Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-27 12:00 | 2026-10-26 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.88 | 3,117 | $2,733 | 126,348 | +2.5% |
| 2026-10-27 12:02 | 2026-10-26 | OWLS | OBOOK HOLDINGS INC. | WANG CHUN KAI | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $2.01 | 11,105 | $22,283 | 3,148,105 | +0.4% |
| 2026-10-27 11:32 | 2026-10-23 | API | Agora, Inc. | Zhao Bin | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $4.44 | 17,598 | $78,084 | 2,222,333 | +0.8% |
| 2026-10-27 10:06 | 2026-10-23 | PLUR | Pluri Inc. | Manieu Alexandre Weinstein | Director, 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $1.50 | 833,334 | $1,250,001 | 2,083,334 | +66.7% |
| 2026-10-27 01:05 | 2026-10-26 | CTTH | CTT PHARMACEUTICAL HOLDINGS, INC. | CTT PHARMACEUTICAL HOLDINGS, INC. | Director, Officer - CEO | Pharmaceutical Preparations | BUY | $0.06 | 5,880 | $335 | 9,442,536 | +0.1% |
| 2026-10-26 23:42 | 2026-10-22 | OPTU | Optimum Communications, Inc. | SUBIN NEIL S | 10% owner | Cable & Other Pay Television Services | BUY | $0.52 | 2,228,007 | $1,163,465 | 21,777,316 | +11.4% |
| 2026-10-26 22:06 | 2026-10-22 | GRCE | Grace Therapeutics, Inc. | Opaleye Management Inc. | 10% owner | Pharmaceutical Preparations | BUY | $1.81 | 87,801 | $158,604 | 3,036,411 | +3.0% |
| 2026-10-26 20:59 | 2026-10-26 | DLPN | Dolphin Entertainment, Inc. | O'Dowd William IV | Director, Officer, 10% owner - Chief Executive Officer | Services-Personal Services | BUY | $1.00 | 4,900 | $4,895 | 583,442 | +0.8% |
| 2026-10-26 20:51 | 2026-10-22 | BOLD | Boundless Bio, Inc. | TANG KEVIN | 10% owner | Pharmaceutical Preparations | BUY | $2.39 | 21,640 | $51,620 | 3,011,749 | +0.7% |
| 2026-10-26 20:30 | 2026-10-22 | CITR | CitroTech Inc. | HUFF CRAIG A | Director, 10% owner | Chemicals & Allied Products | BUY | $2.50 | 200,000 | $500,000 | 3,557,467 | +6.0% |
| 2026-10-26 20:15 | 2026-10-23 | ANIX | Anixa Biosciences Inc | Titterton Lewis H jr | Director | Pharmaceutical Preparations | BUY | $2.98 | 8,000 | $23,840 | 1,054,003 | +0.8% |
| 2026-10-26 20:03 | 2026-10-22 | ACRV | Acrivon Therapeutics, Inc. | Miller Mary | Officer - Chief Legal Officer | Pharmaceutical Preparations | SELL | $1.84 | 513 | -$944 | 81,202 | -0.6% |
| 2026-10-26 18:09 | 2026-10-23 | GROW | U S GLOBAL INVESTORS INC | Pilecki Derek Steven | Other | Investment Advice | BUY | $2.58 | 4,532 | $11,692 | 1,129,011 | +0.4% |
| 2026-10-26 18:18 | 2026-10-23 | GROW | U S GLOBAL INVESTORS INC | Gator Capital Management, LLC | 10% owner | Investment Advice | BUY | $2.58 | 4,532 | $11,692 | 1,129,011 | +0.4% |
| 2026-10-26 16:12 | 2026-10-23 | AIM | AIM ImmunoTech Inc. | Equels Thomas K | Director, Officer - CEO & President | Biological Products, (No Diagnostic Substances) | BUY | $0.16 | 31,675 | $5,068 | 189,747 | +20.0% |
| 2026-10-26 12:00 | 2026-10-23 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.85 | 6,000 | $5,083 | 123,231 | +5.1% |
| 2026-10-26 11:50 | 2026-10-22 | VLN | Valens Semiconductor Ltd. | Rozenberg Haine Yael | Officer - VP Finance | Semiconductors & Related Devices | SELL | $1.53 | 5,875 | -$8,982 | 129,984 | -4.3% |
