Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-17 20:51 | 2026-04-15 | PCSA | Processa Pharmaceuticals, Inc. | Guy Wendy | Officer - Chief Administrative Officer | Pharmaceutical Preparations | BUY | $2.97 | 1,583 | $4,702 | 4,693 | +50.9% |
| 2026-04-17 20:52 | 2026-04-15 | PCSA | Processa Pharmaceuticals, Inc. | Lin Patrick | Officer - Chief Business - Strategy Off | Pharmaceutical Preparations | BUY | $2.97 | 1,369 | $4,066 | 4,725 | +40.8% |
| 2026-04-17 20:53 | 2026-04-15 | WHWK | Whitehawk Therapeutics, Inc. | Giacobello Scott M. | Officer - CHIEF FINANCIAL OFFICER | Pharmaceutical Preparations | SELL | $4.03 | 218,600 | -$882,029 | 295,224 | -42.5% |
| 2026-04-17 20:54 | 2026-04-15 | PCSA | Processa Pharmaceuticals, Inc. | Ng George K | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $2.97 | 1,843 | $5,474 | 5,492 | +50.5% |
| 2026-04-17 20:55 | 2026-04-15 | PCSA | Processa Pharmaceuticals, Inc. | Young David | Director, Officer - Pres. Research & Development | Pharmaceutical Preparations | BUY | $2.97 | 1,545 | $4,589 | 12,107 | +14.6% |
| 2026-04-17 20:43 | 2026-04-15 | ZSPC | zSpace, Inc. | AQR Capital Management Holdings, LLC | 10% owner | Services-Prepackaged Software | SELL | $0.07 | 7,278 | -$520 | 4,756,327 | -0.2% |
| 2026-04-17 20:43 | 2026-04-15 | ZSPC | zSpace, Inc. | AQR Capital Management Holdings, LLC | 10% owner | Services-Prepackaged Software | BUY | $0.07 | 860,716 | $61,111 | 4,756,444 | +22.1% |
| 2026-04-17 20:49 | 2026-04-15 | PCSA | Processa Pharmaceuticals, Inc. | SKIBSTED RUSSELL | Officer - Chief Financial Officer | Pharmaceutical Preparations | BUY | $2.97 | 1,984 | $5,892 | 4,308 | +85.4% |
| 2026-04-17 20:15 | 2026-04-15 | OPEN | Opendoor Technologies Inc. | Nguyen Giang | Officer - Chief Operating Officer | Real Estate Agents & Managers (For Others) | SELL | $4.65 | 10,866 | -$50,488 | 8,189,134 | -0.1% |
| 2026-04-17 20:00 | 2026-04-16 | NA | Nano Labs Ltd | Hu Nan | Director | Semiconductors & Related Devices | SELL | $3.00 | 3,900 | -$11,688 | 55,041 | -6.6% |
| 2026-04-17 20:01 | 2026-04-16 | NXDR | Nextdoor Holdings, Inc. | How Antoinette | Officer - Chief Accounting Officer | Services-Computer Programming, Data Processing, Etc. | OPT+S | $1.51 | 15,597 | -$23,597 | 24,303 | 0.0% |
| 2026-04-17 20:01 | 2026-04-16 | NXDR | Nextdoor Holdings, Inc. | Schwartz Sophia | Officer - General Counsel and Secretary | Services-Computer Programming, Data Processing, Etc. | OPT+S | $1.53 | 43,015 | -$66,024 | 336,373 | 0.0% |
| 2026-04-17 16:13 | 2026-04-16 | VTEX | VTEX | Gomes Andre Spolidoro Ferreira | Officer - Chief Strategy Officer | Services-Prepackaged Software | SELL | $4.12 | 3,000 | -$12,345 | 43,900 | -6.4% |
| 2026-04-17 13:15 | 2026-04-16 | DHY | CREDIT SUISSE HIGH YIELD CREDIT FUND | Gerber Charles | Other | Other | BUY | $1.88 | 16,000 | $30,080 | 16,000 | +100.0% |
| 2026-04-17 11:33 | 2026-04-15 | BZUN | Baozun Inc. | Qiu Wenbin | Director, Officer - Chief Executive Officer | Retail-Catalog & Mail-Order Houses | BUY | $2.79 | 28,500 | $79,509 | 1,417,872 | +2.1% |
| 2026-04-17 00:46 | 2026-04-16 | BEAT | HeartBeam, Inc. | STROME MARK E | Director | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 750,000 | $600,000 | 3,650,000 | +25.9% |
