Penny Stock Insider Trading
Tracking Executive Conviction in Stocks Under $5
Insider Activity in Low-Priced Equities
Insider trading in penny stocks often carries significant weight due to the high volatility inherent in smaller companies. When a director or CEO of a low-cap firm purchases shares, it can signal a major belief in an upcoming fundamental shift.
| Filing Date | Trade Date | Ticker | Company Name | Reporting Person | Relationship | Industry | Type | Price | Qty | Total, $ | Owned After | Change, % |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-11 23:22 | 2026-03-09 | RPGL | Republic Power Group Ltd | CETERA WEALTH SERVICES, LLC | 10% owner | Services-Prepackaged Software | SELL | $1.13 | 90,368 | -$102,369 | 742,434 | -10.9% |
| 2026-03-11 22:18 | 2026-03-09 | FBYD | Falcon's Beyond Global, Inc. | Infinite Acquisitions Partners LLC | 10% owner | Services-Miscellaneous Amusement & Recreation | SELL | $0.00 | 2,350,068 | $0 | 23,717,859 | -9.0% |
| 2026-03-11 21:13 | 2026-03-09 | GLRE | GREENLIGHT CAPITAL RE, LTD. | Romer Faramarz | Officer - Chief Financial Officer | Fire, Marine & Casualty Insurance | SELL | $0.00 | 2,689 | $0 | 152,481 | -1.7% |
| 2026-03-11 21:16 | 2026-03-09 | GLRE | GREENLIGHT CAPITAL RE, LTD. | Diaz Sherry | Officer - Controller | Fire, Marine & Casualty Insurance | SELL | $0.00 | 987 | $0 | 96,571 | -1.0% |
| 2026-03-11 21:22 | 2026-03-09 | SPRU | SPRUCE POWER HOLDING CORP | STEEL PARTNERS HOLDINGS L.P. | 10% owner | Electric Services | BUY | $4.00 | 24,073 | $96,306 | 3,241,599 | +0.7% |
| 2026-03-11 21:30 | 2026-03-11 | AIRS | AirSculpt Technologies Inc. | Chernett Jorey | 10% owner | Services-Offices & Clinics of Doctors of Medicine | BUY | $2.15 | 88,000 | $189,200 | 6,486,211 | +1.4% |
| 2026-03-11 20:01 | 2026-03-09 | USIO | Usio, Inc. | National Services, Inc | 10% owner | Functions Related To Depository Banking, NEC | SELL | $1.29 | 18,860 | -$24,343 | 2,721,272 | -0.7% |
| 2026-03-11 17:22 | 2026-03-10 | GAIA | GAIA, INC | Sutherland Paul Howard | Director | Services-Motion Picture & Video Tape Production | BUY | $3.08 | 10,250 | $31,618 | 295,457 | +3.6% |
| 2026-03-11 16:50 | 2026-03-10 | AQST | Aquestive Therapeutics Inc. | Jung Cassie | Officer - Chief Operating Officer | Pharmaceutical Preparations | SELL | $4.17 | 45,791 | -$191,086 | 274,980 | -14.3% |
| 2026-03-11 16:51 | 2026-03-10 | AQST | Aquestive Therapeutics Inc. | Korczynski Sherry | Officer - Chief Commercial Officer | Pharmaceutical Preparations | SELL | $4.17 | 15,741 | -$65,687 | 241,117 | -6.1% |
| 2026-03-11 16:51 | 2026-03-10 | AQST | Aquestive Therapeutics Inc. | TOTH A ERNEST JR | Officer - Chief Financial Officer | Pharmaceutical Preparations | SELL | $4.17 | 58,254 | -$243,094 | 376,112 | -13.4% |
| 2026-03-11 16:52 | 2026-03-10 | AQST | Aquestive Therapeutics Inc. | Cioffi Melina | Officer - SVP, Regulatory Affairs | Pharmaceutical Preparations | SELL | $4.17 | 25,311 | -$105,623 | 274,867 | -8.4% |
| 2026-03-11 16:52 | 2026-03-10 | AQST | Aquestive Therapeutics Inc. | BRAENDER LORI J | Officer - Chief Legal Officer | Pharmaceutical Preparations | SELL | $4.17 | 40,102 | -$167,346 | 442,879 | -8.3% |