| 2026-10-24 01:24 | 2026-10-06 | NMHI | Nature's Miracle Holding Inc. | Adair Kathleen Theresa | 10% owner | Farm Machinery & Equipment | BUY | $0.00 | 11,600,000 | $6,960 | 113,600,000 | +11.4% |
| 2026-10-24 00:00 | 2026-08-18 | NMHI | Nature's Miracle Holding Inc. | Adair Kathleen Theresa | 10% owner | Farm Machinery & Equipment | BUY | $0.00 | 17,000,000 | $11,900 | 102,000,000 | +20.0% |
| 2026-10-23 21:32 | 2026-10-21 | LCU | Lion Copper Corp. | Alford Tony L | Director, 10% owner | Metal Mining | BUY | $4.18 | 4,000 | $16,700 | 3,191,656 | +0.1% |
| 2026-10-23 20:48 | 2026-10-21 | ALLO | Allogene Therapeutics, Inc. | Parker Geoffrey M. | Officer - CHIEF FINANCIAL OFFICER | Biological Products, (No Diagnostic Substances) | SELL | $1.34 | 36,342 | -$48,698 | 1,045,877 | -3.4% |
| 2026-10-23 21:00 | 2026-10-22 | FLD | Fold Holdings, Inc. | McManus Matt | Officer - Chief Operating Officer | Finance Services | SELL | $0.51 | 2,347 | -$1,197 | 380,532 | -0.6% |
| 2026-10-23 21:09 | 2026-09-29 | AHNRF | ATHENA GOLD CORP | Kushner Koby Solomon | Director, Officer - CEO | Gold and Silver Ores | BUY | $0.21 | 17,000 | $3,534 | 191,772 | +9.7% |
| 2026-10-23 20:31 | 2026-10-01 | TAVI | Tavia Acquisition Corp. | Tavia Sponsor Pte. Ltd. | 10% owner | Blank Checks | SELL | $0.00 | 2,492,440 | $0 | 1,500,000 | -62.4% |
| 2026-10-23 20:31 | 2026-10-01 | TAVI | Tavia Acquisition Corp. | Mynzhanov Kanat | 10% owner | Blank Checks | SELL | $0.00 | 2,492,440 | $0 | 1,500,000 | -62.4% |
| 2026-10-23 20:11 | 2026-10-21 | RENT | Rent the Runway, Inc. | STORY3 Capital Partners, LLC | Director, 10% owner | Retail-Retail Stores, NEC | BUY | $3.55 | 632,922 | $2,246,873 | 4,907,316 | +14.8% |
| 2026-10-23 20:17 | 2026-10-19 | LHAI | Linkhome Holdings Inc. | US Innovation Foundation | 10% owner | Real Estate Agents & Managers (For Others) | SELL | $0.53 | 3,020,000 | -$1,599,694 | 800,000 | -79.1% |
| 2026-10-23 20:07 | 2026-10-21 | RENT | Rent the Runway, Inc. | CHS US Investments LLC | 10% owner | Retail-Retail Stores, NEC | BUY | $3.55 | 458,245 | $1,626,770 | 22,937,292 | +2.0% |
| 2026-10-23 20:08 | 2026-10-21 | RENT | Rent the Runway, Inc. | Nexus Capital Management LP | Director, 10% owner | Retail-Retail Stores, NEC | BUY | $3.55 | 632,922 | $2,246,873 | 4,907,316 | +14.8% |
| 2026-10-23 17:35 | 2026-09-08 | BUDZ | WEED, INC. | BREEN NICOLE M | Director, Officer, 10% owner - Secretary and Treasurer | Services-Commercial Physical & Biological Research | SELL | $0.03 | 120,000 | -$3,600 | 29,749,930 | -0.4% |
| 2026-10-23 16:29 | 2026-10-22 | AIM | AIM ImmunoTech Inc. | Equels Thomas K | Director, Officer - CEO & President | Biological Products, (No Diagnostic Substances) | BUY | $0.16 | 31,250 | $5,094 | 158,072 | +24.6% |
| 2026-10-23 14:13 | 2026-10-22 | WAST | WASTE ENERGY CORP. | GALLAGHER SCOTT | Director, Officer - Chairman & CEO | Services-Business Services, NEC | BUY | $0.00 | 219,286 | $219 | 9,500,000 | +2.4% |
| 2026-10-23 12:25 | 2026-10-22 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.89 | 7,000 | $6,231 | 117,231 | +6.4% |
| 2026-10-23 10:35 | 2026-10-21 | BZUN | Baozun Inc. | Qiu Wenbin | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $3.50 | 11,400 | $39,900 | 1,695,772 | +0.7% |
