critical barometer for broader economic health. Our real-time monitoring reveals total transactions. Monitoring "cluster buying" is one of the most reliable leading indicators for future sector performance. By analyzing aggregate data across this specific Standard Industrial Classification, investors can filter out individual company volatility and identify high-conviction trends. When multiple directors and officers within the same industry move capital simultaneously, it often signals an upcoming sector-wide revaluation or a fundamental shift in supply chain dynamics that has yet to be recognized by the broader public market.
| Filing Date | Trade Date | Ticker | Company | Reporting Person | Relationship | Type | Price | Qty | Total, $ | Owned After |
|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-02 23:44 | 2021-06-01 | HLI | HOULIHAN LOKEY, INC. | Adelson Scott Joseph | Director, Officer | SELL | $75.00 | 12,383 | $928,725 | 0 |
| 2021-06-03 01:05 | 2021-05-28 | RILY | BRC Group Holdings, Inc. | WEITZMAN HOWARD | Officer | SELL | $73.95 | 15,503 | $1,146,501 | 31,641 |
| 2021-06-02 23:42 | 2021-06-01 | HLI | HOULIHAN LOKEY, INC. | GOLD IRWIN | Director, Officer, 10% owner | SELL | $75.24 | 10,000 | $752,400 | 0 |
| 2021-06-01 21:04 | 2021-05-27 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $234.57 | 23,069 | $5,411,305 | 18,617,784 |
| 2021-05-27 20:37 | 2021-05-25 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $236.60 | 16,944 | $4,009,032 | 18,640,853 |
| 2021-05-28 03:47 | 2021-05-26 | ARES | Ares Management Corporation | deVeer R. Kipp | Director, Officer | OPT+S | $54.62 | 126,787 | $6,925,106 | 766,312 |
| 2021-05-26 23:01 | 2021-05-25 | APO | Apollo Global Management Inc. | Clayton Walter Joseph III | Director | BUY | $57.39 | 5,000 | $286,929 | 19,737 |
| 2021-05-27 00:06 | 2021-05-24 | MORN | Morningstar, Inc. | Desmond Bevin | Officer | SELL | $236.68 | 3,000 | $710,040 | 22,137 |
| 2021-05-26 23:22 | 2021-05-26 | FHI | FEDERATED HERMES, INC. | Uhlman Paul A | Officer | SELL | $31.73 | 984 | $31,223 | 316,445 |
| 2021-05-26 23:19 | 2021-05-26 | FHI | FEDERATED HERMES, INC. | Germain Peter J | Officer | SELL | $31.73 | 395 | $12,533 | 161,739 |
| 2021-05-26 00:42 | 2021-05-24 | APO | Apollo Global Management Inc. | Krongard A B | Director | BUY | $57.37 | 2,135 | $122,489 | 65,791 |
| 2021-05-25 23:57 | 2021-05-21 | HLI | HOULIHAN LOKEY, INC. | Adelson Scott Joseph | Director, Officer | SELL | $75.00 | 540 | $40,500 | 0 |
| 2021-05-25 19:44 | 2021-05-21 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $237.00 | 13,955 | $3,307,389 | 18,657,797 |
| 2021-05-22 00:16 | 2021-05-21 | BX | Blackstone Inc. | Finley John G | Officer | SELL | $90.57 | 36,000 | $3,260,520 | 327,489 |
| 2021-05-21 20:00 | 2021-05-19 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $236.87 | 20,084 | $4,757,201 | 18,671,752 |
| 2021-05-21 02:47 | 2021-05-19 | BX | Blackstone Inc. | JAMES HAMILTON E | Director, Officer | SELL | $88.19 | 368,210 | $32,471,703 | 0 |
| 2021-05-20 01:15 | 2021-05-18 | CG | Carlyle Group Inc. | Rubenstein David M. | Director, 10% owner | SELL | $41.76 | 2,000,000 | $83,520,000 | 37,249,644 |
| 2021-05-20 04:07 | 2021-05-18 | VRTS | VIRTUS INVESTMENT PARTNERS, INC. | BRADLEY WILLIAM PATRICK III | Officer | SELL | $279.00 | 1,000 | $279,000 | 11,076 |
| 2021-05-19 22:50 | 2021-05-17 | MORN | Morningstar, Inc. | Diamonte Robin | Director | SELL | $242.91 | 250 | $60,728 | 8,389 |
| 2021-05-19 22:33 | 2021-05-18 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $242.16 | 275 | $66,595 | 18,691,836 |
| 2021-05-20 01:10 | 2021-05-17 | HNNA | HENNESSY ADVISORS INC | OFFENBACH RODGER | Director | SELL | $9.00 | 2,000 | $18,003 | 109,438 |
| 2021-05-19 00:26 | 2021-05-18 | VRTS | VIRTUS INVESTMENT PARTNERS, INC. | BRADLEY WILLIAM PATRICK III | Officer | SELL | $278.33 | 3,000 | $835,000 | 11,076 |
| 2021-05-19 04:06 | 2021-05-14 | BX | Blackstone Inc. | JAMES HAMILTON E | Director, Officer | SELL | $87.94 | 600,000 | $52,764,120 | 89,837 |
| 2021-05-18 00:13 | 2021-05-13 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $245.79 | 16,105 | $3,958,459 | 18,692,111 |
| 2021-05-17 23:10 | 2021-05-14 | APAM | Artisan Partners Asset Management Inc. | DALEY CHARLES J JR | Officer, 10% owner | SELL | $51.77 | 19,930 | $1,031,744 | 34,274 |