| 2026-03-11 16:52 | 2026-03-10 | AQST | Aquestive Therapeutics Inc. | Barber Daniel | Officer - President and CEO | Pharmaceutical Preparations | SELL | $4.17 | 180,677 | -$753,965 | 1,004,753 | -15.2% |
| 2026-03-11 16:52 | 2026-03-10 | AQST | Aquestive Therapeutics Inc. | Boyd Peter E. | Officer - Chief People Officer | Pharmaceutical Preparations | SELL | $4.17 | 29,814 | -$124,414 | 338,509 | -8.1% |
| 2026-03-11 15:42 | 2026-03-09 | SSP | E.W. SCRIPPS Co | Granado Raymundo H. Jr. | Director, 10% owner | Television Broadcasting Stations | BUY | $4.49 | 13,264 | $59,598 | 80,998 | +19.6% |
| 2026-03-11 14:52 | 2026-03-11 | FDBC | FIDELITY D & D BANCORP INC | CALI BRIAN J | Director, Officer - Chairman of the Board | National Commercial Banks | BUY | $0.00 | 308 | $0 | 424,256 | +0.1% |
| 2026-03-11 14:30 | 2026-03-10 | RCG | RENN Fund, Inc. | STAHL MURRAY | Officer, 10% owner - President/Co-Portfolio Manager | Other | BUY | $2.93 | 1,134 | $3,323 | 67,040 | +1.7% |
| 2026-03-11 12:30 | 2026-03-09 | ENTX | Entera Bio Ltd. | Germano Geno J | Director | Biological Products, (No Diagnostic Substances) | BUY | $1.30 | 20,000 | $26,000 | 40,000 | +100.0% |
| 2026-03-11 10:48 | 2026-03-09 | CSTM | CONSTELLIUM SE | Hoffmann Philippe | Officer - President, A&T | Secondary Smelting & Refining of Nonferrous Metals | BUY | $0.00 | 71,132 | $0 | 186,848 | +61.5% |
| 2026-03-11 10:59 | 2026-03-09 | CSTM | CONSTELLIUM SE | Corre Stephane | Officer - President, AS&I | Secondary Smelting & Refining of Nonferrous Metals | BUY | $0.00 | 8,026 | $0 | 66,520 | +13.7% |
| 2026-03-11 10:44 | 2026-03-09 | CSTM | CONSTELLIUM SE | Becker Marcus | Officer - SVP CPO | Secondary Smelting & Refining of Nonferrous Metals | BUY | $0.00 | 14,592 | $0 | 34,350 | +73.9% |
| 2026-03-10 23:16 | 2026-03-06 | CJMB | CALLAN JMB INC. | Croyle David J | Officer, 10% owner - Chief Medical Officer | Services-Business Services, NEC | BUY | $1.76 | 14,805 | $26,086 | 789,805 | +1.9% |
| 2026-03-10 22:51 | 2026-03-09 | INDI | indie Semiconductor, Inc. | Wittmann Michael | Officer - Chief Operating Officer | Semiconductors & Related Devices | OPT+S | $2.54 | 18,750 | -$47,586 | 130,135 | 0.0% |
| 2026-03-10 22:27 | 2026-03-09 | FNKO | Funko, Inc. | Shah Husnal | Officer - Chief Product Officer | Games, Toys & Children's Vehicles (No Dolls & Bicycles) | OPT+S | $4.35 | 1,347 | -$5,855 | 8,950 | 0.0% |
| 2026-03-10 22:27 | 2026-03-09 | FNKO | Funko, Inc. | Le Pendeven Yves | Officer - CFO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) | OPT+S | $4.34 | 1,192 | -$5,175 | 45,938 | 0.0% |
| 2026-03-10 22:27 | 2026-03-09 | FNKO | Funko, Inc. | Oddie Andrew David | Officer - CHIEF INTERNATIONAL OFFICER | Games, Toys & Children's Vehicles (No Dolls & Bicycles) | OPT+S | $4.35 | 5,744 | -$24,978 | 58,040 | 0.0% |
| 2026-03-10 23:01 | 2026-03-09 | RMNI | Rimini Street, Inc. | Rowe David W. | Officer - EVP & Chief Marketing Officer | Services-Business Services, NEC | OPT+S | $3.49 | 148 | -$517 | 467,890 | 0.0% |
| 2026-03-10 21:00 | 2026-03-06 | SSP | E.W. SCRIPPS Co | Evans Peggy Scripps | 10% owner | Television Broadcasting Stations | BUY | $4.64 | 3,077 | $14,287 | 7,500 | +69.6% |