| 2026-04-17 00:46 | 2026-04-16 | BEAT | HeartBeam, Inc. | Ortigas-Wedekind Marga | Director | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 25,000 | $20,000 | 137,293 | +22.3% |
| 2026-04-17 00:47 | 2026-04-16 | BEAT | HeartBeam, Inc. | ENO Robert Paul | Officer - President | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 12,500 | $10,000 | 36,742 | +51.6% |
| 2026-04-17 00:47 | 2026-04-16 | BEAT | HeartBeam, Inc. | Ferrari Richard | Director | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 62,500 | $50,000 | 291,636 | +27.3% |
| 2026-04-17 00:47 | 2026-04-16 | BEAT | HeartBeam, Inc. | Vajdic Branislav | Director | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 31,250 | $25,000 | 909,914 | +3.6% |
| 2026-04-17 00:47 | 2026-04-16 | BEAT | HeartBeam, Inc. | JAFF MICHAEL R | Director | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 31,250 | $25,000 | 31,250 | +100.0% |
| 2026-04-17 00:48 | 2026-04-16 | BEAT | HeartBeam, Inc. | Elfrink Willem | Director | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 187,500 | $150,000 | 538,667 | +53.4% |
| 2026-04-17 00:48 | 2026-04-16 | BEAT | HeartBeam, Inc. | Cruickshank Tim | Officer - CFO | Surgical & Medical Instruments & Apparatus | BUY | $0.80 | 31,250 | $25,000 | 72,230 | +76.3% |
| 2026-04-17 00:13 | 2026-04-16 | PEW | GrabAGun Digital Holdings Inc. | Vittitow Matthew W. | Director, Officer - Chief Operating Officer | Retail-Miscellaneous Shopping Goods Stores | OPT+S | $2.98 | 2,043 | -$6,088 | 2,517,945 | 0.0% |
| 2026-04-17 00:15 | 2026-04-16 | PEW | GrabAGun Digital Holdings Inc. | Nemati Marc A. | Director, Officer - President and CEO | Retail-Miscellaneous Shopping Goods Stores | OPT+S | $2.98 | 4,083 | -$12,167 | 2,535,901 | 0.0% |
| 2026-04-17 00:18 | 2026-04-16 | PEW | GrabAGun Digital Holdings Inc. | Hilty Justin C. | Officer - Chief Financial Officer | Retail-Miscellaneous Shopping Goods Stores | OPT+S | $2.98 | 2,043 | -$6,088 | 17,945 | 0.0% |
| 2026-04-17 00:04 | 2026-02-19 | RMCF | Rocky Mountain Chocolate Factory, Inc. | Harper Allen C | 10% owner | Sugar & Confectionery Products | SELL | $2.60 | 54,100 | -$140,833 | 945,900 | -5.4% |
| 2026-04-16 23:24 | 2026-02-19 | RMCF | Rocky Mountain Chocolate Factory, Inc. | American Heritage Railways, Inc. | 10% owner | Sugar & Confectionery Products | SELL | $2.60 | 54,100 | -$140,833 | 945,900 | -5.4% |
| 2026-04-16 23:27 | 2026-04-14 | TOI | Oncology Institute, Inc. | Kaushal Mohit | Director | Services-Offices & Clinics of Doctors of Medicine | SELL | $3.50 | 95,719 | -$335,131 | 172,583 | -35.7% |
| 2026-04-16 21:52 | 2026-04-14 | LSAK | LESAKA TECHNOLOGIES INC | International Finance Corp | 10% owner | Functions Related To Depository Banking, NEC | SELL | $4.90 | 192,873 | -$945,174 | 5,244,859 | -3.5% |
| 2026-04-16 22:01 | 2026-04-15 | MQ | Marqeta, Inc. | Cummings Martha | Director | Services-Prepackaged Software | SELL | $4.12 | 2,853 | -$11,751 | 33,263 | -7.9% |
| 2026-04-16 22:01 | 2026-04-15 | MQ | Marqeta, Inc. | Sumner Crystal | Officer - See Remarks | Services-Prepackaged Software | SELL | $4.12 | 5,056 | -$20,816 | 512,264 | -1.0% |
| 2026-04-16 21:15 | 2026-04-15 | KOPN | KOPIN CORP | Murray Michael Andrew | Director, Officer - CEO | Semiconductors & Related Devices | SELL | $3.01 | 63,200 | -$190,232 | 2,867,922 | -2.2% |
