Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-10 20:25 | 2026-06-09 | HRZN | Horizon Technology Finance Corp | Seitz Paul G | Officer - Chief Investment Officer | Other | BUY | $4.35 | 11,477 | $49,925 | 12,242 | +1,500.3% |
| 2026-06-10 20:24 | 2026-06-09 | HRZN | Horizon Technology Finance Corp | ALLISON THOMAS J. | Director | Other | BUY | $4.36 | 6,000 | $26,160 | 55,926 | +12.0% |
| 2026-06-10 20:05 | 2026-06-08 | PLUG | PLUG POWER INC | HELMER MAUREEN O | Director | Electrical Industrial Apparatus | SELL | $3.23 | 50,000 | -$161,620 | 321,565 | -13.5% |
| 2026-06-11 01:51 | 2026-06-09 | ADTX | Aditxt, Inc. | Gong Sandie | 10% owner | Pharmaceutical Preparations | SELL | $0.07 | 100,000 | -$6,880 | 0 | -100.0% |
| 2026-06-11 01:46 | 2026-06-01 | N/A | Octagon XAI CLO Income Fund | Brombach Theodore J | Director, Officer - President and CEO | Other | BUY | $0.00 | 300,000 | $0 | 2,000,000 | +17.6% |
| 2026-06-11 01:14 | 2026-05-20 | INM | InMed Pharmaceuticals Inc. | Vivo Opportunity, LLC | 10% owner | Pharmaceutical Preparations | BUY | $1.57 | 249,227 | $391,561 | 72,535 | +100.0% |
| 2026-06-11 01:17 | 2026-06-09 | RCEL | AVITA Medical, Inc. | Woody Joseph Fralin | Director | Surgical & Medical Instruments & Apparatus | BUY | $4.00 | 5,200 | $20,800 | 107,961 | +5.1% |
| 2026-06-11 00:26 | 2026-06-08 | CVKD | Cadrenal Therapeutics, Inc. | Pham Quang X | Director, Officer, 10% owner - Chairman, CEO and Interim CFO | Pharmaceutical Preparations | SELL | $4.17 | 22,385 | -$93,294 | 150,839 | -12.9% |
| 2026-06-11 00:28 | 2026-06-01 | N/A | Octagon XAI CLO Income Fund | Spence John Yogi | Officer - Adviser Personnel | Other | BUY | $0.00 | 300,000 | $0 | 1,000,000 | +42.9% |
| 2026-06-11 00:31 | 2026-06-08 | AIRJ | AirJoule Technologies Corp. | MacDonald Chad | Officer - Chief Legal Officer | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip | SELL | $4.61 | 7,307 | -$33,656 | 44,080 | -14.2% |
| 2026-06-10 23:56 | 2026-06-08 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | MARTIN COLMENARES SERGIO RAUL | Officer - DEVELOPMENT &CP MANAGER | Real Estate | SELL | $3.42 | 34,239 | -$117,097 | 1,800 | -95.0% |
| 2026-06-10 22:51 | 2026-06-08 | BLND | Blend Labs, Inc. | Haveli Investments, L.P. | Director, 10% owner | Services-Computer Programming, Data Processing, Etc. | BUY | $1.68 | 1,118,935 | $1,882,384 | 17,536,729 | +6.8% |
| 2026-06-10 22:22 | 2026-06-08 | FVRR | Fiverr International Ltd. | Fisher Adam Ralph | Director | Services-Business Services, NEC | SELL | $0.00 | 0 | $0 | 0 | -100.0% |
| 2026-06-10 21:53 | 2026-06-08 | XOS | Xos, Inc. | OSTERMANN DIETMAR | Director | Motor Vehicle Parts & Accessories | SELL | $4.45 | 3,351 | -$14,916 | 79,593 | -4.0% |
| 2026-06-10 21:20 | 2026-06-09 | HOWL | Werewolf Therapeutics, Inc. | EVNIN LUKE | Director | Pharmaceutical Preparations | SELL | $0.37 | 76,928 | -$28,463 | 300,283 | -20.4% |
| 2026-06-10 21:10 | 2026-06-10 | SMRT | SmartRent, Inc. | Bohjalian Thomas N | Director | Services-Computer Integrated Systems Design | BUY | $1.11 | 75,000 | $83,250 | 721,062 | +11.6% |
| 2026-06-10 21:12 | 2026-06-08 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | Berho Carranza Diego | Officer - Chief Portfolio Officer | Real Estate | SELL | $3.44 | 10,000 | -$34,400 | 1,835,194 | -0.5% |