| 2026-03-10 21:00 | 2026-03-06 | SSP | E.W. SCRIPPS Co | Scripps Elizabeth | 10% owner | Television Broadcasting Stations | BUY | $4.64 | 3,077 | $14,287 | 13,421 | +29.7% |
| 2026-03-10 21:00 | 2026-03-06 | SSP | E.W. SCRIPPS Co | Granado Anthony S. | 10% owner | Television Broadcasting Stations | BUY | $4.53 | 12,594 | $57,038 | 41,512 | +43.6% |
| 2026-03-10 21:00 | 2026-03-06 | SSP | E.W. SCRIPPS Co | Scripps Eaton M | 10% owner | Television Broadcasting Stations | BUY | $4.64 | 41,017 | $190,446 | 1,388,185 | +3.0% |
| 2026-03-10 21:00 | 2026-03-06 | SSP | E.W. SCRIPPS Co | Brickner Rebecca Scripps | 10% owner | Television Broadcasting Stations | BUY | $4.64 | 79,758 | $370,324 | 521,976 | +18.0% |
| 2026-03-10 21:00 | 2026-03-06 | SSP | E.W. SCRIPPS Co | Granado Corina S. | 10% owner | Television Broadcasting Stations | BUY | $4.64 | 79,758 | $370,324 | 800,275 | +11.1% |
| 2026-03-10 21:00 | 2026-03-06 | SSP | E.W. SCRIPPS Co | Klenzing Margaret Scripps | 10% owner | Television Broadcasting Stations | BUY | $4.64 | 159,515 | $740,644 | 741,978 | +27.4% |
| 2026-03-10 21:54 | 2026-03-09 | SERA | SERA PROGNOSTICS, INC. | Kearney Paul | Officer - Chief Data Officer | Services-Medical Laboratories | SELL | $1.96 | 2,026 | -$3,971 | 165,357 | -1.2% |
| 2026-03-10 21:53 | 2026-03-09 | SERA | SERA PROGNOSTICS, INC. | Jackson Benjamin | Officer - General Counsel | Services-Medical Laboratories | SELL | $1.96 | 3,119 | -$6,113 | 115,747 | -2.6% |
| 2026-03-10 21:53 | 2026-03-09 | SERA | SERA PROGNOSTICS, INC. | Boniface John J. | Officer - Chief Scientific Officer | Services-Medical Laboratories | SELL | $1.96 | 3,038 | -$5,954 | 147,359 | -2.0% |
| 2026-03-10 21:53 | 2026-03-09 | SERA | SERA PROGNOSTICS, INC. | Aerts Austin | Officer - Chief Financial Officer | Services-Medical Laboratories | SELL | $1.96 | 674 | -$1,321 | 271,540 | -0.2% |
| 2026-03-10 21:53 | 2026-03-09 | SERA | SERA PROGNOSTICS, INC. | Harrison Robert Gardner | Officer - Chief Information Officer | Services-Medical Laboratories | SELL | $1.96 | 3,360 | -$6,586 | 77,428 | -4.2% |
| 2026-03-10 21:24 | 2026-03-06 | TCPC | BlackRock TCP Capital Corp. | Cuellar Erik L. | Officer - CFO | Other | BUY | $3.86 | 1,750 | $6,752 | 2,000 | +700.0% |
| 2026-03-10 21:00 | 2026-03-06 | TCPC | BlackRock TCP Capital Corp. | Worrell August Daniel | Officer - Co-Chief Investment Officer | Other | BUY | $3.82 | 80,000 | $305,600 | 113,500 | +238.8% |
| 2026-03-10 20:52 | 2026-03-06 | TCPC | BlackRock TCP Capital Corp. | Mehring Jason | Officer - President | Other | BUY | $3.86 | 6,500 | $25,090 | 29,208 | +28.6% |
| 2026-03-10 21:34 | 2026-03-09 | SND | Smart Sand, Inc. | Porcelli Francis Michael | Director | Mining & Quarrying of Nonmetallic Minerals (No Fuels) | SELL | $3.83 | 125,000 | -$479,250 | 744,060 | -14.4% |
| 2026-03-11 01:30 | 2026-03-10 | MNKD | MANNKIND CORP | Castagna Michael | Director, Officer - Chief Executive Officer | Pharmaceutical Preparations | BUY | $2.59 | 100,000 | $259,000 | 2,575,911 | +4.0% |
| 2026-03-11 01:45 | 2026-03-06 | ABOS | Acumen Pharmaceuticals, Inc. | Meisner Derek M | Officer - Chief Legal Officer & Corp Sec | Biological Products, (No Diagnostic Substances) | OPT+S | $3.26 | 2,090 | -$6,813 | 173,999 | 0.0% |
