Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-08-17 21:58 | 2026-08-17 | CLOV | CLOVER HEALTH INVESTMENTS, CORP. /DE | THORNTON JOSEPH CLAY | Officer - Interim CFO | Hospital & Medical Service Plans | SELL | $4.39 | 17,775 | -$78,032 | 1,249,526 | -1.4% |
| 2026-08-17 20:59 | 2026-08-13 | APCX | AppTech Payments Corp. | LORD ALBERT L | Director | Services-Prepackaged Software | BUY | $0.39 | 60,000 | $23,220 | 1,220,000 | +5.2% |
| 2026-08-17 20:59 | 2026-08-13 | LMT | LOCKHEED MARTIN CORP | Donovan John | Director | Guided Missiles & Space Vehicles & Parts | SELL | $0.00 | 3,378 | $0 | 0 | -100.0% |
| 2026-08-17 21:00 | 2026-08-14 | TONX | TON Strategy Co | Olsen Sarah Josephine | Officer - CFO & COO | Finance Services | SELL | $2.75 | 217,450 | -$598,727 | 1,310,490 | -14.2% |
| 2026-08-17 21:04 | 2026-08-17 | KEEL | Keel Infrastructure Corp. | WILSON LIAM DANIEL | Officer - Chief Operating Officer | Finance Services | BUY | $3.78 | 26,472 | $100,064 | 70,209 | +60.5% |
| 2026-08-17 21:06 | 2026-08-14 | ANGX | Angel Studios, Inc. | Sarowitz Steven I | Director | Services-Motion Picture & Video Tape Production | BUY | $4.26 | 57,922 | $246,806 | 741,225 | +8.5% |
| 2026-08-17 21:07 | 2026-08-13 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $1.22 | 70,750 | $86,074 | 431,073 | +19.6% |
| 2026-08-17 21:08 | 2026-08-13 | ANGX | Angel Studios, Inc. | Harmon Jeffrey | Officer - Chief Content Officer | Services-Motion Picture & Video Tape Production | BUY | $4.12 | 230,080 | $948,712 | 256,404 | +874.0% |
| 2026-08-17 21:10 | 2026-08-14 | ANGX | Angel Studios, Inc. | Harmon Neal | Director, Officer - Chief Executive Officer | Services-Motion Picture & Video Tape Production | BUY | $4.28 | 29,193 | $125,005 | 84,724 | +52.6% |
| 2026-08-17 20:48 | 2026-08-14 | AFCG | Advanced Flower Capital Inc. | Hetzel Brandon | Officer - CFO and Treasurer | Real Estate | BUY | $3.00 | 1,463 | $4,389 | 42,000 | +3.6% |
| 2026-08-17 20:48 | 2026-08-14 | DFDV | DeFi Development Corp. | Kang Daniel | Officer - Chief Strategy Officer | Finance Services | BUY | $2.91 | 13,000 | $37,830 | 13,000 | +100.0% |
| 2026-08-17 20:52 | 2026-08-14 | BRCC | BRC Inc. | Amigh Matthew L | Officer - Chief Financial Officer | Beverages | BUY | $0.85 | 10,000 | $8,489 | 498,185 | +2.0% |
| 2026-08-17 20:52 | 2026-08-14 | AFCG | Advanced Flower Capital Inc. | TANNENBAUM LEONARD M | Director, 10% owner | Real Estate | BUY | $3.06 | 45,829 | $140,237 | 6,562,604 | +0.7% |
| 2026-08-17 20:54 | 2026-08-14 | SNES | SenesTech, Inc. | Edell Michael | Director, Officer - Chief Executive Officer | Agricultural Chemicals | BUY | $1.21 | 1,000 | $1,210 | 6,000 | +20.0% |
| 2026-08-17 20:32 | 2026-08-14 | TELA | TELA Bio, Inc. | Getz Heather C | Director, Officer - Chief Executive Officer | Surgical & Medical Instruments & Apparatus | BUY | $0.70 | 15,000 | $10,467 | 520,000 | +3.0% |
| 2026-08-17 20:17 | 2026-08-17 | IMNN | Imunon, Inc. | Eylward Susan | Officer - General Counsel and Corp Sec | Pharmaceutical Preparations | SELL | $1.63 | 2,449 | -$3,993 | 2,896 | -45.8% |
| 2026-08-17 20:26 | 2026-08-13 | VERU | VERU INC. | BARNETTE K GARY | Officer - Chief Scientific Officer | Pharmaceutical Preparations | BUY | $2.69 | 1,800 | $4,842 | 2,300 | +360.0% |