| 2026-06-10 21:13 | 2026-04-17 | BZAI | Blaize Holdings, Inc. | Munagala Dinakar | Director, Officer - Chief Executive Officer | Semiconductors & Related Devices | SELL | $2.54 | 50,000 | -$127,000 | 501,422 | -9.1% |
| 2026-06-10 20:51 | 2026-06-09 | ABOS | Acumen Pharmaceuticals, Inc. | Fountain Nathan B | Director | Biological Products, (No Diagnostic Substances) | SELL | $2.23 | 6,400 | -$14,273 | 48,150 | -11.7% |
| 2026-06-10 20:15 | 2026-06-08 | AERG | APPLIED ENERGETICS, INC. | Adamczyk Bradford Thomas | Director | Search, Detection, Navigation, Guidance, Aeronautical Sys | OPT+S | $1.50 | 10,000 | -$15,000 | 671,482 | 0.0% |
| 2026-06-10 19:55 | 2026-06-09 | WOK | WORK Medical Technology Group LTD | HRT FINANCIAL LP | 10% owner | Surgical & Medical Instruments & Apparatus | SELL | $0.11 | 3,463,022 | -$363,617 | 0 | -100.0% |
| 2026-06-10 18:30 | 2026-06-08 | KLTR | KALTURA INC | Azaria Eynav | Officer - See Remarks | Services-Prepackaged Software | SELL | $1.41 | 8,254 | -$11,606 | 2,248,054 | -0.4% |
| 2026-06-10 15:54 | 2026-06-09 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Other | BUY | $2.75 | 756 | $2,079 | 917,544 | +0.1% |
| 2026-06-10 15:19 | 2026-06-05 | MGX | Metagenomi Therapeutics, Inc. | Wein Matthew | Officer - See Remarks | Biological Products, (No Diagnostic Substances) | SELL | $1.30 | 558 | -$725 | 126,491 | -0.4% |
| 2026-06-10 15:21 | 2026-06-05 | MGX | Metagenomi Therapeutics, Inc. | Irish Jian | Director, Officer - See Remarks | Biological Products, (No Diagnostic Substances) | SELL | $1.30 | 3,737 | -$4,854 | 377,533 | -1.0% |
| 2026-06-10 15:23 | 2026-06-05 | MGX | Metagenomi Therapeutics, Inc. | Wapnick Pamela | Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | SELL | $1.30 | 2,884 | -$3,746 | 208,491 | -1.4% |
| 2026-06-10 15:19 | 2026-06-09 | HRZN | Horizon Technology Finance Corp | Balkin Michael | Director, Officer - Chief Executive Officer | Other | BUY | $4.34 | 100,000 | $434,000 | 223,527 | +81.0% |
| 2026-06-10 14:30 | 2026-06-08 | BZAI | Blaize Holdings, Inc. | Cannestra Anthony | Director | Semiconductors & Related Devices | OPT+S | $1.68 | 50,000 | -$84,000 | 0 | 0.0% |
| 2026-06-10 12:13 | 2026-06-09 | BORR | Borr Drilling Ltd | Troim Tor Olav | Director | Drilling Oil & Gas Wells | BUY | $4.70 | 1,063,000 | $4,996,100 | 27,185,941 | +4.1% |
| 2026-06-10 12:03 | 2026-06-09 | BORR | Borr Drilling Ltd | Mordehachvili Thiago | Director | Drilling Oil & Gas Wells | SELL | $4.70 | 8,000,000 | -$37,600,000 | 38,199,677 | -17.3% |
| 2026-06-10 10:27 | 2026-06-08 | NAMI | Jinxin Technology Holding Co | Jiang Jun Jason | Director, Officer - CFO & COO | Services-Educational Services | SELL | $0.34 | 58,000 | -$19,894 | 2,865,034 | -2.0% |
| 2026-06-09 20:10 | 2026-06-08 | IPSC | Century Therapeutics, Inc. | Russotti Gregory | Officer - See Remarks | Biological Products, (No Diagnostic Substances) | SELL | $2.11 | 524 | -$1,106 | 514,903 | -0.1% |
| 2026-06-09 20:10 | 2026-06-08 | IPSC | Century Therapeutics, Inc. | Carr Douglas | Officer - SVP Finance & Operations | Biological Products, (No Diagnostic Substances) | SELL | $2.11 | 249 | -$526 | 506,748 | 0.0% |
| 2026-06-09 20:20 | 2026-06-08 | MYGN | MYRIAD GENETICS INC | Kumar Rashmi | Director | In Vitro & In Vivo Diagnostic Substances | SELL | $4.46 | 15,000 | -$66,843 | 171,889 | -8.0% |
