Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-11 13:06 | 2026-05-08 | VLN | Valens Semiconductor Ltd. | Chairman David | Officer - SVP, R&D | Semiconductors & Related Devices | OPT+S | $2.54 | 4,000 | -$10,172 | 403,968 | 0.0% |
| 2026-05-11 10:04 | 2026-05-06 | NAMI | Jinxin Technology Holding Co | Jiang Jun Jason | Director, Officer - CFO and COO | Services-Educational Services | SELL | $0.38 | 1,861 | -$702 | 3,106,256 | -0.1% |
| 2026-05-08 20:28 | 2026-05-08 | CTLP | CANTALOUPE, INC. | Dumbrell Jeffrey Charles | Officer - Chief Revenue Officer | Calculating & Accounting Machines (No Electronic Computers) | SELL | $0.00 | 23,254 | $0 | 0 | -100.0% |
| 2026-05-08 20:49 | 2026-05-07 | UWMC | UWM Holdings Corp | Mat Ishbia | Director, Officer, 10% owner - President and CEO | Mortgage Bankers & Loan Correspondents | SELL | $3.39 | 2,006,666 | -$6,802,598 | 0 | -100.0% |
| 2026-05-08 20:30 | 2026-05-06 | VTIX | Virtuix Holdings Inc. | Goetgeluk Jan Roger | Director, Officer - Chief Executive Officer | Computer Peripheral Equipment, NEC | SELL | $3.58 | 20,279 | -$72,599 | 4,000,000 | -0.5% |
| 2026-05-08 21:05 | 2026-05-06 | NSPR | InspireMD, Inc. | Stuka Paul | Director | Surgical & Medical Instruments & Apparatus | BUY | $1.14 | 7,895 | $9,033 | 531,599 | +1.5% |
| 2026-05-08 20:22 | 2026-05-07 | TPET | Trio Petroleum Corp | PERNICE THOMAS J | Director | Crude Petroleum & Natural Gas | SELL | $0.00 | 25,000 | $0 | 125,000 | -16.7% |
| 2026-05-08 20:23 | 2026-05-08 | BBAI | BigBear.ai Holdings, Inc. | HAYES DOROTHY D | Director | Services-Prepackaged Software | SELL | $4.11 | 15,000 | -$61,575 | 204,150 | -6.8% |
| 2026-05-09 00:43 | 2026-05-06 | PLBY | Playboy, Inc. | CROSSMAN MARC | Officer - CFO & COO | Retail-Miscellaneous Retail | SELL | $1.71 | 261,677 | -$446,866 | 1,358,075 | -16.2% |
| 2026-05-09 00:48 | 2026-05-08 | SRFM | SURF AIR MOBILITY INC. | Reeves Oliver | Officer - Chief Financial Officer | Air Transportation, Nonscheduled | SELL | $1.31 | 76,569 | -$100,642 | 470,816 | -14.0% |
| 2026-05-09 00:49 | 2026-05-08 | SRFM | SURF AIR MOBILITY INC. | White Deanna Leigh | Officer - Chief Executive Officer | Air Transportation, Nonscheduled | SELL | $1.31 | 56,884 | -$74,780 | 899,130 | -6.0% |
| 2026-05-08 23:05 | 2026-05-06 | RMNI | Rimini Street, Inc. | Perica Michael L. | Officer - EVP & Chief Financial Officer | Services-Business Services, NEC | OPT+S | $3.94 | 27,737 | -$109,162 | 157,863 | 0.0% |
| 2026-05-08 23:09 | 2026-05-06 | RMNI | Rimini Street, Inc. | Ravin Seth A. | Director, Officer, 10% owner - President, CEO & Chairman | Services-Business Services, NEC | OPT+S | $3.94 | 57,097 | -$224,711 | 882,900 | 0.0% |
| 2026-05-08 22:53 | 2026-05-06 | RMNI | Rimini Street, Inc. | Maddock Kevin | Officer - EVP,ChiefRecurringRev.Officer | Services-Business Services, NEC | OPT+S | $3.94 | 7,485 | -$29,458 | 213,534 | 0.0% |
| 2026-05-08 22:56 | 2026-05-06 | RMNI | Rimini Street, Inc. | Rowe David W. | Officer - EVP & Chief Marketing Officer | Services-Business Services, NEC | OPT+S | $3.94 | 7,485 | -$29,458 | 498,119 | 0.0% |
| 2026-05-08 22:48 | 2026-05-06 | RMNI | Rimini Street, Inc. | Lyskawa Nancy | Officer - EVP & Chief Client Officer | Services-Business Services, NEC | OPT+S | $3.94 | 5,995 | -$23,594 | 233,509 | 0.0% |