| 2021-05-14 14:16 | 2021-05-12 | BEN | FRANKLIN RESOURCES INC | Shaneyfelt Gwen L | Officer | SELL | $33.25 | 5,000 | $166,250 | 63,749 |
| 2021-05-14 23:39 | 2021-05-13 | FHI | FEDERATED HERMES, INC. | FISHER JOHN B | Director, Officer | SELL | $33.27 | 35,293 | $1,174,177 | 529,607 |
| 2021-05-14 00:36 | 2021-05-11 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $253.00 | 4,493 | $1,136,720 | 18,708,216 |
| 2021-05-14 03:20 | 2021-05-12 | BX | Blackstone Inc. | JAMES HAMILTON E | Director, Officer | SELL | $85.12 | 450,000 | $38,302,425 | 237,206 |
| 2021-05-13 23:20 | 2021-05-12 | IVZ | Invesco Ltd. | WOOD PHOEBE A | Director | SELL | $26.65 | 8,824 | $235,159 | 47,759 |
| 2021-05-12 23:20 | 2021-05-10 | DHIL | DIAMOND HILL INVESTMENT GROUP INC | Line Thomas Edward | Officer | SELL | $177.50 | 1,500 | $266,250 | 18,304 |
| 2021-05-12 23:42 | 2021-05-11 | IVZ | Invesco Ltd. | Lo Andrew Tak Shing | Officer | SELL | $27.34 | 300,000 | $8,202,000 | 375,605 |
| 2021-05-12 23:09 | 2021-05-11 | APO | Apollo Global Management Inc. | RICHARDS PAULINE | Director | BUY | $57.16 | 2,120 | $121,187 | 63,533 |
| 2021-05-11 21:03 | 2021-05-07 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $261.69 | 10,522 | $2,753,461 | 18,712,709 |
| 2021-05-12 04:59 | 2021-05-10 | BX | Blackstone Inc. | JAMES HAMILTON E | Director, Officer | SELL | $88.56 | 556,790 | $49,307,652 | 347,732 |
| 2021-05-11 00:27 | 2021-05-07 | VRTS | VIRTUS INVESTMENT PARTNERS, INC. | BRADLEY WILLIAM PATRICK III | Officer | SELL | $278.25 | 1,000 | $278,250 | 14,076 |
| 2021-05-10 23:20 | 2021-05-07 | IVZ | Invesco Ltd. | Meadows Colin | Officer | SELL | $28.28 | 170,488 | $4,821,401 | 183,147 |
| 2021-05-08 01:26 | 2021-05-07 | KKR | KKR & Co. Inc. | Sorkin David | Officer | SELL | $58.50 | 12,546 | $733,941 | 0 |
| 2021-05-07 21:00 | 2021-05-05 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $263.39 | 11,129 | $2,931,305 | 18,723,231 |
| 2021-05-08 04:43 | 2021-05-05 | BX | Blackstone Inc. | JAMES HAMILTON E | Director, Officer | SELL | $89.10 | 875,000 | $77,961,975 | 485,089 |
| 2021-05-06 21:45 | 2021-05-06 | RILY | BRC Group Holdings, Inc. | Moore Andrew | Officer | BUY | $67.68 | 5,000 | $338,424 | 212,734 |
| 2021-05-06 23:23 | 2021-05-04 | WHG | WESTWOOD HOLDINGS GROUP INC | Gomez Fabian | Officer | SELL | $19.51 | 1,500 | $29,264 | 30,127 |
| 2021-05-06 15:29 | 2021-05-04 | AMG | Affiliated Managers Group Inc. | Jeffery Reuben III | Director | BUY | $160.49 | 2,500 | $401,225 | 20,000 |
| 2021-05-05 22:46 | 2021-05-03 | MORN | Morningstar, Inc. | Diamonte Robin | Director | SELL | $264.75 | 250 | $66,188 | 8,027 |
| 2021-05-05 22:29 | 2021-05-03 | MORN | Morningstar, Inc. | Mansueto Joseph D | Director, Officer, 10% owner | SELL | $264.29 | 22,520 | $5,951,725 | 18,734,360 |
| 2021-05-04 00:22 | 2021-04-29 | AMP | Ameriprise Financial, Inc. | Smyth Gerard P. | Officer | OPT+S | $259.64 | 970 | $251,853 | 10,387 |
| 2021-05-03 23:52 | 2021-04-29 | AMP | Ameriprise Financial, Inc. | THISSEN KAREN WILSON | Officer | SELL | $259.85 | 1,560 | $405,366 | 11,657 |
| 2021-05-04 00:22 | 2021-04-29 | AMP | Ameriprise Financial, Inc. | Woerner John Robert | Officer | OPT+S | $258.76 | 13,956 | $3,611,301 | 27,316 |
| 2021-05-04 04:32 | 2021-05-03 | CG | Carlyle Group Inc. | LEE KEWSONG | Director, Officer | SELL | $43.49 | 2,639 | $114,770 | 538,339 |
| 2021-05-03 23:24 | 2021-04-30 | APAM | Artisan Partners Asset Management Inc. | COXE TENCH | Director | BUY | $51.06 | 98,000 | $5,004,301 | 98,000 |
Sector-Wide Insider Alpha
Analyzing insider movements across the Investment Advice sector provides a macro-view of executive conviction. When multiple leaders in different companies within the same SIC code (6282) simultaneously buy shares, it often indicates an industry-wide undervaluation or a positive shift in market cycles.
SEC Filings in Investment Advice
Every transaction in the Investment Advice industry is reported via Form 4 disclosures. By filtering these filings by industry, investors can detect institutional-scale sentiment shifts before they are reflected in broader market indices, following the capital flow of those with intimate industry knowledge.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.