| 2026-10-23 01:44 | 2026-10-20 | BIOF | BLUE BIOFUELS, INC. | Kneppers Chris J | Director | Industrial Organic Chemicals | SELL | $0.10 | 125,510 | -$12,551 | 19,747,167 | -0.6% |
| 2026-10-23 00:56 | 2026-10-19 | API | Agora, Inc. | Zhao Bin | Director, Officer - Chief Executive Officer | Services-Prepackaged Software | BUY | $4.40 | 38,267 | $168,306 | 2,204,735 | +1.8% |
| 2026-10-22 23:37 | 2026-06-05 | LIQT | LIQTECH INTERNATIONAL INC | Boswell Peyton | Director | Misc Industrial & Commercial Machinery & Equipment | BUY | $1.00 | 50,000 | $50,000 | 171,305 | +41.2% |
| 2026-10-22 22:45 | 2026-10-20 | SNES | SenesTech, Inc. | GLENBROOK CAPITAL MANAGEMENT | 10% owner | Agricultural Chemicals | BUY | $0.72 | 103,875 | $74,842 | 2,166,973 | +5.0% |
| 2026-10-22 21:44 | 2026-10-22 | ANIX | Anixa Biosciences Inc | KUMAR AMIT | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $2.72 | 8,000 | $21,760 | 680,000 | +1.2% |
| 2026-10-22 21:16 | 2026-10-20 | FRMI | Fermi Inc. | NEUGEBAUER TOBY R | 10% owner | Real Estate Investment Trusts | SELL | $3.04 | 420,749 | -$1,277,226 | 91,188,910 | -0.5% |
| 2026-10-22 20:00 | 2026-10-20 | NXDR | Nextdoor Holdings, Inc. | Kiernan Michael | Officer - Chief Revenue Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $2.54 | 50,000 | -$127,170 | 455,917 | -9.9% |
| 2026-10-22 20:09 | 2026-10-21 | CSAI | CLOUDASTRUCTURE, INC. | Bentley Sheldon Richard | Other | Services-Computer Programming, Data Processing, Etc. | SELL | $2.19 | 1,500 | -$3,285 | 3,667 | -29.0% |
| 2026-10-22 18:50 | 2026-10-22 | LOAN | MANHATTAN BRIDGE CAPITAL, INC | RAN ASSAF | Director, Officer, 10% owner - President and CEO | Real Estate Investment Trusts | BUY | $3.47 | 10,000 | $34,693 | 1,245,000 | +0.8% |
| 2026-10-22 17:39 | 2025-09-25 | RAKR | Rainmaker Worldwide Inc. | WHITE KELLY MICHELLE | Director, Officer, 10% owner - Treasurer; PFO; PAO | Bottled & Canned Soft Drinks & Carbonated Waters | SELL | $0.06 | 300,000 | -$17,070 | 14,514,440 | -2.0% |
| 2026-10-22 14:29 | 2026-10-20 | GROW | U S GLOBAL INVESTORS INC | Pilecki Derek Steven | 10% owner | Investment Advice | BUY | $2.57 | 2,886 | $7,417 | 1,124,479 | +0.3% |
| 2026-10-22 14:32 | 2026-10-20 | GROW | U S GLOBAL INVESTORS INC | Gator Capital Management, LLC | 10% owner | Investment Advice | BUY | $2.57 | 2,886 | $7,417 | 1,124,479 | +0.3% |
| 2026-10-22 12:00 | 2026-10-21 | UXIN | Uxin Ltd | Dai Kun | Director, Officer - Chief Executive Officer | Services-Business Services, NEC | BUY | $0.94 | 4,002 | $3,755 | 110,231 | +3.8% |
| 2026-10-22 01:45 | - | ASPI | ASP Isotopes Inc. | Kiessling Heather | Officer - Chief Financial Officer | Miscellaneous Chemical Products | SELL | $2.19 | 21,830 | -$47,808 | 1,504,422 | -1.4% |
| 2026-10-21 22:06 | 2026-10-19 | GRCE | Grace Therapeutics, Inc. | Opaleye Management Inc. | 10% owner | Pharmaceutical Preparations | BUY | $1.88 | 4,256 | $8,001 | 2,948,610 | +0.1% |
| 2026-10-21 21:16 | 2026-10-20 | ZIP | ZIPRECRUITER, INC. | Garefis Amy | Officer - EVP, Chief People Officer | Services-Computer Programming, Data Processing, Etc. | SELL | $4.56 | 7,879 | -$35,950 | 202,724 | -3.7% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.