Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-03 22:43 | 2026-06-03 | LODE | Comstock Inc. | SPENCE ROBERT | Director | Industrial Organic Chemicals | BUY | $3.97 | 24,410 | $96,908 | 32,403 | +305.4% |
| 2026-06-03 22:44 | 2026-05-20 | CDZI | CADIZ INC | Rivera Cathryn | Officer - Chief Operating Officer | Water Supply | SELL | $4.33 | 2,500 | -$10,825 | 145,000 | -1.7% |
| 2026-06-03 21:50 | 2026-06-02 | HWKE | Hawkeye Systems, Inc. | Marshall Corby | Director, 10% owner | Photographic Equipment & Supplies | SELL | $0.15 | 1,200,000 | -$180,000 | 2,794,675 | -30.0% |
| 2026-06-03 21:52 | 2026-06-01 | FPS | Forgent Power Solutions, Inc. | Neos Partners, LP | Director, 10% owner | Electrical Industrial Apparatus | SELL | $0.00 | 48,622,000 | $0 | 112,449,169 | -30.2% |
| 2026-06-03 22:01 | 2026-06-01 | MWH | SOLV Energy, Inc. | AMERICAN SECURITIES LLC | 10% owner | Heavy Construction Other Than Bldg Const - Contractors | SELL | $0.00 | 7,698,410 | $0 | 84,075,161 | -8.4% |
| 2026-06-03 22:03 | 2026-06-02 | OTLK | Outlook Therapeutics, Inc. | Haddadin Yezan Munther | Director | Biological Products, (No Diagnostic Substances) | BUY | $0.83 | 29,000 | $24,145 | 66,167 | +78.0% |
| 2026-06-03 21:30 | 2026-06-02 | ALEC | Alector, Inc. | Berkley Neil Lindsay | Officer - CFO & Chief Business Officer | Biological Products, (No Diagnostic Substances) | SELL | $1.97 | 19,360 | -$38,221 | 379,900 | -4.8% |
| 2026-06-03 21:30 | 2026-06-02 | ALEC | Alector, Inc. | Wong-Sarad Grace | Officer - Principal Accounting Officer | Biological Products, (No Diagnostic Substances) | SELL | $1.94 | 9,184 | -$17,813 | 95,461 | -8.8% |
| 2026-06-03 21:30 | 2026-06-02 | ALEC | Alector, Inc. | Rosenthal Arnon | Director, Officer - Chief Executive Officer | Biological Products, (No Diagnostic Substances) | SELL | $1.97 | 87,216 | -$172,191 | 2,367,206 | -3.6% |
| 2026-06-03 21:31 | 2026-06-01 | HNGE | Hinge Health, Inc. | Robinson Elliott | Director | Services-Computer Processing & Data Preparation | SELL | $0.00 | 0 | $0 | 0 | -100.0% |
| 2026-06-03 21:10 | 2026-06-01 | RSKD | RISKIFIED LTD. | Shachar Erez | Director | Services-Business Services, NEC | SELL | $4.97 | 201,796 | -$1,003,451 | 4,674,530 | -4.1% |
| 2026-06-03 21:15 | 2026-06-03 | LAES | SEALSQ Corp | Enguent Jean-Pierre | Officer - Vice President, R&DSS | Semiconductors & Related Devices | OPT+S | $3.51 | 15,000 | -$52,652 | 0 | 0.0% |
| 2026-06-03 21:15 | 2026-06-02 | LAES | SEALSQ Corp | Moreira Carlos | Director, Officer - Chief Executive Officer | Semiconductors & Related Devices | SELL | $3.63 | 17,005 | -$61,650 | 696,515 | -2.4% |
| 2026-06-03 21:15 | 2026-06-02 | LAES | SEALSQ Corp | O'Hara John Charles | Director, Officer - Chief Financial Officer | Semiconductors & Related Devices | SELL | $3.63 | 15,582 | -$56,636 | 250,574 | -5.9% |
| 2026-06-03 21:16 | 2026-05-27 | EDBL | Edible Garden AG Inc | Wolinsky Scott | 10% owner | Agricultural Production-Crops | BUY | $0.22 | 1,050,000 | $233,520 | 800,000 | +100.0% |
| 2026-06-03 21:17 | 2026-04-13 | DOMO | DOMO, INC. | RPD Fund Management LLC | Other | Services-Prepackaged Software | BUY | $2.57 | 924,709 | $2,376,502 | 4,437,535 | +26.3% |
| 2026-06-03 21:17 | 2026-04-13 | DOMO | DOMO, INC. | RPD Fund Management LLC | Other | Services-Prepackaged Software | SELL | $2.80 | 1,350,626 | -$3,785,535 | 4,187,809 | -24.4% |