| 2026-06-09 20:22 | 2026-06-08 | HIVE | HIVE Digital Technologies Ltd. | Rossy Luke | Officer - COO | Finance Services | SELL | $3.97 | 215,000 | -$853,550 | 0 | -100.0% |
| 2026-06-09 21:05 | 2026-06-08 | GPMT | Granite Point Mortgage Trust Inc. | DEHNE TANUJA M | Director | Real Estate Investment Trusts | OPT+S | $1.48 | 10,827 | -$16,024 | 109,632 | 0.0% |
| 2026-06-09 20:10 | 2026-04-07 | IPM | INTELLIGENT PROTECTION MANAGEMENT CORP. | Adam Katz 2012 Revocable Trust | 10% owner | Services-Computer Programming, Data Processing, Etc. | BUY | $1.80 | 62,972 | $113,135 | 1,000,000 | +6.7% |
| 2026-06-09 20:51 | 2026-06-05 | LIQT | LIQTECH INTERNATIONAL INC | Bleichroeder LP | 10% owner | Misc Industrial & Commercial Machinery & Equipment | BUY | $1.00 | 700,000 | $700,000 | 3,882,239 | +22.0% |
| 2026-06-09 20:10 | 2026-06-08 | SERA | SERA PROGNOSTICS, INC. | Lawrence Sandra AJ | Director | Services-Medical Laboratories | SELL | $2.15 | 1,560 | -$3,354 | 16,473 | -8.7% |
| 2026-06-09 20:07 | 2026-06-05 | MYO | MYOMO, INC. | KIRK THOMAS F | Director | Orthopedic, Prosthetic & Surgical Appliances & Supplies | BUY | $1.27 | 40,002 | $50,803 | 693,865 | +6.1% |
| 2026-06-09 21:05 | 2026-06-08 | GPMT | Granite Point Mortgage Trust Inc. | KASNET STEPHEN G | Director | Real Estate Investment Trusts | OPT+S | $1.48 | 26,772 | -$39,623 | 178,723 | 0.0% |
| 2026-06-09 21:06 | 2026-06-08 | PETS | PETMED EXPRESS INC | NINA CAPITAL HOLDINGS INC. | 10% owner | Retail-Drug Stores and Proprietary Stores | BUY | $1.75 | 25,000 | $43,725 | 2,600,000 | +1.0% |
| 2026-06-09 20:53 | 2026-06-05 | AWHL | Aspira Women's Health Inc. | SCHULER JACK W | 10% owner | In Vitro & In Vivo Diagnostic Substances | BUY | $0.45 | 222,222 | $100,000 | 4,046,051 | +5.8% |
| 2026-06-10 01:30 | 2026-06-08 | NLST | NETLIST INC | Hong Chun K | Director, Officer - President, CEO and Chairman | Semiconductors & Related Devices | SELL | $2.72 | 40,000 | -$108,752 | 8,676,887 | -0.5% |
| 2026-06-09 23:07 | 2026-05-21 | BRKH | BurTech Acquisition Corp II | Khan Shahal | Director, Officer, 10% owner - CEO and Director | Blank Checks | BUY | $0.00 | 220,000 | $0 | 220,000 | +100.0% |
| 2026-06-09 23:08 | 2026-05-21 | BRKH | BurTech Acquisition Corp II | BurTech Sponsor II LLC | 10% owner | Blank Checks | BUY | $0.00 | 220,000 | $0 | 220,000 | +100.0% |
| 2026-06-09 23:17 | 2026-06-04 | NXGL | NEXGEL, INC. | Levy Adam R. | Director, Officer - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | SELL | $0.57 | 6,000 | -$3,422 | 336,692 | -1.8% |
| 2026-06-09 22:55 | 2026-06-08 | GUTS | FRACTYL HEALTH, INC. | Smith Weber Lara | Officer - Chief Financial Officer | Surgical & Medical Instruments & Apparatus | BUY | $0.69 | 20,000 | $13,708 | 20,000 | +100.0% |
| 2026-06-09 21:53 | 2026-05-15 | EHSI | Elite Health Systems Inc. | jeereddi Prasad Anjaneya | Director, Officer - CEO | Services-Specialty Outpatient Facilities, NEC | BUY | $1.05 | 12,000 | $12,600 | 239,423 | +5.3% |
| 2026-06-09 21:37 | 2026-06-09 | BCDA | BioCardia, Inc. | Altman Peter | Director, Officer - President and CEO | Biological Products, (No Diagnostic Substances) | BUY | $0.85 | 5,000 | $4,250 | 298,266 | +1.7% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.