| 2026-05-08 22:48 | 2026-05-08 | SMRT | SmartRent, Inc. | Martell Frank | Director, Officer - Chief Executive Officer | Services-Computer Integrated Systems Design | BUY | $1.12 | 50,000 | $56,220 | 3,065,266 | +1.7% |
| 2026-05-08 22:06 | 2026-05-08 | UEIC | UNIVERSAL ELECTRONICS INC | Ammari Ramzi | Officer - Sr.VP Corp Planning & Strategy | Household Audio & Video Equipment | OPT+S | $4.26 | 619 | -$2,637 | 39,029 | 0.0% |
| 2026-05-08 22:03 | 2026-05-08 | UEIC | UNIVERSAL ELECTRONICS INC | Carnifax Richard K | Officer - COO and Interim CEO | Household Audio & Video Equipment | OPT+S | $4.26 | 362 | -$1,541 | 16,793 | 0.0% |
| 2026-05-08 21:39 | 2026-05-01 | RMCF | Rocky Mountain Chocolate Factory, Inc. | American Heritage Railways, Inc. | 10% owner | Sugar & Confectionery Products | SELL | $2.45 | 85,900 | -$210,455 | 860,000 | -9.1% |
| 2026-05-08 21:46 | 2026-05-01 | RMCF | Rocky Mountain Chocolate Factory, Inc. | Harper Allen C | 10% owner | Sugar & Confectionery Products | SELL | $2.45 | 85,900 | -$210,455 | 860,000 | -9.1% |
| 2026-05-08 21:08 | 2026-05-06 | NSPR | InspireMD, Inc. | Ward Scott R. | Director | Surgical & Medical Instruments & Apparatus | BUY | $1.15 | 89,250 | $102,638 | 237,096 | +60.4% |
| 2026-05-08 20:59 | 2026-05-07 | RXRX | RECURSION PHARMACEUTICALS, INC. | Gibson Christopher | Director | Biological Products, (No Diagnostic Substances) | SELL | $3.37 | 40,000 | -$134,800 | 926,556 | -4.1% |
| 2026-05-08 21:00 | 2026-05-06 | ACON | Aclarion, Inc. | Wesemann William | Director | Services-Medical Laboratories | BUY | $3.30 | 1,562 | $5,155 | 1,563 | +156,200.0% |
| 2026-05-08 21:03 | 2026-05-07 | NSPR | InspireMD, Inc. | ROUBIN GARY S | Director | Surgical & Medical Instruments & Apparatus | BUY | $1.18 | 90,000 | $106,200 | 834,478 | +12.1% |
| 2026-05-08 20:34 | 2026-05-05 | GGB | GERDAU S.A. | Metz Mauricio | Other | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $4.69 | 2,000 | -$9,380 | 39,536 | -4.8% |
| 2026-05-08 20:15 | - | TSSI | Zomedica Corp. | HEATON LARRY C II | Director, Officer - CEO | Pharmaceutical Preparations | BUY | $0.11 | 250,000 | $27,500 | 1,250,000 | +25.0% |
| 2026-05-08 19:20 | 2026-05-01 | HGBL | Heritage Global Inc. | Sklar James Edward | Officer - EVP, Gen Counsel & Secretary | Services-Business Services, NEC | SELL | $1.33 | 3,734 | -$4,966 | 257,391 | -1.4% |
| 2026-05-08 15:03 | 2026-04-30 | SAFX | XCF Global, Inc. | SOULE RANDY | 10% owner | Industrial Organic Chemicals | SELL | $0.34 | 9,000,000 | -$3,096,000 | 63,805,455 | -12.4% |
| 2026-05-08 13:10 | 2026-05-06 | KOPN | KOPIN CORP | Baker Paul Christopher | Officer - Chief Operating Officer | Semiconductors & Related Devices | SELL | $4.90 | 58,939 | -$288,801 | 420,025 | -12.3% |
| 2026-05-07 20:05 | 2026-05-04 | AWRE | AWARE INC /MA/ | STAFFORD JOHN S III | Director | Services-Prepackaged Software | BUY | $1.25 | 19,588 | $24,485 | 5,141,542 | +0.4% |
| 2026-05-07 20:10 | 2026-05-05 | AIMD | Ainos, Inc. | chiang yao-chung | Director | Pharmaceutical Preparations | BUY | $1.70 | 129 | $219 | 829 | +18.4% |
| 2026-05-08 01:40 | 2026-05-06 | TV | GRUPO TELEVISA, S.A.B. | Valim Francisco | Officer - See remarks | Television Broadcasting Stations | SELL | $0.57 | 225,000 | -$128,250 | 0 | -100.0% |