| 2026-08-17 20:05 | 2026-08-13 | MDXH | MDxHealth SA | MVM Partners, LLC | Director | Services-Medical Laboratories | BUY | $0.45 | 2,202,643 | $1,000,000 | 6,903,100 | +46.9% |
| 2026-08-17 20:05 | 2026-08-14 | DTI | Drilling Tools International Corp | Domino Michael Wayne Jr. | Officer - President, DTR Division | Oil & Gas Field Machinery & Equipment | SELL | $2.50 | 2,083 | -$5,208 | 1,430,006 | -0.1% |
| 2026-08-17 14:13 | 2026-08-14 | STIM | Neuronetics, Inc. | Chernett Jorey | 10% owner | Surgical & Medical Instruments & Apparatus | BUY | $3.16 | 14,000 | $44,240 | 10,602,988 | +0.1% |
| 2026-08-17 14:22 | 2026-08-14 | RCG | RENN Fund, Inc. | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% owner | Other | BUY | $2.80 | 756 | $2,117 | 952,320 | +0.1% |
| 2026-08-17 13:57 | 2026-08-14 | NRGV | Energy Vault Holdings, Inc. | Hixon Dylan | Director | Miscellaneous Electrical Machinery, Equipment & Supplies | BUY | $3.74 | 85,518 | $319,777 | 31,864 | +100.0% |
| 2026-08-17 12:30 | 2026-08-13 | ACON | Aclarion, Inc. | Ness Brent | Director, Officer - Chief Executive Officer | Services-Medical Laboratories | BUY | $2.31 | 5,234 | $12,091 | 111,534 | +4.9% |
| 2026-08-17 12:30 | 2026-08-13 | ACON | Aclarion, Inc. | Neal David K | Director | Services-Medical Laboratories | BUY | $2.40 | 7,500 | $18,000 | 30,002 | +33.3% |
| 2026-08-17 12:30 | 2026-08-13 | ACON | Aclarion, Inc. | Wesemann William | Director | Services-Medical Laboratories | BUY | $2.34 | 2,150 | $5,031 | 23,713 | +10.0% |
| 2026-08-17 12:30 | 2026-08-14 | ACCS | ACCESS Newswire Inc. | Pollard Wesley T | Director | Services-Management Consulting Services | BUY | $4.99 | 2,000 | $9,980 | 16,330 | +14.0% |
| 2026-08-17 12:30 | 2026-08-13 | ACON | Aclarion, Inc. | Bond Ryan | Director | Services-Medical Laboratories | BUY | $2.37 | 21,122 | $50,059 | 76,122 | +38.4% |
| 2026-08-17 12:30 | 2026-08-14 | ACCS | ACCESS Newswire Inc. | BALBIRNIE BRIAN R | Director, Officer, 10% owner - Director, CEO | Services-Management Consulting Services | BUY | $4.95 | 10,000 | $49,500 | 644,667 | +1.6% |
| 2026-08-17 11:58 | 2026-08-13 | BRLT | Brilliant Earth Group, Inc. | Kuo Jeffrey Chuenhong | Officer - Chief Financial Officer | Jewelry, Silverware & Plated Ware | BUY | $1.36 | 10,000 | $13,600 | 693,130 | +1.5% |
| 2026-08-17 11:04 | 2026-08-14 | BORR | Borr Drilling Ltd | Troim Tor Olav | Director | Drilling Oil & Gas Wells | BUY | $4.39 | 500,000 | $2,193,400 | 29,185,941 | +1.7% |
| 2026-08-17 10:00 | 2026-08-14 | EDAP | EDAP TMS SA | Annen Steven | Officer - SVP, Marketing & Product Mgmt. | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 5,000 | $23,750 | 136,490 | +3.8% |
| 2026-08-17 10:01 | 2026-08-14 | FOCL | EDAP TMS SA | Shah Sanket | Officer - General Counsel & Corp Sec | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 5,000 | $23,750 | 72,500 | +7.4% |
| 2026-08-17 10:01 | 2026-08-14 | FOCL | EDAP TMS SA | Rhodes Ryan | Director, Officer - Chief Executive Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 21,000 | $99,750 | 626,649 | +3.5% |
| 2026-08-17 10:01 | 2026-08-14 | FOCL | EDAP TMS SA | WILLSEY LANCE | Director | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 50,000 | $237,500 | 1,291,780 | +4.0% |
