OTC Markets Insiders (Pink Sheets)
Real-time Form 4 Activity for Unlisted Securities & Micro-Caps
OTC markets (Pink Sheets) Intelligence
Insider trading on the Pink Sheets OTC markets provides a unique lens into the micro-cap universe. Because unlisted stocks often lack broad analyst coverage, SEC Form 4 filings are critical indicators of fundamental conviction.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-04 02:13 | 2025-11-28 | AURX | Nuo Therapeutics, Inc. | JORDEN DAVID EMERSON | Director, Officer - CEO/CFO | Surgical & Medical Instruments & Apparatus | SELL | $1.50 | 200,000 | $300,000 | 1,946,755 | -9.3% |
| 2025-12-03 19:37 | 2025-11-04 | EHSI | Elite Health Systems Inc. | jeereddi Prasad Anjaneya | Director, Officer, 10% owner - CEO | Services-Specialty Outpatient Facilities, NEC | BUY | $0.95 | 1,452,680 | $1,380,046 | 3,356,663 | +76.3% |
| 2025-12-03 00:10 | 2025-11-28 | AERG | Applied Energetics Inc. | Donaghey Christopher Wayne | Director, Officer - President & CEO/Principal AO | Search, Detection, Navigation, Guidance, Aeronautical Sys | SELL | $1.50 | 10,000 | $15,000 | 153,592 | -6.1% |
| 2025-12-03 02:56 | 2025-11-26 | STCB | Starco Brands, Inc. | Sklar Ross Jeffery | Director, Officer, 10% owner - CEO | Services-Advertising Agencies | BUY | $0.03 | 229,501 | $6,311 | 94,100,388 | +0.2% |
| 2025-12-02 20:13 | 2025-12-01 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $27.00 | 22 | $594 | 63 | +53.7% |
| 2025-12-03 02:43 | 2025-11-28 | ZIVO | Zivo Bioscience, Inc. | YALDOO LAITH L | Director, 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $9.00 | 2,777 | $24,993 | 577,872 | +0.5% |
| 2025-12-01 20:34 | 2025-11-25 | PLNH | Planet 13 Holdings Inc. | Wren Chris | Officer - VP of Operations | Agricultural Production-Crops | SELL | $0.19 | 61,600 | $11,784 | 4,653,911 | -1.3% |
| 2025-12-02 01:14 | 2025-11-26 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.10 | 1,700 | $171 | 3,142,996 | +0.1% |
| 2025-12-01 20:54 | 2025-11-25 | HRGN | Harvard Apparatus Regenerative Technology, Inc. | He Junli | Director, Officer - CEO | Surgical & Medical Instruments & Apparatus | BUY | $1.70 | 3,000 | $5,100 | 280,575 | +1.1% |
| 2025-12-01 19:49 | 2025-11-28 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $27.23 | 22 | $599 | 59 | +59.5% |
| 2025-11-28 20:32 | 2025-11-26 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $27.23 | 24 | $654 | 55 | +77.4% |
| 2025-11-29 01:11 | 2025-11-25 | APCX | AppTech Payments Corp. | LORD ALBERT L | Director | Services-Prepackaged Software | BUY | $0.41 | 57,500 | $23,345 | 2,896,194 | +2.0% |
| 2025-11-26 21:51 | 2025-11-25 | N/A | STANDARD PREMIUM FINANCE HOLDINGS, INC. | Hoechner Carl Christian | Director | Miscellaneous Business Credit Institution | BUY | $1.95 | 100 | $195 | 172,300 | +0.1% |
| 2025-11-26 18:25 | 2025-11-25 | FMFG | Farmers & Merchants Bancshares, Inc. | Miller Emily Bollinger | Director | Savings Institutions, Not Federally Chartered | BUY | $16.00 | 750 | $12,000 | 1,941 | +63.0% |
| 2025-11-26 17:05 | 2025-11-25 | HKHC | Horizon Kinetics Holding Corp | Rosenthal Brent D | Director | Investment Advice | BUY | $27.28 | 300 | $8,184 | 1,000 | +42.9% |
| 2025-11-26 20:04 | 2025-11-25 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $27.00 | 24 | $648 | 51 | +88.9% |
| 2025-11-27 01:26 | 2025-11-21 | NWPP | NEW PEOPLES BANKSHARES INC | KEENE HAROLD L | Director, 10% owner | State Commercial Banks | BUY | $3.40 | 5,000 | $17,000 | 10,500 | +90.9% |