| 2026-05-07 23:22 | 2026-05-01 | CUEN | Cuentas Inc. | OAS ENERGY LLC | Officer - Interim CFO | Wholesale-Groceries & Related Products | BUY | $0.29 | 1,850 | $534 | 47,889 | +4.0% |
| 2026-05-07 22:22 | 2026-05-05 | HOWL | Werewolf Therapeutics, Inc. | EVNIN LUKE | Director | Pharmaceutical Preparations | SELL | $0.64 | 100,581 | -$64,221 | 1,578,749 | -6.0% |
| 2026-05-07 22:32 | 2026-05-05 | ZIP | ZIPRECRUITER, INC. | SIEGEL IAN H. | Director, Officer, 10% owner - CHIEF EXECUTIVE OFFICER | Services-Computer Programming, Data Processing, Etc. | SELL | $3.13 | 29,166 | -$91,263 | 111,152 | -20.8% |
| 2026-05-07 21:18 | 2026-05-05 | GGB | GERDAU S.A. | Wang Chia Yuan | Other | Steel Works, Blast Furnaces & Rolling & Finishing Mills | SELL | $4.75 | 40,000 | -$190,000 | 32,195 | -55.4% |
| 2026-05-07 20:57 | 2026-05-06 | TPET | Trio Petroleum Corp | Ross Robin A. | Director, Officer - Chief Executive Officer | Crude Petroleum & Natural Gas | SELL | $0.00 | 12,500 | $0 | 650,000 | -1.9% |
| 2026-05-07 21:00 | 2026-05-06 | FTCI | FTC Solar, Inc. | ALVAREZ ANTONIO R | Director | Semiconductors & Related Devices | BUY | $3.98 | 2,500 | $9,950 | 48,783 | +5.4% |
| 2026-05-07 21:01 | 2026-04-01 | GIFT | GIFTIFY, INC. | Miller Timothy William | Officer - Vice President, Sales | Retail-Catalog & Mail-Order Houses | SELL | $1.00 | 1,000 | -$1,000 | 39,833 | -2.4% |
| 2026-05-07 21:03 | 2026-05-05 | BOF | BranchOut Food Inc. | Kaufman Daniel Louis | 10% owner | Food and Kindred Products | SELL | $3.29 | 255,951 | -$841,567 | 1,403,506 | -15.4% |
| 2026-05-07 20:44 | 2026-05-05 | RXRX | RECURSION PHARMACEUTICALS, INC. | Borgeson Blake | Director | Biological Products, (No Diagnostic Substances) | SELL | $3.52 | 30,000 | -$105,600 | 6,199,863 | -0.5% |
| 2026-05-07 20:15 | 2026-05-06 | LAES | SEALSQ Corp | Enguent Jean-Pierre | Officer - Vice President, R&DSS | Semiconductors & Related Devices | SELL | $3.13 | 15,000 | -$46,998 | 0 | -100.0% |
| 2026-05-07 20:00 | 2026-05-05 | AWRE | AWARE INC /MA/ | Amlani Ajay K | Director, Officer - President & CEO | Services-Prepackaged Software | BUY | $1.30 | 15,000 | $19,500 | 882,894 | +1.7% |
| 2026-05-07 18:25 | 2026-05-05 | ANGX | Angel Studios, Inc. | Sarowitz Steven I | Director | Services-Motion Picture & Video Tape Production | BUY | $3.06 | 321,544 | $982,574 | 326,840 | +6,071.5% |
| 2026-05-07 16:43 | 2026-05-05 | KLTR | KALTURA INC | Azaria Eynav | Officer - See Remarks | Services-Prepackaged Software | SELL | $1.46 | 869 | -$1,269 | 2,305,022 | 0.0% |
| 2026-05-07 13:10 | 2026-05-06 | FTCI | FTC Solar, Inc. | SADASIVAM SHAKER | Director | Semiconductors & Related Devices | BUY | $3.70 | 27,025 | $99,993 | 81,508 | +49.6% |
| 2026-05-07 13:13 | 2026-05-06 | FTCI | FTC Solar, Inc. | Carroll Anthony | Director, Officer - Chief Executive Officer | Semiconductors & Related Devices | BUY | $3.43 | 7,250 | $24,868 | 641,455 | +1.1% |
| 2026-05-07 12:30 | 2026-05-06 | GLND | Greenland Energy Co | SWETS LARRY G JR | Director | Drilling Oil & Gas Wells | BUY | $2.79 | 25,000 | $69,750 | 500,000 | +5.3% |
| 2026-05-07 12:30 | 2026-04-29 | AUID | authID Inc. | Garchik Stephen Jeffrey | Director, 10% owner | Services-Prepackaged Software | BUY | $1.25 | 120,482 | $150,000 | 268,109 | +81.6% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.