| 2026-06-03 20:45 | 2026-06-02 | BIRD | Allbirds, Inc. | Vernachio Joseph | Director, Officer - Chief Executive Officer | Apparel & Other Finishd Prods of Fabrics & Similar Matl | SELL | $4.47 | 3,359 | -$15,007 | 82,210 | -3.9% |
| 2026-06-03 20:31 | 2026-06-01 | AERG | APPLIED ENERGETICS, INC. | Donaghey Christopher Wayne | Director, Officer - President & CEO | Search, Detection, Navigation, Guidance, Aeronautical Sys | SELL | $1.50 | 10,000 | -$15,000 | 113,592 | -8.1% |
| 2026-06-03 20:32 | 2026-06-01 | CRCT | Cricut, Inc. | Ashish Arora | Director, Officer, 10% owner - Chief Executive Officer | Special Industry Machinery, NEC | SELL | $4.30 | 16,366 | -$70,310 | 4,325,226 | -0.4% |
| 2026-06-03 20:32 | 2026-06-02 | TDUP | ThredUp Inc. | Sobers Sean | Officer - Chief Financial Officer | Retail-Catalog & Mail-Order Houses | OPT+S | $4.43 | 45,554 | -$202,005 | 595,809 | 0.0% |
| 2026-06-03 20:32 | 2026-06-02 | TDUP | ThredUp Inc. | Reinhart James G. | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | OPT+S | $4.43 | 174,908 | -$775,647 | 1,532,061 | 0.0% |
| 2026-06-03 20:33 | 2026-06-02 | TDUP | ThredUp Inc. | Homer Christopher | Officer - Chief Operating Officer | Retail-Catalog & Mail-Order Houses | OPT+S | $4.43 | 61,578 | -$273,068 | 1,335,823 | 0.0% |
| 2026-06-03 20:16 | 2026-06-01 | LUNG | Pulmonx Corp | Rose Geoffrey Beran | Officer - CHIEF COMMERCIAL OFFICER | Surgical & Medical Instruments & Apparatus | SELL | $1.54 | 8,023 | -$12,355 | 457,711 | -1.7% |
| 2026-06-03 20:17 | 2026-06-01 | LUNG | Pulmonx Corp | Lehman David Aaron | Officer - GENERAL COUNSEL | Surgical & Medical Instruments & Apparatus | SELL | $1.54 | 14,594 | -$22,475 | 376,161 | -3.7% |
| 2026-06-03 20:18 | 2026-06-01 | LUNG | Pulmonx Corp | Radhakrishnan Srikanth | Officer - Chief Science &Techn. Officer | Surgical & Medical Instruments & Apparatus | SELL | $1.54 | 14,497 | -$22,325 | 331,239 | -4.2% |
| 2026-06-03 20:02 | 2026-06-01 | BWAY | Brainsway Ltd. | Roth Yiftach | Officer - Chief Scientist | Surgical & Medical Instruments & Apparatus | SELL | $0.00 | 7,000 | $0 | 1,072,305 | -0.6% |
| 2026-06-03 19:37 | 2026-06-02 | VTEX | VTEX | Gomide de Faria Mariano | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $3.87 | 125,000 | -$483,175 | 12,393 | -91.0% |
| 2026-06-03 19:40 | 2026-06-02 | VTEX | VTEX | do Carmo Thomaz Junior Geraldo | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $3.87 | 125,000 | -$483,163 | 276,151 | -31.2% |
| 2026-06-03 18:34 | 2026-06-02 | WOK | WORK Medical Technology Group LTD | HRT FINANCIAL LP | 10% owner | Surgical & Medical Instruments & Apparatus | SELL | $0.11 | 1,757,955 | -$188,101 | 0 | -100.0% |
| 2026-06-03 18:34 | 2026-06-01 | WOK | WORK Medical Technology Group LTD | HRT FINANCIAL LP | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $0.14 | 2,746,332 | $378,994 | 351,959 | +100.0% |
| 2026-06-03 18:23 | 2026-06-02 | HUBC | Hub Cyber Security Ltd. | HRT FINANCIAL LP | 10% owner | Computer Communications Equipment | SELL | $0.72 | 629,415 | -$453,179 | 24,478 | -96.3% |
| 2026-06-03 18:23 | 2026-06-01 | HUBC | Hub Cyber Security Ltd. | HRT FINANCIAL LP | 10% owner | Computer Communications Equipment | BUY | $0.05 | 619,931 | $30,377 | 653,893 | +1,825.4% |