| 2026-03-11 01:49 | 2026-02-19 | FOXX | Foxx Development Holdings Inc. | Liao James | Officer - Chief Technology Officer | Computer Communications Equipment | SELL | $4.61 | 9,716 | -$44,791 | 0 | -100.0% |
| 2026-03-11 01:54 | 2026-03-06 | SBC | SBC Medical Group Holdings Inc | Aikawa Yoshiyuki | Director, Officer, 10% owner - Chairman and CEO | Services-Offices & Clinics of Doctors of Medicine | SELL | $2.12 | 4,422,900 | -$9,376,548 | 861,600 | -83.7% |
| 2026-03-10 23:29 | 2026-03-06 | LSAK | LESAKA TECHNOLOGIES INC | International Finance Corp | 10% owner | Functions Related To Depository Banking, NEC | SELL | $4.58 | 36,991 | -$169,482 | 6,035,962 | -0.6% |
| 2026-03-10 23:35 | 2026-03-02 | WHWK | Whitehawk Therapeutics, Inc. | BALL BRYAN | Officer - See remarks | Pharmaceutical Preparations | OPT+S | $3.31 | 1,834 | -$6,070 | 206,019 | 0.0% |
High Risk, High Reward Insider Trades
Penny stocks are notoriously volatile, but when insiders put their own money into stocks priced under $5, it provides a unique layer of validation. Unlike large-cap stocks where buys might be routine, a million-share purchase at $0.50 can indicate that management sees a path to recovery or exponential growth. Our tracking allows you to identify ini speculative signals in real-time, focusing on the capital flow of those with intimate industry knowledge. Following these low-cap moves helps bridge the information gap in the most volatile market segments.
Identifying Legitimate Micro-Cap Conviction
Our Penny Stock Filter isolates the most speculative yet promising filings from the SEC Form 4 feed. By focusing on low-priced equities, we highlight where CEOs and Directors are taking meaningful positions. This list is essential for small-cap investors looking to follow the capital of those with intimate knowledge of a company's research, patents, or upcoming regulatory approvals. Eliminate the noise and focus strictly on high-impact accumulation from leadership betting big on their company’s future value in the micro-cap space.
UNDERSTANDING THE DATA
FILING DATE: The date and time when the transaction was reported to the SEC. This is when the public first receives the information.
TRADE DATE: The actual day the insider executed the purchase or sale in the market.
INDUSTRY: The specific market sector the company operates in. Useful for identifying broader institutional capital flows across sectors.
OWNED AFTER: The total number of shares held by the insider following the transaction. This highlights the insider's remaining conviction in the company.
CHANGE %: The percentage increase or decrease of the insider's total position. Large percentage changes often carry more weight than the dollar amount alone.
TRADE TYPES DEFINITIONS
BUY: An open market purchase. Typically indicates an insider's belief that the stock is undervalued or poised for growth.
SELL: An open market sale. While often used for diversification or liquidity, large or unexpected sales can be a warning signal.
OPT+S (OPTION EXERCISE & SALE): This occurs when an insider exercises their stock options and sells them immediately. Often part of a structured compensation plan.