| 2026-04-16 20:30 | 2026-04-14 | ALZN | Alzamend Neuro, Inc. | AULT MILTON C III | Director | Pharmaceutical Preparations | BUY | $1.00 | 108,388 | $108,897 | 116,648 | +1,312.2% |
| 2026-04-16 20:01 | 2026-04-15 | NA | Nano Labs Ltd | Hu Nan | Director | Semiconductors & Related Devices | SELL | $3.10 | 2,557 | -$7,925 | 59,834 | -4.1% |
| 2026-04-16 20:02 | 2026-04-15 | NA | Nano Labs Ltd | Hu Nan | Director | Semiconductors & Related Devices | SELL | $3.14 | 893 | -$2,804 | 58,941 | -1.5% |
| 2026-04-16 20:03 | 2026-04-14 | SOPH | SOPHiA GENETICS SA | Muken Ross | Officer - President | Services-Computer Processing & Data Preparation | SELL | $4.96 | 2,800 | -$13,887 | 682,432 | -0.4% |
| 2026-04-16 20:03 | 2026-04-14 | SOPH | SOPHiA GENETICS SA | Menu Philippe | Officer - Chief Medical Officer | Services-Computer Processing & Data Preparation | SELL | $4.96 | 1,600 | -$7,933 | 266,996 | -0.6% |
| 2026-04-16 20:03 | 2026-04-14 | SOPH | SOPHiA GENETICS SA | Camblong Jurgi | Director, Officer - Chief Executive Officer | Services-Computer Processing & Data Preparation | SELL | $4.97 | 60,602 | -$301,234 | 3,646,967 | -1.6% |
| 2026-04-16 20:03 | 2026-04-14 | SOPH | SOPHiA GENETICS SA | Xu Zhenyu | Officer - Chief Scientific Officer | Services-Computer Processing & Data Preparation | SELL | $4.97 | 600 | -$2,980 | 631,496 | -0.1% |
| 2026-04-16 19:12 | 2026-04-15 | WHLR | Wheeler Real Estate Investment Trust, Inc. | Magnetar Financial LLC | 10% owner | Real Estate Investment Trusts | SELL | $0.80 | 3,127 | -$2,488 | 0 | -100.0% |
| 2026-04-16 18:30 | 2026-04-14 | ONCO | Onconetix, Inc. | HRT FINANCIAL LP | 10% owner | Pharmaceutical Preparations | BUY | $0.76 | 166,904 | $127,598 | 197,052 | +553.6% |
| 2026-04-16 16:39 | 2026-04-15 | ACIU | AC Immune SA | Pfeifer Andrea | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | SELL | $3.14 | 10,000 | -$31,425 | 3,830,288 | -0.3% |
| 2026-04-16 15:10 | 2026-04-15 | ACIU | AC Immune SA | Pfeifer Andrea | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $3.14 | 10,000 | $31,425 | 3,830,288 | +0.3% |
| 2026-04-16 13:50 | 2026-04-15 | EVTL | Vertical Aerospace Ltd. | Saba Capital Management, L.P. | 10% owner | Aircraft | SELL | $2.69 | 676,518 | -$1,819,833 | 10,963,985 | -5.8% |
| 2026-04-16 13:18 | 2026-04-09 | BNKK | BONK, INC. | Rudy Mitchell Austin | Director, 10% owner | Perfumes, Cosmetics & Other Toilet Preparations | BUY | $2.82 | 31,055 | $87,575 | 44,198 | +236.3% |
| 2026-04-16 12:48 | 2026-04-14 | MPTI | M-tron Industries, Inc. | Biles Linda M | Officer - Executive VP - Finance | Electronic Components, NEC | SELL | $0.00 | 720 | $0 | 28,682 | -2.4% |
| 2026-04-16 12:19 | 2026-04-15 | VLN | Valens Semiconductor Ltd. | Chairman David | Officer - SVP, R&D | Semiconductors & Related Devices | OPT+S | $1.47 | 5,616 | -$8,262 | 403,968 | 0.0% |
| 2026-04-16 10:30 | 2026-04-15 | VANI | Vivani Medical, Inc. | Williams Gregg | Director, 10% owner | Electromedical & Electrotherapeutic Apparatus | BUY | $1.26 | 1,587,301 | $1,999,999 | 32,944,484 | +5.1% |
| 2026-04-16 00:16 | 2026-04-14 | FBYD | Falcon's Beyond Global, Inc. | Infinite Acquisitions Partners LLC | 10% owner | Services-Miscellaneous Amusement & Recreation | SELL | $0.00 | 3,950,000 | $0 | 17,413,249 | -18.5% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.