| 2026-06-03 18:33 | 2026-06-01 | VTMX | Vesta Real Estate Corporation, S.A.B. de C.V. | PAREDES CALDERON ALFREDO MARCOS | Officer - CHIEF HUMAN RESOURCES OFFICER | Real Estate | SELL | $3.48 | 66,945 | -$232,969 | 0 | -100.0% |
| 2026-06-03 17:33 | 2026-06-03 | IRIX | IRIDEX CORP | Dizon Romeo R | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $1.17 | 2,400 | $2,808 | 128,404 | +1.9% |
| 2026-06-03 15:13 | 2026-06-02 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Other | BUY | $2.71 | 756 | $2,049 | 913,764 | +0.1% |
| 2026-06-03 14:55 | 2026-06-02 | KLTR | KALTURA INC | Azaria Eynav | Officer - See Remarks | Services-Prepackaged Software | SELL | $1.53 | 7,412 | -$11,349 | 2,275,726 | -0.3% |
| 2026-06-03 14:56 | 2026-06-01 | KLTR | KALTURA INC | Israeli Natan | Officer - Chief Customer Officer | Services-Prepackaged Software | SELL | $1.57 | 22,877 | -$35,999 | 2,094,397 | -1.1% |
| 2026-06-03 13:15 | 2026-06-01 | TRVG | trivago N.V. | Hansen Mathias | Officer - General Counsel | Services-Computer Processing & Data Preparation | SELL | $3.39 | 15,000 | -$50,850 | 4,911 | -75.3% |
| 2026-06-03 10:57 | 2026-06-01 | VTEX | VTEX | Gomide de Faria Mariano | Officer - Chief Executive Officer | Services-Prepackaged Software | SELL | $4.00 | 4,808 | -$19,232 | 137,393 | -3.4% |
| 2026-06-03 10:26 | 2026-06-01 | BZUN | Baozun Inc. | Qiu Wenbin | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.71 | 20,000 | $54,200 | 1,493,872 | +1.4% |
| 2026-06-03 10:30 | 2026-06-01 | BZUN | Baozun Inc. | Wu Junhua | Director, Officer - Chief Strategy Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.70 | 20,000 | $54,000 | 188,270 | +11.9% |
| 2026-06-03 10:34 | 2026-06-01 | VNET | VNET Group, Inc. | Shao Sean | Director | Services-Computer Programming, Data Processing, Etc. | SELL | $1.71 | 60,000 | -$102,798 | 983,820 | -5.7% |
| 2026-06-03 10:10 | 2026-06-01 | NAMI | Jinxin Technology Holding Co | Jiang Jun Jason | Director, Officer - CFO and COO | Services-Educational Services | SELL | $0.29 | 2,000 | -$584 | 2,975,830 | -0.1% |
| 2026-06-02 20:37 | 2026-05-01 | GROW | U S GLOBAL INVESTORS INC | Pilecki Derek Steven | Other | Investment Advice | BUY | $2.57 | 38,293 | $98,313 | 1,100,767 | +3.6% |
| 2026-06-02 20:19 | 2026-06-02 | GTM | ZoomInfo Technologies Inc. | Roth James M | Officer - Chief Revenue Officer | Services-Prepackaged Software | OPT+S | $3.55 | 200 | -$710 | 139,995 | 0.0% |
| 2026-06-02 20:27 | 2026-06-01 | OBIO | Orchestra BioMed Holdings, Inc. | Sherman Darren | Director, Officer - See Remarks | Surgical & Medical Instruments & Apparatus | SELL | $3.87 | 15,000 | -$58,050 | 1,184,327 | -1.3% |
| 2026-06-02 20:38 | 2026-05-01 | GROW | U S GLOBAL INVESTORS INC | Gator Capital Management, LLC | 10% owner | Investment Advice | BUY | $2.57 | 38,293 | $98,313 | 1,100,767 | +3.6% |
| 2026-06-02 20:30 | 2026-05-29 | ATHM | Autohome Inc. | Zeng Yan | Officer - Chief Financial Officer | Services-Computer Processing & Data Preparation | SELL | $4.35 | 24,300 | -$105,610 | 169,940 | -12.5% |
| 2026-06-02 20:07 | 2026-05-29 | RC | Ready Capital Corp | Ahlborn Andrew | Officer - Chief Financial Officer | Real Estate Investment Trusts | SELL | $1.81 | 2,799 | -$5,066 | 1,150,311 | -0.2% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.