| 2026-08-17 10:02 | 2026-08-14 | EDAP | EDAP TMS SA | Mobeck Kenneth S. | Officer - Chief Financial Officer | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 5,000 | $23,750 | 181,610 | +2.8% |
| 2026-08-17 10:03 | 2026-07-07 | TDIC | Dreamland Ltd | Seto Wai Yue | Director, Officer, 10% owner - Chief Executive Officer | Services-Management Services | BUY | $3.75 | 972,000 | $3,645,000 | 1,069,890 | +993.0% |
| 2026-08-17 10:04 | 2026-08-14 | EDAP | EDAP TMS SA | LEVINE JOSHUA | Director | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 10,000 | $47,500 | 45,000 | +28.6% |
| 2026-08-17 10:04 | 2026-08-14 | FOCL | EDAP TMS SA | Schulz Fran | Director | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 10,000 | $47,500 | 15,100 | +196.1% |
| 2026-08-17 10:06 | 2026-08-14 | EDAP | EDAP TMS SA | Horn David R. | Director | Electromedical & Electrotherapeutic Apparatus | BUY | $4.75 | 10,000 | $47,500 | 10,000 | +100.0% |
| 2026-08-17 10:10 | 2026-08-14 | ENHA | Enhanced Group Inc. | Apeiron Investment Group Ltd. | Director, 10% owner | Services-Miscellaneous Amusement & Recreation | BUY | $1.97 | 150,000 | $295,620 | 32,862,812 | +0.5% |
| 2026-08-14 20:30 | 2026-08-12 | JMIA | Jumia Technologies AG | Hiridjee Hassanein Shahreza | Director | Retail-Catalog & Mail-Order Houses | BUY | $0.00 | 905,797 | $0 | 13,119,635 | +7.4% |
| 2026-08-15 01:00 | 2026-08-12 | NLST | NETLIST INC | SASAKI GAIL M | Officer - EVP and CFO | Semiconductors & Related Devices | SELL | $4.49 | 25,000 | -$112,250 | 634,594 | -3.8% |
| 2026-08-15 00:57 | 2026-08-14 | OTLK | Outlook Therapeutics, Inc. | Jahr Robert Charles | Director, Officer - Chief Executive Officer | Biological Products, (No Diagnostic Substances) | BUY | $0.00 | 151,515 | $0 | 151,515 | +100.0% |
| 2026-08-14 23:48 | 2026-08-12 | GLOO | Gloo Holdings, Inc. | THRIVENT FINANCIAL FOR LUTHERANS | 10% owner | Services-Computer Processing & Data Preparation | SELL | $3.47 | 14,000 | -$48,608 | 4,139,000 | -0.3% |
| 2026-08-14 23:52 | 2026-08-12 | OTLK | Outlook Therapeutics, Inc. | Sukhtian Ghiath M. | Director, 10% owner | Biological Products, (No Diagnostic Substances) | BUY | $0.99 | 2,525,252 | $2,499,999 | 24,617,320 | +11.4% |
| 2026-08-14 23:39 | 2026-08-14 | OTLK | Outlook Therapeutics, Inc. | KENYON LAWRENCE A | Director, Officer - Chief Financial Officer | Biological Products, (No Diagnostic Substances) | BUY | $0.00 | 101,010 | $0 | 106,956 | +1,698.8% |
| 2026-08-14 23:26 | 2026-08-14 | OPEN | Opendoor Technologies Inc. | Nejatian Kasra | Director, Officer - Chief Executive Officer | Real Estate Agents & Managers (For Others) | BUY | $3.62 | 27,625 | $100,003 | 83,605,924 | +0.0% |
| 2026-08-14 22:00 | 2026-08-12 | INDI | indie Semiconductor, Inc. | Parekh Sonalee Elizabeth | Director | Semiconductors & Related Devices | SELL | $3.80 | 20,000 | -$76,000 | 159,789 | -11.1% |
| 2026-08-14 22:00 | 2026-08-12 | NPWR | NET Power Inc. | 8 Rivers Capital, LLC | 10% owner | Electrical Industrial Apparatus | SELL | $1.84 | 757,100 | -$1,395,941 | 1,242,900 | -37.9% |
| 2026-08-14 22:01 | 2026-08-12 | NPWR | NET Power Inc. | NPEH, LLC | 10% owner | Electrical Industrial Apparatus | SELL | $1.84 | 757,100 | -$1,395,941 | 1,242,900 | -37.9% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.