| 2025-11-25 17:11 | 2025-11-18 | CREV | Carbon Revolution Public Ltd Co | Vovra Niraj Kumar | 10% owner | Motor Vehicle Parts & Accessories | SELL | $1.95 | 111,654 | $217,726 | 57,217 | -66.1% |
| 2025-11-25 21:48 | 2025-11-19 | PLNH | Planet 13 Holdings Inc. | Wren Chris | Officer - VP of Operations | Agricultural Production-Crops | SELL | $0.17 | 338,900 | $57,613 | 4,476,611 | -7.0% |
| 2025-11-25 20:10 | 2025-11-21 | SPFX | STANDARD PREMIUM FINANCE HOLDINGS, INC. | Krogol Brian | Director, Officer - CFO | Miscellaneous Business Credit Institution | BUY | $2.29 | 1,120 | $2,565 | 88,720 | +1.3% |
| 2025-11-26 01:59 | 2025-11-21 | NRDE | NU RIDE INC. | ZYNGIER ALEXANDRE | Director | Motor Vehicles & Passenger Car Bodies | BUY | $1.34 | 32,328 | $43,297 | 282,056 | +12.9% |
| 2025-11-26 01:25 | 2025-11-24 | MNTR | Mentor Capital, Inc. | Billingsley Chester | Director, Officer, 10% owner - Chief Executive Officer | Investors, NEC | BUY | $0.10 | 2,000 | $198 | 3,141,296 | +0.1% |
| 2025-11-26 05:08 | 2025-11-21 | LBRA | 1847 Holdings LLC | Roberts Ellery | Director, Officer - Chairman and CEO | Services-Management Consulting Services | BUY | $0.01 | 352,006 | $3,520 | 653,096 | +116.9% |
| 2025-11-25 20:35 | 2025-11-24 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $28.00 | 24 | $672 | 47 | +104.3% |
| 2025-11-26 02:43 | 2025-11-25 | CGEH | Capstone Green Energy Holdings, Inc. | Powelson Robert F | Director | Engines & Turbines | BUY | $2.00 | 12,500 | $25,000 | 80,867 | +18.3% |
| 2025-11-26 02:07 | 2025-11-25 | CGEH | Capstone Green Energy Holdings, Inc. | Canino Vincent J. | Director, Officer - President & CEO | Engines & Turbines | BUY | $2.00 | 75,000 | $150,000 | 542,598 | +16.0% |
| 2025-11-26 01:53 | 2025-11-25 | CGEH | Capstone Green Energy Holdings, Inc. | Beard Robert F. | Director | Engines & Turbines | BUY | $2.00 | 12,500 | $25,000 | 16,649 | +301.3% |
| 2025-11-26 01:43 | 2025-11-25 | CGEH | Capstone Green Energy Holdings, Inc. | Miller John P. | Director, Officer - Interim CFO | Engines & Turbines | BUY | $2.00 | 25,000 | $50,000 | 51,807 | +93.3% |
| 2025-11-26 01:33 | 2025-11-25 | CGEH | Capstone Green Energy Holdings, Inc. | Close Christopher J. | Director | Engines & Turbines | BUY | $2.00 | 12,500 | $25,000 | 18,881 | +195.9% |
| 2025-11-26 01:09 | 2025-11-25 | CGEH | Capstone Green Energy Holdings, Inc. | Graves Candice | Officer - Chief Accounting Officer | Engines & Turbines | BUY | $2.00 | 10,000 | $20,000 | 90,000 | +12.5% |
| 2025-11-24 22:55 | 2025-11-20 | CRSF | Crisp Momentum Inc. | STOCKACCESS SP INC. | 10% owner | Finance Services | SELL | $0.01 | 300,000,000 | $2,400,000 | 200,000,000 | -60.0% |
| 2025-11-24 20:20 | 2025-11-20 | QNBC | QNB CORP. | Bimes Randy S. | Director | State Commercial Banks | BUY | $35.10 | 1,985 | $69,674 | 263,469 | +0.8% |
| 2025-11-24 20:28 | 2025-11-20 | CWGL | Crimson Wine Group, Ltd | STEINBERG JOSEPH S | Director, 10% owner | Beverages | BUY | $4.96 | 106,308 | $527,288 | 1,264,537 | +9.2% |
| 2025-11-24 20:14 | 2025-11-20 | CWGL | Crimson Wine Group, Ltd | Cumming John D. | Director, 10% owner | Beverages | BUY | $4.96 | 106,308 | $527,288 | 1,216,801 | +9.6% |
| 2025-11-25 00:42 | 2025-11-20 | GRTX | Galera Therapeutics, Inc. | Sorensen Mel | Director, Officer - President and CEO | Pharmaceutical Preparations | SELL | $0.02 | 70,000 | $1,407 | 195,029 | -26.4% |
| 2025-11-25 05:51 | 2025-11-21 | TSNDF | TerrAscend Corp. | SCHUTTER EDWARD J | Director | Agricultural Production-Crops | SELL | $0.43 | 546,174 | $233,872 | 2,453,337 | -18.2% |
| 2025-11-24 22:22 | 2025-11-21 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $28.25 | 25 | $706 | 43 | +138.9% |
| 2025-11-24 21:18 | 2025-11-20 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Director | Gold and Silver Ores | BUY | $0.04 | 200,000 | $8,000 | 3,734,003 | +5.7% |
| 2025-11-22 00:13 | 2025-11-19 | BSLK | Bolt Projects Holdings, Inc. | Slattery Paul Joseph | Officer - GENERAL COUNSEL & SECRETARY | Industrial Organic Chemicals | SELL | $1.66 | 819 | $1,360 | 1,181 | -41.0% |
| 2025-11-22 01:20 | 2025-11-19 | NRDE | NU RIDE INC. | Wartell Michael J. | Director | Motor Vehicles & Passenger Car Bodies | BUY | $1.40 | 100,000 | $139,500 | 220,533 | +83.0% |
| 2025-11-21 19:39 | 2025-11-20 | HKHC | Horizon Kinetics Holding Corp | Herndon Mark | Officer - Chief Financial Officer | Investment Advice | BUY | $29.00 | 100 | $2,900 | 120 | +500.0% |
| 2025-11-21 21:47 | 2025-11-19 | CWGL | Crimson Wine Group, Ltd | Rollins Colby A. | Director | Beverages | BUY | $4.86 | 900 | $4,374 | 1,900 | +90.0% |
| 2025-11-22 00:05 | 2025-11-19 | STCB | Starco Brands, Inc. | Sklar Ross Jeffery | Director, Officer, 10% owner - CEO | Services-Advertising Agencies | BUY | $0.02 | 190,101 | $4,220 | 93,870,887 | +0.2% |
| 2025-11-22 01:54 | 2025-11-19 | NRDE | NU RIDE INC. | ESOPUS CREEK VALUE SERIES FUND LP - SERIES A | Director | Motor Vehicles & Passenger Car Bodies | BUY | $1.45 | 8,000 | $11,600 | 723,000 | +1.1% |
| 2025-11-22 00:10 | 2025-11-19 | AERG | Applied Energetics Inc. | MCCAHON STEPHEN WILLIAM | Officer - Chief Science Officer | Search, Detection, Navigation, Guidance, Aeronautical Sys | SELL | $1.51 | 10,000 | $15,089 | 12,792,861 | -0.1% |
| 2025-11-21 21:21 | 2025-11-17 | VXRT | Vaxart, Inc. | HERON ELAINE J | Director | Biological Products, (No Diagnostic Substances) | BUY | $0.40 | 40,000 | $15,920 | 96,566 | +70.7% |
| 2025-11-21 23:07 | 2025-11-20 | HKHC | Horizon Kinetics Holding Corp | STAHL MURRAY | Director, Officer, 10% owner - CEO and CIO | Investment Advice | BUY | $27.50 | 24 | $660 | 39 | +160.0% |
| 2025-11-21 17:41 | 2025-11-20 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Officer - CEO | Gold and Silver Ores | BUY | $0.04 | 62,900 | $2,516 | 7,837,656 | +0.8% |
| 2025-11-21 04:08 | 2025-11-18 | NRDE | NU RIDE INC. | ZYNGIER ALEXANDRE | Director | Motor Vehicles & Passenger Car Bodies | BUY | $1.36 | 57,252 | $77,760 | 249,728 | +29.7% |
| 2025-11-21 01:04 | 2025-11-18 | LBRA | 1847 Holdings LLC | Roberts Ellery | Director, Officer - Chairman and CEO | Services-Management Consulting Services | BUY | $0.01 | 100,000 | $850 | 301,090 | +49.7% |
Tracking Pink Sheets OTC markets Conviction
The Pink Sheets OTC markets represent the most agile segments of the financial ecosystem. Unlike blue-chip stocks, micro-cap stocks and unlisted stocks often trade with limited public data, making corporate insider transactions (SEC Form 4) the single most important transparency tool. When corporate leadership buys shares on the open market here, it frequently signals a major fundamental turning point.
OTC Markets Tiers & Hierarchy
The OTC landscape consists of several tiers: OTCQX (Premium tier), OTCQB (Venture tier), and the Pink Open Market (Pink Sheets). More speculative levels include the Expert Market and Grey Market. Tracking real-time insider activity across these tiers provides crucial Pink Sheets OTC markets intelligence into the capital shifts of emerging and unlisted companies.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.